BofA Files 13D/A Amendment for Nuveen Municipal Fund

TL;DR

BofA filed an update on its Nuveen Municipal Income Fund stake, no major changes disclosed.

AI Summary

Bank of America Corp. (DE) filed an amendment (No. 9) to its Schedule 13D on April 4, 2024, regarding its holdings in Nuveen Quality Municipal Income Fund. The filing does not disclose specific new share counts or dollar amounts but indicates a change in the reporting of beneficial ownership.

Why It Matters

This filing updates the beneficial ownership information for a significant financial institution concerning a municipal income fund, which could signal shifts in investment strategy or regulatory compliance.

Risk Assessment

Risk Level: low — The filing is an amendment to existing disclosure and does not report a new acquisition or significant change in holdings.

Key Players & Entities

• Bank of America Corp /DE/ (company) — Filer of the Schedule 13D/A
• Nuveen Quality Municipal Income Fund (company) — Subject company of the filing
• John Nuveen & Co (company) — Address associated with Nuveen Quality Municipal Income Fund

FAQ

Filing Documents

• ef20026098_sc13da.htm (SC 13D/A) — 107KB
• ef20026098_ex99-1.htm (EX-99.1) — 4KB
• ef20026098_ex99-2.htm (EX-99.2) — 5KB
• 0001140361-24-017996.txt ( ) — 119KB

of the Original Schedule 13D, as amended, is hereby amended and restated to read as follows

Item 5 of the Original Schedule 13D, as amended, is hereby amended and restated to read as follows: The responses of the Reporting Persons to rows (7) through (11) of the cover pages of this Amendment 9 are incorporated herein by reference. Item 7 Material to be Filed as Exhibits Item 7 of the Original Schedule 13D, as amended, is hereby amended by deleting Exhibit 99.1 and Exhibit 99.2 thereto and the insertion of the following exhibits: Exhibit Description of Exhibit 99.1 Joint Filing Agreement 99.2 Limited Power of Attorney

SIGNATURES

SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true , complete and correct. Date: April 4, 2024 BANK OF AMERICA CORPORATION By: /s/ Michael Jentis Name: Michael Jentis Title: Managing Director BANC OF AMERICA PREFERRED FUNDING CORPORATION By: /s/ Michael Jentis Name: Michael Jentis Title: Managing Director Page 1 of 3 SCHEDULE I EXECUTIVE OFFICERS AND DIRECTORS OF REPORTING PERSONS The following sets forth the name and present principal occupation of each executive officer and director of Bank of America Corporation. The business address of each of the executive officers and directors of Bank of America Corporation is Bank of America Corporate Center, 100 North Tryon Street, Charlotte, North Carolina 28255. Name Position with Bank of America Corporation Principal Occupation Brian T. Moynihan Chairman of the Board, Chief Executive Officer and Director Chairman of the Board and Chief Executive Officer of Bank of America Corporation Paul M. Donofrio Vice Chair Vice Chair of Bank of America Corporation Thong M. Nguyen Vice Chair, Head of Global Strategy & Enterprise Platforms Vice Chair, Head of Global Strategy & Enterprise Platforms of Bank of America Corporation Catherine P. Bessant Vice Chair, Global Strategy Vice Chair, Global Strategy of Bank of America Corporation Bruce R. Thompson Vice Chair, Head of Enterprise Credit Vice Chair, Head of Enterprise Credit of Bank of America Corporation Dean C. Athanasia President, Regional Banking President, Regional Banking of Bank of America Corporation James P. DeMare President, Global Markets President, Global Markets of Bank of America Corporation Kathleen A. Knox President, The Private Bank President, The Private Bank of Bank of America Corporation Matthew M. Koder President, Global Corporate and Investment Banking President, Global Corporate and Investment Banking of Ba

View Full Filing

View this SC 13D/A filing on SEC EDGAR