Portman Ridge Finance Corp. Enters Material Definitive Agreement

Ticker: BCIC · Form: 8-K · Filed: Jul 29, 2024 · CIK: 1372807

Portman Ridge Finance Corp 8-K Filing Summary
FieldDetail
CompanyPortman Ridge Finance Corp (BCIC)
Form Type8-K
Filed DateJul 29, 2024
Risk Levelmedium
Pages3
Reading Time4 min
Key Dollar Amounts$0.01, $85,000,000, $18,250,000
Sentimentneutral

Sentiment: neutral

Topics: material-agreement, financial-obligation

TL;DR

PRFD inks new deal, could mean big financial moves.

AI Summary

On July 23, 2024, Portman Ridge Finance Corp. entered into a material definitive agreement related to a direct financial obligation. The company, formerly known as KCAP Financial, Inc., filed an 8-K to report this event. Specific details regarding the nature of the financial obligation and any associated dollar amounts were not immediately available in the provided text.

Why It Matters

This filing indicates a significant new financial commitment or obligation for Portman Ridge Finance Corp., which could impact its financial structure and future operations.

Risk Assessment

Risk Level: medium — Entering into a material definitive agreement, especially one involving financial obligations, carries inherent risks that need further investigation into the specifics of the agreement.

Key Players & Entities

  • Portman Ridge Finance Corp. (company) — Registrant
  • KCAP Financial, Inc. (company) — Former Company Name
  • July 23, 2024 (date) — Date of earliest event reported

FAQ

What is the nature of the material definitive agreement entered into by Portman Ridge Finance Corp. on July 23, 2024?

The filing states that Portman Ridge Finance Corp. entered into a material definitive agreement, but the specific details of this agreement are not provided in the text.

What type of direct financial obligation or off-balance sheet arrangement is Portman Ridge Finance Corp. reporting?

The filing indicates the creation of a direct financial obligation or an obligation under an off-balance sheet arrangement, but the specific details are not elaborated upon in the provided text.

What was Portman Ridge Finance Corp. previously known as?

Portman Ridge Finance Corp. was formerly known as KCAP Financial, Inc.

When was the earliest event reported in this 8-K filing?

The earliest event reported in this 8-K filing occurred on July 23, 2024.

What is the SEC file number for Portman Ridge Finance Corp.?

The SEC file number for Portman Ridge Finance Corp. is 814-00735.

Filing Stats: 904 words · 4 min read · ~3 pages · Grade level 13.2 · Accepted 2024-07-29 17:00:57

Key Financial Figures

  • $0.01 — ich registered Common Stock, par value $0.01 per share PTMN The NASDAQ Global S
  • $85,000,000 — dit Facility in an amount not to exceed $85,000,000, subject to the satisfaction of certain
  • $18,250,000 — nce in an aggregate principal amount of $18,250,000, subject to the satisfaction of certain

Filing Documents

Financial Statements and Exhibits

Financial Statements and Exhibits. Exhibit Number Description 10.1 Loan and Security Agreement Conformed Through the Second Amendment dated as of July 23, 2024 among Great Lakes Portman Ridge Funding LLC, The Lenders Party Hereto, The Collateral Administrator, Collateral Agent ad Securities Intermediary Party Hereto, JPMorgan Chase Bank, National Association, as Administrative Agent and Portman Ridge Finance Corporation, as Portfolio Manager. 99.1 Press Release, dated July 29, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. PORTMAN RIDGE FINANCE CORPORATION By: /s/ Brandon Satoren Name: Brandon Satoren Title: Chief Financial Officer Date: July 29, 2024

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