Banc of California Reports on Shareholder Votes

TL;DR

Banc of California held shareholder votes on May 9th, details filed today.

AI Summary

Banc of California, Inc. filed an 8-K on May 14, 2024, reporting on matters submitted to a vote of security holders on May 9, 2024. The filing details the company's corporate structure and its principal executive offices located at 11611 San Vicente Boulevard, Suite 500, Los Angeles, California.

Why It Matters

This filing indicates that important decisions were put to a vote by Banc of California's shareholders, which could impact the company's future direction and governance.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of a shareholder vote and does not contain information about significant financial changes or strategic shifts.

Key Players & Entities

• BANC OF CALIFORNIA, INC. (company) — Registrant
• May 9, 2024 (date) — Date of earliest event reported
• May 14, 2024 (date) — Date of report
• 11611 San Vicente Boulevard, Suite 500, Los Angeles, California 90049 (location) — Principal executive offices

FAQ

Key Financial Figures

• $0.01 — ich registered Common Stock, par value $0.01 per share BANC New York Stock Excha

Filing Documents

• ef20029134_8k.htm (8-K) — 55KB
• 0001140361-24-026000.txt ( ) — 232KB
• banc-20240509.xsd (EX-101.SCH) — 4KB
• banc-20240509_def.xml (EX-101.DEF) — 18KB
• banc-20240509_lab.xml (EX-101.LAB) — 27KB
• banc-20240509_pre.xml (EX-101.PRE) — 20KB
• ef20029134_8k_htm.xml (XML) — 7KB

07

Item 5.07 Submission of Matters to a Vote of Security Holders. On May 9, 2024, the Company held its 2024 Annual Meeting of Stockholders (the "2024 Annual Meeting"). As of March 15, 2024, the record date for the 2024 Annual Meeting, there were 157,623,468 shares of the Company's voting common stock outstanding. The results of the items voted on at the 2024 Annual Meeting are as follows: Proposal I Election of the twelve director nominees: The Company's directors are elected by a majority of the votes cast. Accordingly, the following twelve director nominees were elected, each for a term of one year: Nominee For Against Abstain Broker Non-Vote James A. "Conan" Barker 115,025,875 1,971,518 151,423 N/A Paul R. Burke 116,044,757 970,646 133,413 N/A Mary A. Curran 115,146,051 1,863,832 138,933 N/A John M. Eggemeyer 115,750,413 1,267,441 130,962 N/A Shannon F. Eusey 115,130,094 1,881,291 137,431 N/A Richard J. Lashley 115,033,157 1,966,285 149,374 N/A Susan E. Lester 116,183,735 848,547 116,534 N/A Joseph J. Rice 114,949,695 2,023,513 175,608 N/A Todd Schell 116,183,711 829,059 136,046 N/A Vania E. Schlogel 113,990,539 2,999,563 158,714 N/A Andrew Thau 114,691,608 2,314,021 143,187 N/A Jared M. Wolff 116,110,947 923,215 114,654 N/A Proposal II Approval, on an advisory and non-binding basis, of the compensation paid to the Company's named executive officers, as disclosed in the Company's proxy statement for the Annual Meeting (Say-on-Pay): The vote required to approve this proposal was the affirmative vote of a majority of the votes cast on the proposal. Accordingly, this proposal was approved with the following vote: For Against Abstain Broker Non-Vote 112,451,310 4,436,360 261,146 N/A

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. BANC OF CALIFORNIA, INC. /s/ Ido Dotan Ido Dotan General Counsel, Chief Administrative Officer, and Corporate Secretary Date: May 14, 2024

View Full Filing

View this 8-K filing on SEC EDGAR