BNY Mellon Files 8-K on Preferred Securities
Ticker: BK-PK · Form: 8-K · Filed: Sep 10, 2025 · CIK: 1390777
| Field | Detail |
|---|---|
| Company | Bank Of New York Mellon Corp (BK-PK) |
| Form Type | 8-K |
| Filed Date | Sep 10, 2025 |
| Risk Level | low |
| Pages | 4 |
| Reading Time | 5 min |
| Key Dollar Amounts | $0.01, $100,000 |
| Sentiment | neutral |
Sentiment: neutral
Topics: preferred-securities, disclosure, debt-and-equity
TL;DR
BNY Mellon filed an 8-K about their preferred capital securities.
AI Summary
On September 9, 2025, The Bank of New York Mellon Corporation (BNY Mellon) filed an 8-K to report on material modifications to security holders' rights and other events. This filing pertains to their 6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities of Mellon Capital IV, which are fully and unconditionally guaranteed by BNY Mellon.
Why It Matters
This filing provides important updates regarding BNY Mellon's preferred capital securities, which could impact investors holding these instruments.
Risk Assessment
Risk Level: low — The filing is a standard disclosure for preferred securities and does not indicate any immediate financial distress or significant negative events.
Key Numbers
- 6.244% — Fixed Rate (Interest rate for the preferred capital securities)
Key Players & Entities
- The Bank of New York Mellon Corporation (company) — Filer
- BNY Mellon (company) — Filer
- Mellon Capital IV (company) — Issuer of preferred securities
- 6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities (dollar_amount) — Specific security mentioned
FAQ
What specific modifications were made to the rights of security holders?
The filing indicates material modifications to the rights of security holders, but the specific details of these modifications are not elaborated upon in the provided text.
What is the purpose of the 6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities of Mellon Capital IV?
These securities are a form of preferred capital, fully and unconditionally guaranteed by The Bank of New York Mellon Corporation.
When was this 8-K filing submitted?
The filing was submitted on September 10, 2025, reporting events as of September 9, 2025.
What is the SIC code for The Bank of New York Mellon Corp?
The Standard Industrial Classification (SIC) code for The Bank of New York Mellon Corp is 6022, which corresponds to STATE COMMERCIAL BANKS.
Does the filing mention any changes to BNY Mellon's fiscal year?
The filing lists 'Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year' as an item information, but the specific details of any such change are not provided in the excerpt.
Filing Stats: 1,227 words · 5 min read · ~4 pages · Grade level 11.2 · Accepted 2025-09-10 16:13:12
Key Financial Figures
- $0.01 — nge on which registered Common Stock, $0.01 par value BK New York Stock Exchang
- $100,000 — Preferred Stock, liquidation preference $100,000 per share, par value $0.01 per share (t
Filing Documents
- d932260d8k.htm (8-K) — 41KB
- d932260dex11.htm (EX-1.1) — 116KB
- d932260dex31.htm (EX-3.1) — 63KB
- d932260dex42.htm (EX-4.2) — 234KB
- d932260dex51.htm (EX-5.1) — 7KB
- 0001193125-25-200101.txt ( ) — 727KB
- bk-20250909.xsd (EX-101.SCH) — 5KB
- bk-20250909_def.xml (EX-101.DEF) — 14KB
- bk-20250909_lab.xml (EX-101.LAB) — 24KB
- bk-20250909_pre.xml (EX-101.PRE) — 15KB
- d932260d8k_htm.xml (XML) — 8KB
Financial Statements and Exhibits
Financial Statements and Exhibits. (d) Exhibits Exhibit Number Description 1.1 Underwriting Agreement, dated September 3, 2025, by and among the Registrant and Barclays Capital Inc., BofA Securities, Inc., Citigroup Global Markets Inc., J.P. Morgan Securities LLC and BNY Mellon Capital Markets, LLC 3.1 Certificate of Designations of the Registrant with respect to the Series L Preferred Stock, dated September 9, 2025, filed with the Secretary of State of the State of Delaware and effective September 9, 2025 4.1 Certificate of Designations of the Registrant with respect to the Series L Preferred Stock, dated September 9, 2025, filed with the Secretary of State of the State of Delaware and effective September 9, 2025 (filed as Exhibit 3.1) 4.2 Deposit Agreement, dated as of September 10, 2025, by and among the Registrant, Computershare Inc. and Computershare Trust Company, N.A., acting jointly as depositary, and the holders from time to time of the depositary receipts described therein 4.3 Form of certificate representing the Series L Preferred Stock (included as Exhibit A to Exhibit 4.2) 4.4 Form of depositary receipt representing the Depositary Shares (included as Exhibit B to Exhibit 4.2) 5.1 Opinion of Sullivan & Cromwell LLP 23.1 Consent of Sullivan & Cromwell LLP (included in Exhibit 5.1) 104 Cover Page Interactive Data file – the cover page XBRL tags are embedded within the Inline XBRL document 3
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. The Bank of New York Mellon Corporation (Registrant) Date: September 10, 2025 By: /s/ Jean Weng Name: Jean Weng Title: Secretary 4