Brookfield Asset Management Files Code of Conduct
Ticker: BAM · Form: 6-K · Filed: May 31, 2024 · CIK: 1937926
| Field | Detail |
|---|---|
| Company | Brookfield Asset Management LTD. (BAM) |
| Form Type | 6-K |
| Filed Date | May 31, 2024 |
| Risk Level | low |
| Pages | 1 |
| Reading Time | 1 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: code-of-conduct, governance, sec-filing
TL;DR
Brookfield Asset Management filed its Code of Conduct on 5/31. Standard procedure, but good to know their ethics.
AI Summary
Brookfield Asset Management Ltd. filed a Form 6-K on May 31, 2024, reporting its Code of Business Conduct and Ethics as Exhibit 99.1. The company, headquartered at Brookfield Place, 181 Bay Street, Toronto, Canada, is registered with the SEC under file number 001-41563 and operates in investment advice.
Why It Matters
This filing provides transparency into Brookfield's ethical guidelines and corporate governance, which is important for investors assessing the company's operational integrity.
Risk Assessment
Risk Level: low — This is a routine filing of a code of conduct, which does not introduce new financial or operational risks.
Key Players & Entities
- Brookfield Asset Management Ltd. (company) — Registrant
- Kathy Sarpash (person) — Signatory for the filing
- May 31, 2024 (date) — Filing date
- 181 Bay Street, Toronto, Canada (location) — Principal Executive Offices
FAQ
What is the primary purpose of this Form 6-K filing?
The primary purpose of this Form 6-K filing is to report Brookfield Asset Management Ltd.'s Code of Business Conduct and Ethics as an exhibit.
What is the filing date of this report?
The filing date of this report is May 31, 2024.
Where are Brookfield Asset Management Ltd.'s principal executive offices located?
Brookfield Asset Management Ltd.'s principal executive offices are located at Brookfield Place, Suite 100, 181 Bay Street, P.O. Box 762, Toronto, Ontario, Canada, M5J 2T3.
What is the SEC file number for Brookfield Asset Management Ltd.?
The SEC file number for Brookfield Asset Management Ltd. is 001-41563.
Which exhibit is included with this Form 6-K filing?
Exhibit 99.1, the Code of Business Conduct and Ethics, is included with this Form 6-K filing.
Filing Stats: 156 words · 1 min read · ~1 pages · Grade level 13.1 · Accepted 2024-05-31 16:06:56
Filing Documents
- d811419d6k.htm (6-K) — 9KB
- d811419dex991.htm (EX-99.1) — 175KB
- g811419dsp58.jpg (GRAPHIC) — 6KB
- g811419dsp59.jpg (GRAPHIC) — 2KB
- 0001193125-24-151745.txt ( ) — 195KB
From the Filing
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of: May 2024 Commission File Number: 001-41563 BROOKFIELD ASSET MANAGEMENT LTD. (Name of Registrant) Brookfield Place Suite 100 181 Bay Street, P.O. Box 762 Toronto, Ontario, Canada M5J 2T3 (Address of Principal Executive Offices) Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F: Form 20-FForm 40-F EXHIBIT INDEX Exhibit Description of Exhibit 99.1 Code of Business Conduct and Ethics SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. BROOKFIELD ASSET MANAGEMENT LTD. Date: May 31, 2024 By: /s/ Kathy Sarpash Name: Kathy Sarpash Title: Managing Director, Legal & Regulatory