Bakkt Holdings Files 8-K on Shareholder Vote Matters

TL;DR

Bakkt Holdings filed an 8-K on Oct 7th for a shareholder vote on common stock & warrants.

AI Summary

Bakkt Holdings, Inc. filed an 8-K on October 8, 2025, reporting on matters submitted to a vote of security holders on October 7, 2025. The filing details information related to common stock and warrants.

Why It Matters

This filing indicates that Bakkt Holdings, Inc. is engaging in corporate actions requiring shareholder approval, which could impact the company's structure or future operations.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of corporate actions and does not inherently present new risks.

Key Players & Entities

• Bakkt Holdings, Inc. (company) — Registrant
• October 7, 2025 (date) — Date of earliest event reported
• October 8, 2025 (date) — Date of report
• Delaware (jurisdiction) — State of incorporation
• 001-39544 (filing_number) — Commission File Number
• 98-1550750 (ein) — IRS Employer Identification Number
• One Liberty Plaza (address) — Business address

FAQ

Key Financial Figures

• $0.0001 — stered Class A Common Stock, par value $0.0001 per share BKKT The New York Stock E

Filing Documents

• d87349d8k.htm (8-K) — 38KB
• 0001193125-25-234538.txt ( ) — 193KB
• bakkt-20251007.xsd (EX-101.SCH) — 4KB
• bakkt-20251007_def.xml (EX-101.DEF) — 14KB
• bakkt-20251007_lab.xml (EX-101.LAB) — 23KB
• bakkt-20251007_pre.xml (EX-101.PRE) — 15KB
• d87349d8k_htm.xml (XML) — 6KB

From the Filing

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 7, 2025 Bakkt Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39544 98-1550750 (State or Other Jurisdiction of Incorporation or Organization) (Commission File Number) (IRS Employer Identification Number) One Liberty Plaza , One Liberty St. , Ste. 305-306 , New York , New York 10006 Registrant's telephone number, including area code: ( 678 ) 534-5849 (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Class A Common Stock, par value $0.0001 per share BKKT The New York Stock Exchange Warrants to purchase Class A Common Stock BKKT WS The New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item5.07. Submission of Matters to a Vote of Security Holders. On October 7, 2025, Bakkt Holdings, Inc. (the "Company") called to order the special meeting of the Company's shareholders (the "Special Meeting") in accordance with the Notice of Special Meeting of Stockholders (the "Proxy Statement") dated September 9, 2025 filed with the Securities and Exchange Commission (the "SEC") and sent to shareholders of record as of September 3, 2025. At the Special Meeting, there were present or represented by proxy a sufficient number of shares representing the Company's common stock to constitute a quorum. Based on the proxies and ballots received prior to the opening of the Special Meeting, there were not sufficient votes to approve the Options Proposal (as defined and described in the Proxy Statement). Accordingly, the Chairman of the meeting opened the Special Meeting by calling for a vote on the proposal (the "Adjournment Proposal") to authorize the adjournment of the Special Meeting if necessary or appropriate in the view of the Company's Board of Directors, including but not limited to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Options Proposal. The Adjournment Proposal was approved by a vote of 10,529,967 shares of common stock in favor, with 1,239,865 shares voting against, 16,263 shares abstaining and no broker non-votes, thus constituting approval by more than a majority of the shares represented in person or by proxy at the Special Meeting and entitled to vote on the Adjournment Proposal. The Chairman then adjourned the Special Meeting without opening the polls on the Options Proposal, which was scheduled to be submitted to a vote of the Company's shareholders at the Special Meeting. The Special Meeting was adjourned until October 31, 2025 at 1:00 p.m. Eastern Time in order to allow the Company to solicit additional proxies with respect to the Options Proposal. The Special Meeting will reconvene on October 31, 2025 at 1:00 p.m. Eastern Time virtually via live webcast at www.virtualshareholdermeeting.com/BKKT2025SM2. Shareholders will be able to attend and vote at the reconvened Special Meeting using the same process in place for the originally scheduled Special Meeting, the details of which are set forth in the Proxy Statement. The Company does not intend to change the record date of the Special Meeting. Accordingly, only shareholders of record at the close of business on September 3, 2025 will be entitled to vote at the reconvened Special Meeting. Stockholders who have previously submitted their proxy or otherwise voted and who do not wish to change their vote do not need to take any action. Until the Special Meeting is reconvened on October 31, 2025, the Company will

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View this 8-K filing on SEC EDGAR