Bakkt Holdings Files 8-K: Director Changes & Shareholder Votes

TL;DR

Bakkt Holdings filed an 8-K on Nov 3, 2025, detailing director changes, officer appointments, and shareholder votes.

AI Summary

Bakkt Holdings, Inc. filed an 8-K on November 3, 2025, reporting events as of October 31, 2025. The filing covers the departure and election of directors, appointment of officers, compensatory arrangements, and submission of matters to a vote of security holders. It also includes financial statements and exhibits.

Why It Matters

This 8-K filing indicates significant corporate governance changes and potential shareholder actions at Bakkt Holdings, Inc., which could impact the company's strategic direction and stock performance.

Risk Assessment

Risk Level: medium — Changes in directors and officers, along with votes by security holders, can signal shifts in company strategy or internal stability, warranting closer attention.

Key Players & Entities

• Bakkt Holdings, Inc. (company) — Registrant
• October 31, 2025 (date) — Earliest event reported
• November 3, 2025 (date) — Date of report
• Delaware (jurisdiction) — State of incorporation
• 001-39544 (company_id) — SEC file number

FAQ

Key Financial Figures

• $0.0001 — stered Class A Common Stock, par value $0.0001 per share BKKT The New York Stock E

Filing Documents

• d98917d8k.htm (8-K) — 32KB
• d98917dex101.htm (EX-10.1) — 79KB
• 0001193125-25-262474.txt ( ) — 284KB
• bakkt-20251031.xsd (EX-101.SCH) — 4KB
• bakkt-20251031_def.xml (EX-101.DEF) — 14KB
• bakkt-20251031_lab.xml (EX-101.LAB) — 23KB
• bakkt-20251031_pre.xml (EX-101.PRE) — 15KB
• d98917d8k_htm.xml (XML) — 6KB

From the Filing

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 31, 2025 Bakkt Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-39544 98-1550750 (State or Other Jurisdiction of Incorporation or Organization) (Commission File Number) (IRS Employer Identification Number) One Liberty Plaza , One Liberty St. , Ste. 305-306, New York , New York 10006 Registrant's telephone number, including area code: ( 678 ) 534-5849 (Address, including zip code, and telephone number, including area code, of registrant's principal executive offices) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Class A Common Stock, par value $0.0001 per share BKKT The New York Stock Exchange Warrants to purchase Class A Common Stock BKKT WS The New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On October 31, 2025, Bakkt Holdings, Inc. (the "Company") called to order the special meeting of the Company's shareholders (the "Special Meeting") in accordance with the Notice of Special Meeting of Stockholders (the "Proxy Statement") dated September 9, 2025, filed with the Securities and Exchange Commission (the "SEC"), as supplemented by the current report on Form 8-K filed by the Company with the SEC on October 22, 2025 (the "Supplemental Solicitation Materials"). At the Special Meeting, the shareholders approved the grant of options (the "Options") to select members of management to purchase up to 2,000,000 shares of Class A Common Stock (such Common Stock, the "Class A Common Stock", and such proposal, the "Options Proposal"). A summary of the material terms of the Options is set forth in the Proxy Statement, as supplemented and amended by the Supplemental Solicitation Materials, which is qualified in its entirety by reference to the form of award agreement in respect of the Options, which is attached to this Current Report on Form 8-K and incorporated by reference into this Item. Item5.07 Submission of Matters to a Vote of Security Holders. The disclosure in Item 5.02 is incorporated into this Item 5.07 by reference. At the Special Meeting, the Company's shareholders voted on the proposal as follows: Proposal 1: The Options Proposal The Company's shareholders approved the Options Proposal. The votes were cast as follows: For Against Abstain Broker Non-Votes 10,809,572 1,001,367 7,753 0 Item9.01 Exhibits. Exhibit No. Description *10.1 Form of Option Award Agreement. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). * Represents a management contract, compensatory plan or arrangement. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized. BAKKT HOLDINGS, INC. Date: November 3, 2025 /s/ Marc D'Annunzio Name: Marc D'Annunzio General Counsel and Secretary

View Full Filing

View this 8-K filing on SEC EDGAR