SC 13G/A: Bluerock Homes Trust, Inc.
Ticker: BHM · Form: SC 13G/A · Filed: Mar 1, 2024 · CIK: 1903382
Sentiment: neutral
Topics: sc-13g-a
AI Summary
SC 13G/A filing by Bluerock Homes Trust, Inc..
Risk Assessment
Risk Level: low
Filing Stats: 1,550 words · 6 min read · ~5 pages · Grade level 9.1 · Accepted 2024-03-01 09:52:53
Filing Documents
- o229243sc13ga3.htm (SC 13G/A) — 76KB
- 0001214659-24-003793.txt ( ) — 78KB
(a)
Item 1(a). Name of Issuer: Bluerock Homes Trust, Inc.
(b)
Item 1(b). Address of Issuer’s Principal Executive Offices: 1345 Avenue of the Americas – 32 nd Floor New York, NY 10105
(a)
Item 2(a). Name of Person Filing: (1) Hedgehog Capital LLC (2) Hold River LLC (3) David T. Lu David T. Lu is the managing member of Hedgehog Capital LLC and has sole voting and dispositive power with respect to shares owned by Hedgehog Capital LLC. David T. Lu is the managing member of Hold River LLC and has sole voting and dispositive power with respect to shares owned by Hold River LLC.
(b)
Item 2(b). Address of Principal Business Office or, if none, Residence: 1117 E. Putnam Ave. #320 Riverside, CT 06878
(c)
Item 2(c). Citizenship: (1) DE (2) DE (3) USA
(d)
Item 2(d). Title of Class of Securities: Common Shares
(e)
Item 2(e). CUSIP Number: 09631H100 Item 3. If this Statement is filed pursuant to 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) o Broker or dealer registered under Section 15 of the Act; (b) o Bank as defined in Section 3(a)(6) of the Act; (c) o Insurance company as defined in Section 3(a)(19) of the Act; (d) o Investment company registered under Section 8 of the Investment Company Act of 1940; (e) o An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) o An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) o A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; (j) o A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J); (k) o Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Page 5 of 7 pages Item 4. Hedgehog Capital LLC (a) Amount Beneficially Owned: 297,387 Common Shares; (b) Percent of Class: 7.7% Common Shares**; (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 297,387 Common Shares; (ii) shared power to vote or to direct the vote: (iii) sole power to dispose or to direct the disposition of: 297,387 Common Shares; (iv) shared power to dispose or to direct the disposition of: Hold River LLC (a) Amount Beneficially Owned: 40,565 Common Shares; (b) Percent of Class: 1.0% Common Shares**; (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 40,565 Common Shares;