HeartBeam, Inc. Files 8-K on Shareholder Vote and Financials

TL;DR

HeartBeam filed an 8-K on June 12th covering shareholder votes and financials. Check it out.

AI Summary

HeartBeam, Inc. filed an 8-K on June 18, 2024, reporting on matters submitted to a vote of security holders and financial statements as of June 12, 2024. The filing details common stock and warrant information, with the company's principal executive offices located at 2118 Walsh Avenue, Suite 210, Santa Clara, CA 95050.

Why It Matters

This 8-K filing provides crucial updates on corporate actions and financial status, which are important for investors to understand the company's current standing and governance.

Risk Assessment

Risk Level: low — This filing is a routine corporate disclosure and does not appear to contain significant new risks.

Key Numbers

• 001-41060 — SEC File Number (Identifies the company's filing with the SEC.)
• 47-4881450 — IRS Employer Identification No. (Company's tax identification number.)

Key Players & Entities

• HeartBeam, Inc. (company) — Registrant
• June 12, 2024 (date) — Earliest event reported
• June 18, 2024 (date) — Date of Report
• 2118 Walsh Avenue, Suite 210, Santa Clara, CA 95050 (address) — Principal executive offices

FAQ

Key Financial Figures

• $0.0001 — f the Company's common stock, par value $0.0001 (the "Common Stock") were outstanding a

Filing Documents

• ea0207990-8k_heartbeam.htm (8-K) — 39KB
• ea020799001ex10-1_heartbeam.htm (EX-10.1) — 5KB
• 0001213900-24-053485.txt ( ) — 259KB
• beat-20240612.xsd (EX-101.SCH) — 3KB
• beat-20240612_def.xml (EX-101.DEF) — 26KB
• beat-20240612_lab.xml (EX-101.LAB) — 36KB
• beat-20240612_pre.xml (EX-101.PRE) — 25KB
• ea0207990-8k_heartbeam_htm.xml (XML) — 5KB

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders On June 12, 2024, HeartBeam, Inc. (the "Company") held an annual meeting of stockholders (the "Annual Meeting") virtually, via live webcast. As of the close of business on April 15, 2024, the record date for the Annual Meeting (the "Record Date"), 26,329,032 shares of the Company's common stock, par value $0.0001 (the "Common Stock") were outstanding and entitled to vote. At the Annual Meeting, a total of 15,510,613 votes, comprised of shares of the Company's Common Stock, equivalent to approximately 58.91% of the outstanding votes, were represented in person or by proxy at the Annual Meeting, constituting a quorum. The matters that were voted upon at the Annual Meeting, and the number of votes cast for or against/withheld, as well as the number of abstentions and broker non-votes, as to such matters, where applicable, are set forth below. 1. The eight nominees for director were elected to serve a one-year term as follows: Director Votes For Votes Against Abstain Broker Non-Vote Richard Ferrari 7,320,527 1,208,286 39,325 6,942,475 Branislav Vajdic, PhD 8,521,425 35,607 11,106 6,942,475 George A. de Urioste 7,202,993 1,241,931 123,214 6,942,475 Marga Ortigas-Wedekind 8,118,897 409,905 39,336 6,942,475 Willem Elfrink 7,700,810 821,010 46,318 6,942,475 Mark Strome 7,768,881 781,158 18,099 6,942,475 Kenneth Nelson 8,281,294 268,806 18,038 6,942,475 Michael Jaff 8,517,942 3,868 46,328 6,942,475 2. The proposal to ratify the appointment of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2024 was approved as follows: Votes For Votes Against Broker Non-Votes Votes Abstained 15,480,741 5,967 0 23,905 3. The proposal to amend the 2022 Equity Incentive Plan to increase the number of authorized shares from 5,900,000 shares to 8,900,000 shares: Votes For Votes Against Broker Non-Vo

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits (d) Exhibits . Exhibit Number Description 10.1 Second Amendment to the HeartBeam, Inc. 2022 Equity Incentive Plan 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 1

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. HeartBeam, Inc. Date: June 17, 2024 /s/ Branislav Vajdic Name: Branislav Vajdic Title: Chief Executive Officer 2

View Full Filing

View this 8-K filing on SEC EDGAR