AWR Files 8-K on Officer Changes & Compensation
Ticker: AWR · Form: 8-K · Filed: Feb 9, 2024 · CIK: 1056903
Complexity: simple
Sentiment: neutral
Topics: officer-changes, compensation, corporate-governance
TL;DR
**AWR filed an 8-K about officer changes and compensation, but details are missing.**
AI Summary
AMERICAN STATES WATER CO (AWR) filed an 8-K on February 9, 2024, reporting an event that occurred on February 6, 2024. This filing indicates a current report under Section 13 or 15(d) of The Securities Exchange Act of 1934, specifically mentioning 'Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.' While the filing confirms the event type, it does not provide specific details about who departed or was appointed, or the nature of the compensatory arrangements. For investors, this matters because changes in leadership or executive compensation can signal shifts in company strategy, financial health, or governance, potentially impacting future stock performance.
Why It Matters
Changes in executive leadership or compensation can signal strategic shifts or financial health, directly influencing investor confidence and the company's future direction.
Risk Assessment
Risk Level: medium — The filing indicates significant corporate governance changes (officer departures/appointments, compensation) but lacks specific details, creating uncertainty for investors.
Analyst Insight
Investors should monitor subsequent filings or company announcements for specific details regarding the officer changes and compensatory arrangements, as these could significantly impact future company performance and strategy.
Key Players & Entities
- AMERICAN STATES WATER CO (company) — registrant of the 8-K filing
- Golden State Water CO (company) — registrant of the 8-K filing
- February 6, 2024 (date) — date of the earliest event reported
- February 9, 2024 (date) — date the 8-K was filed
- 001-14431 (other) — Commission File Number for AMERICAN STATES WATER CO
- 001-12008 (other) — Commission File Number for Golden State Water CO
FAQ
What was the earliest event reported in this 8-K filing?
The earliest event reported in this 8-K filing occurred on February 6, 2024.
What specific items are covered in this 8-K filing for AMERICAN STATES WATER CO?
The 8-K filing for AMERICAN STATES WATER CO covers 'Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers'.
What is the Commission File Number for AMERICAN STATES WATER CO as stated in the filing?
The Commission File Number for AMERICAN STATES WATER CO is 001-14431.
What is the business address listed for both AMERICAN STATES WATER CO and Golden State Water CO in this filing?
The business address listed for both companies is 630 East Foothill Blvd., San Dimas, CA 91773-1212.
Does the filing provide names of the officers who departed or were appointed, or specific details about compensatory arrangements?
No, the filing indicates the type of event but does not provide specific names of officers who departed or were appointed, nor does it detail the compensatory arrangements.
Filing Stats: 610 words · 2 min read · ~2 pages · Grade level 12.4 · Accepted 2024-02-09 16:34:13
Key Financial Figures
- $950,000 — Services, Inc. and its subsidiaries of $950,000, $599,500, $461,200, $409,100 and $371,
- $599,500 — Inc. and its subsidiaries of $950,000, $599,500, $461,200, $409,100 and $371,900, respe
- $461,200 — its subsidiaries of $950,000, $599,500, $461,200, $409,100 and $371,900, respectively.
- $409,100 — iaries of $950,000, $599,500, $461,200, $409,100 and $371,900, respectively. SIGNATURE
- $371,900 — 0,000, $599,500, $461,200, $409,100 and $371,900, respectively. SIGNATURES Pursuant t
Filing Documents
- awr-20240206.htm (8-K) — 29KB
- 0001628280-24-004106.txt ( ) — 190KB
- awr-20240206.xsd (EX-101.SCH) — 3KB
- awr-20240206_def.xml (EX-101.DEF) — 14KB
- awr-20240206_lab.xml (EX-101.LAB) — 29KB
- awr-20240206_pre.xml (EX-101.PRE) — 15KB
- awr-20240206_htm.xml (XML) — 4KB
02(e). Compensatory Arrangements of Certain Officers
Item 5.02(e). Compensatory Arrangements of Certain Officers. On February 6, 2024, the independent members of the Board of Directors approved, upon recommendation of the Compensation Committee, base salaries for 2024 for Robert J. Sprowls, President and Chief Executive Officer of American States Water Company, Golden State Water Company, and American States Utility Services, Inc. and its subsidiaries; Eva G. Tang, Senior Vice President – Finance, Chief Financial Officer and Corporate Secretary of American States Water Company, Golden State Water Company, and American States Utility Services, Inc. and its subsidiaries and Treasurer of American States Water Company; Paul J. Rowley, Senior Vice President – Regulated Water Utility of Golden State Water Company; Christopher H. Connor, Senior Vice President – American States Utility Services, Inc. and its subsidiaries; and Gladys M. Farrow, Assistant Secretary of American States Water Company, Vice President – Finance, Treasurer and Assistant Secretary of Golden State Water Company, and Treasurer and Assistant Secretary of American States Utility Services, Inc. and its subsidiaries of $950,000, $599,500, $461,200, $409,100 and $371,900, respectively.
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized . AMERICAN STATES WATER COMPANY: February 9, 2024 /s/ Eva G. Tang Eva G. Tang Senior Vice President-Finance, Chief Financial Officer, Corporate Secretary and Treasurer GOLDEN STATE WATER COMPANY: February 9, 2024 /s/ Eva G. Tang Eva G. Tang Senior Vice President-Finance, Chief Financial Officer and Secretary