Alibaba Group Holding Ltd Files 20-F/A Amendment

TL;DR

<b>Alibaba Group Holding Ltd filed an amendment to its annual report for the fiscal year ended March 31, 2023.</b>

AI Summary

Alibaba Group Holding Ltd (BBAAY) filed a Amended Foreign Annual Report (20-F/A) with the SEC on February 23, 2024. Filing is an Amendment No. 1 to the Annual Report on Form 20-F. The report covers the fiscal year ended March 31, 2023. Alibaba Group Holding Limited is incorporated in the Cayman Islands. The company's principal executive offices are located in Hong Kong S.A.R., People's Republic of China. As of March 31, 2023, there were 20,526,017,712 Ordinary Shares outstanding.

Why It Matters

For investors and stakeholders tracking Alibaba Group Holding Ltd, this filing contains several important signals. This filing is an amendment, indicating potential updates or corrections to previously submitted information. The report provides details on the company's structure, location, and share structure as of the end of the fiscal year.

Risk Assessment

Risk Level: low — Alibaba Group Holding Ltd shows low risk based on this filing. The filing is an amendment to a routine annual report and does not contain new financial performance data or significant disclosures that would immediately impact risk assessment.

Analyst Insight

Review the full amendment for any specific changes or clarifications made to the original 20-F filing.

Key Numbers

• 20,526,017,712 — Ordinary Shares outstanding (As of March 31, 2023)
• 001-36614 — SEC File Number (Alibaba Group Holding Limited)
• 2023-03-31 — Fiscal Year End (Covered by the report)

Key Players & Entities

• Alibaba Group Holding Limited (company) — Registrant
• Toby Hong Xu (person) — Chief Financial Officer
• Cayman Islands (company) — Jurisdiction of incorporation
• Hong Kong S.A.R. (company) — Address of principal executive offices
• People's Republic of China (company) — Address of principal executive offices
• US$0.000003125 (dollar_amount) — par value per Ordinary Share

FAQ

Industry Context

Alibaba Group Holding Limited is a multinational technology company specializing in e-commerce, retail, Internet, and technology.

Regulatory Implications

Form 20-F is an annual report required for foreign private issuers with securities traded in the U.S. This filing is an amendment to that report.

What Investors Should Do

1. Review the full amendment document for specific changes from the original filing.
2. Note the outstanding share count as of March 31, 2023.
3. Confirm the company's registered jurisdiction and principal executive office locations.

Key Dates

• 2023-03-31: Fiscal Year End — Period covered by the annual report
• 2024-02-23: Filing Date — Date the amendment was filed with the SEC

Year-Over-Year Comparison

This is an amendment (No. 1) to the previously filed annual report on Form 20-F for the fiscal year ended March 31, 2023.

Key Financial Figures

• $0.000003125 — egistered Ordinary Shares, par value US$0.000003125 per share 9988 (HKD Counter) 89988 (R
• $4,000,000,000 — , dated May 16, 2023, in respect of a US$4,000,000,000 Facility Agreement dated March 9, 2016
• $6,500,000,000 — , dated May 16, 2023, in respect of a US$6,500,000,000 Facility Agreement dated April 7, 2017
• $7,653,750,000 — ted September 21, 2022, relating to a HK$7,653,750,000 term loan facility between Alibaba Grou

Filing Documents

• d791119d20fa.htm (20-F/A) — 113KB
• d791119dex121.htm (EX-12.1) — 10KB
• d791119dex122.htm (EX-12.2) — 10KB
• d791119dex131.htm (EX-13.1) — 4KB
• d791119dex132.htm (EX-13.2) — 4KB
• 0001193125-24-044480.txt (&nbsp;) — 398KB
• baba-20230331.xsd (EX-101.SCH) — 4KB
• baba-20230331_cal.xml (EX-101.CAL) — 1KB
• baba-20230331_def.xml (EX-101.DEF) — 22KB
• baba-20230331_lab.xml (EX-101.LAB) — 28KB
• baba-20230331_pre.xml (EX-101.PRE) — 23KB
• d791119d20fa_htm.xml (XML) — 11KB

Description of Securities Registered under Section 12 of the U.S. Exchange Act

Description of Securities Registered under Section 12 of the U.S. Exchange Act 2.19 (8) Sixth Supplemental Indenture, dated as of February 9, 2021, between the Registrant and Bank of New York Mellon as Trustee 2.20 (8) Seventh Supplemental Indenture, dated as of February 9, 2021, between the Registrant and Bank of New York Mellon as Trustee 2.21 (8) Eighth Supplemental Indenture, dated as of February 9, 2021, between the Registrant and Bank of New York Mellon as Trustee 4 Exhibit Number Description of Document 2.22 (8) Ninth Supplemental Indenture, dated as of February 9, 2021, between the Registrant and Bank of New York Mellon as Trustee 2.23 (8) Form of 2.125% Senior Notes Due 2031 (included in Exhibit 2.19) 2.24 (8) Form of 2.700% Senior Notes Due 2041 (included in Exhibit 2.20) 2.25 (8) Form of 3.150% Senior Notes Due 2051 (included in Exhibit 2.21) 2.26 (8) Form of 3.250% Senior Notes Due 2061 (included in Exhibit 2.22) 4.1 (4) Form of Indemnification Agreement between the Registrant and its directors and executive officers 4.2 (4) Form of Employment Agreement between the Registrant and its executive officers 4.3 (4) Form of Share Retention Agreement between the Registrant and certain members of management 4.4 (5) Second Amended and Restated 2014 Post -IPO Equity Incentive Plan 4.5* Schedules of Material Differences of Contractual Arrangements of Representative Variable Interest Entities of the Registrant 4.6 (7) English translation of Loan Agreement, between Hangzhou Zhenxi Investment Management Co., Ltd. and Zhejiang Tmall Technology Co., Ltd., dated January 10, 2018 4.7 (7) English translation of Exclusive Call Option Agreement entered into by and among Hangzhou Zhenxi Investment Management Co., Ltd., Zhejiang Tmall Technology Co., Ltd. and Zhejiang Tmall Network Co., Ltd., dated January 10, 2018 4.8 (7) English translation of Shareholder's Voting Rights Proxy Agreement entered into by and a

SIGNATURES

SIGNATURES The registrant hereby certifies that it meets all of the requirements for filing on Form 20-F/A and that it has duly caused and authorized the undersigned to sign this annual report on its behalf. Alibaba Group Holding Limited By: /s/ Toby Hong Xu Name: Toby Hong Xu Title: Chief Financial Officer Date: February 23, 2024 8

View Full Filing

View this 20-F/A filing on SEC EDGAR