Axt Inc (AXTI) — SEC Filings
Axt Inc (AXTI) — 34 SEC filings. Latest: 8-K (Apr 21, 2026). Includes 19 8-K, 6 10-Q, 3 SC 13G.
Overview
Axt Inc (AXTI) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 8-K filed on Dec 30, 2025: On December 29, 2025, AXT, Inc. entered into a material definitive agreement. The company, incorporated in Delaware with its principal executive offices in Fremont, California, filed this 8-K report to disclose this event. The filing also includes other events and financial statements and exhibits.
Sentiment Summary
Across 34 filings, the sentiment breakdown is: 1 bullish, 4 bearish, 29 neutral. The dominant filing sentiment for Axt Inc is neutral.
Filing Type Overview
Axt Inc (AXTI) has filed 19 8-K, 6 10-Q, 1 8-K/A, 2 DEF 14A, 2 10-K, 3 SC 13G, 1 SC 13G/A with the SEC between Feb 2024 to Apr 2026.
Filings by Year
Recent SEC Filings (34)
Risk Profile
Risk Assessment: Of AXTI's 31 recent filings, 4 were flagged as high-risk, 9 as medium-risk, and 18 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Financial Highlights
| Metric | Value |
|---|---|
| Revenue | $65.285M |
| Net Income | $(17.712M) |
| EPS | $(0.41) |
| Debt-to-Equity | 0.46 |
| Cash Position | $23.110M |
| Operating Margin | -27.8% |
| Total Assets | $334.034M |
| Total Debt | $61.547M |
Key Executives
- Michael J. Smith
- Dr. Jian Li
- Mr. David J. R. Hale
- David J. Miller
Industry Context
The semiconductor materials industry, where AXT operates, is characterized by high R&D intensity, cyclical demand, and significant capital investment. Key trends include the growing demand for advanced materials in areas like AI, 5G, and electric vehicles, alongside intense global competition and supply chain complexities. Companies in this sector must continuously innovate to meet evolving technological requirements and manage production capacity effectively.
Top Tags
semiconductors (8) · financial-reporting (6) · 8-k (5) · financials (5) · 10-Q (4) · financial-results (3) · 8-K (3) · Semiconductor Materials (2) · Financial Performance (2) · Net Loss (2)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Commission File Number | 000-24085 | AXT, Inc.'s SEC file number |
| IRS Employer Identification No. | 94-3031310 | AXT, Inc.'s EIN |
| Revenue | $65.285M | Decreased by 12.08% for the nine months ended September 30, 2025, compared to $74.256M in 2024. |
| Net Loss Attributable to AXT, Inc. | $(17.712M) | Increased by 170.99% for the nine months ended September 30, 2025, from $(6.536M) in 2024. |
| Basic Net Loss Per Common Share | $(0.41) | Increased from $(0.15) in 2024 for the nine months ended September 30, 2025. |
| Gross Profit | $6.416M | Decreased by 66.98% for the nine months ended September 30, 2025, from $19.428M in 2024. |
| Short-term Loans | $61.547M | Increased by 30.23% as of September 30, 2025, from $47.264M at December 31, 2024. |
| Total Operating Expenses | $24.559M | Decreased by 12.49% for the nine months ended September 30, 2025, from $28.066M in 2024. |
| Research and Development Expenses | $6.656M | Decreased from $10.410M in 2024 for the nine months ended September 30, 2025. |
| Cash and Cash Equivalents | $23.110M | Slightly increased as of September 30, 2025, from $22.833M at December 31, 2024. |
| Common Shares Outstanding | 46,623,170 | As of November 1, 2025. |
| Tongmei Noncontrolling Interests | 14.5% | Total noncontrolling and redeemable noncontrolling interests as of September 30, 2025. |
| SEC File Number | 000-24085 | Identifies the company's filing history with the SEC. |
| Revenue (Q2 2025) | $17.97M | Down 35.6% from $27.92M in Q2 2024 |
| Revenue (H1 2025) | $37.33M | Down 26.3% from $50.61M in H1 2024 |
Forward-Looking Statements
- {"claim":"Other institutional investors may take note of First Wilshire's significant stake and potentially increase their own positions in AXT, Inc.","entity":"AXT, Inc.","targetDate":"Within 6 months","confidence":"medium"}
- {"claim":"Dimensional Fund Advisors LP will continue to hold a significant stake in AXT Inc.","entity":"Dimensional Fund Advisors LP","targetDate":"Next SC 13G/A filing","confidence":"medium"}
Frequently Asked Questions
What are the latest SEC filings for Axt Inc (AXTI)?
Axt Inc has 34 recent SEC filings from Feb 2024 to Apr 2026, including 19 8-K, 6 10-Q, 3 SC 13G. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of AXTI filings?
Across 34 filings, the sentiment breakdown is: 1 bullish, 4 bearish, 29 neutral. The dominant sentiment is neutral.
Where can I find Axt Inc SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Axt Inc (AXTI) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Axt Inc?
Key financial highlights from Axt Inc's most recent 10-Q include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for AXTI?
The investment thesis for AXTI includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Axt Inc?
Key executives identified across Axt Inc's filings include Michael J. Smith, Dr. Jian Li, Mr. David J. R. Hale, David J. Miller.
What are the main risk factors for Axt Inc stock?
Of AXTI's 31 assessed filings, 4 were flagged high-risk, 9 medium-risk, and 18 low-risk.
What are recent predictions and forward guidance from Axt Inc?
Recent forward-looking statements from Axt Inc include guidance on {"claim":"Other institutional investors may take note of First Wilshire's significant stake and potentially increase the and 1 other predictions.