Bakkt Holdings, Inc. Files 8-K Report

TL;DR

Bakkt Holdings (BKKT) filed an 8-K on 9/15/25, confirming its identity and past name change.

AI Summary

On September 15, 2025, Bakkt Holdings, Inc. filed an 8-K report. The filing indicates that the company's former name was VPC Impact Acquisition Holdings, with a name change occurring on August 5, 2020. The report is related to 'Other Events' and provides standard company information such as its incorporation in Delaware and fiscal year end of December 31.

Why It Matters

This filing serves as an official record of company information and potential events, which is crucial for investors to stay informed about the company's status and any material changes.

Risk Assessment

Risk Level: low — The filing is a routine 8-K report providing corporate information and does not disclose any new material events or financial risks.

Key Numbers

• 001-39544 — SEC File Number (Identifies the company's filing history with the SEC.)
• 98-1550750 — IRS Employer Identification Number (Unique tax identification number for the company.)

Key Players & Entities

• Bakkt Holdings, Inc. (company) — Registrant
• VPC Impact Acquisition Holdings (company) — Former company name
• August 5, 2020 (date) — Date of name change
• September 15, 2025 (date) — Date of report
• Delaware (jurisdiction) — State of incorporation

FAQ

Key Financial Figures

• $0.0001 — stered Class A Common Stock, par value $0.0001 per share BKKT The New York Stock E
• $7,875,000 — 2026 (the "Convertible Debenture") for $7,875,000, which consisted of the Outstanding Pri
• $25 million — e Debenture with a principal balance of $25 million from the Company in a private placement
• $17,500,000 — mption Date, the Investor had converted $17,500,000 of the Convertible Debenture into the C
• $7,500,000 — k, par value $0.0001 per share, leaving $7,500,000 (the "Outstanding Principal Amount") ou

Filing Documents

• d100139d8k.htm (8-K) — 25KB
• 0001193125-25-203599.txt ( ) — 175KB
• bakkt-20250915.xsd (EX-101.SCH) — 4KB
• bakkt-20250915_def.xml (EX-101.DEF) — 14KB
• bakkt-20250915_lab.xml (EX-101.LAB) — 23KB
• bakkt-20250915_pre.xml (EX-101.PRE) — 15KB
• d100139d8k_htm.xml (XML) — 6KB

From the Filing

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 15, 2025 Bakkt Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39544 98-1550750 (State or Other Jurisdiction of Incorporation or Organization) (Commission File Number) (IRS Employer Identification Number) 10000 Avalon Boulevard , Suite 1000 , Alpharetta , Georgia 30009 Registrant's telephone number, including area code: ( 678 ) 534-5849 (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Class A Common Stock, par value $0.0001 per share BKKT The New York Stock Exchange Warrants to purchase Class A Common Stock BKKT WS The New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item8.01 Other Events. On September 15, 2025 (the "Redemption Date"), Bakkt Holdings, Inc. (the "Company") redeemed in full the Outstanding Principal Amount (as defined below) of the Company's 0.00% convertible debenture due June 18, 2026 (the "Convertible Debenture") for $7,875,000, which consisted of the Outstanding Principal Amount and a 5% payment premium, in accordance with the terms of the Convertible Debenture. As previously reported, the Company entered into a Securities Purchase Agreement with YA II PN, LTD., a Cayman Islands exempt limited company (the "Investor"), on June 17, 2025, pursuant to which the Investor purchased the Convertible Debenture with a principal balance of $25 million from the Company in a private placement. As of the Redemption Date, the Investor had converted $17,500,000 of the Convertible Debenture into the Company's Class A common stock, par value $0.0001 per share, leaving $7,500,000 (the "Outstanding Principal Amount") outstanding, which Outstanding Principal Amount the Company redeemed in full. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. BAKKT HOLDINGS, INC. Date: September 15, 2025 /s/ Marc D'Annunzio Name: Marc D'Annunzio General Counsel and Secretary

View Full Filing

View this 8-K filing on SEC EDGAR