Bank of America Files SC 13D/A for Nuveen Fund

TL;DR

BofA updated its filing on Nuveen Enhanced High Yield Municipal Bond Fund - ownership details pending.

AI Summary

On March 19, 2024, Bank of America Corp /DE/ filed an amended Schedule 13D regarding its holdings in Nuveen Enhanced High Yield Municipal Bond Fund. The filing indicates a change in the reporting person's beneficial ownership, though specific details on the percentage change or new ownership stake are not provided in this excerpt. The filing is an update to previous disclosures concerning the fund.

Why It Matters

This filing signals a potential shift in significant beneficial ownership of the Nuveen Enhanced High Yield Municipal Bond Fund, which could impact the fund's management or strategic direction.

Risk Assessment

Risk Level: medium — The filing indicates a change in beneficial ownership, which could lead to shifts in the fund's strategy or control, but the exact nature and impact are not fully detailed.

Key Players & Entities

• BANK OF AMERICA CORP /DE/ (company) — Reporting Person
• Nuveen Enhanced High Yield Municipal Bond Fund (company) — Subject Company
• BANC OF AMERICA PREFERRED FUNDING CORP (company) — Group Member

FAQ

Filing Documents

• ef20024633_sc13da.htm (SC 13D/A) — 111KB
• ef20024633_ex99-1.htm (EX-99.1) — 3KB
• ef20024633_ex99-2.htm (EX-99.2) — 4KB
• 0001140361-24-014200.txt ( ) — 120KB

of the Original Schedule 13D, as amended, is hereby amended and restated to read as follows

Item 5 of the Original Schedule 13D, as amended, is hereby amended and restated to read as follows: The responses of the Reporting Persons to rows (7) through (11) of the cover pages of this Amendment 2 are incorporated herein by reference. Item 7 Material to be Filed as Exhibits Item 7 of the Original Schedule 13D, as amended, is hereby amended by deleting Exhibit 99.1 and Exhibit 99.2 thereto and the insertion of the following exhibits: "Exhibit Description of Exhibit 99.1 Joint Filing Agreement 99.2 Limited Power of Attorney

SIGNATURES

SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true , complete and correct. Date: March 18 , 2024 BANK OF AMERICA CORPORATION By : / s/ Michael Jentis Name: Michael Jentis Title: Managing Director BANC OF AMERICA PREFERRED FUNDING CORPORATION By: /s / Michael Jentis Name : Michael Jentis Title : Managing Director Page 1 of 3 SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. The business address of each of the executive officers and directors of Bank of America Corporation is Bank of America Corporate Center, 100 North Tryon Street, Charlotte, North Carolina 28255. Name Position with Bank of America Corporation Principal Occupation Brian T. Moynihan Chairman of the Board, Chief Executive Officer and Director Chairman of the Board and Chief Executive Officer of Bank of America Corporation Paul M. Donofrio Vice Chair Vice Chair of Bank of America Corporation Thong M. Nguyen Vice Chair, Head of Global Strategy & Enterprise Platforms Vice Chair, Head of Global Strategy & Enterprise Platforms of Bank of America Corporation Catherine P. Bessant Vice Chair, Global Strategy Vice Chair, Global Strategy of Bank of America Corporation Bruce R. Thompson Vice Chair, Head of Enterprise Credit Vice Chair, Head of Enterprise Credit of Bank of America Corporation Dean C. Athanasia President, Regional Banking President, Regional Banking of Bank of America Corporation James P. DeMare President, Global Markets President, Global Markets of Bank of America Corporation Kathleen A. Knox President, The Private Bank President, The Private Bank of Bank of America Corporation Matthew M. Koder President, Global Corporate and Investment Banking President, Global Corporate and Invest

View Full Filing

View this SC 13D/A filing on SEC EDGAR