BLUM HOLDINGS, INC. Files 8-K Report

Ticker: BLMH · Form: 8-K · Filed: Apr 18, 2024 · CIK: 1996210

Blum Holdings, INC. 8-K Filing Summary
FieldDetail
CompanyBlum Holdings, INC. (BLMH)
Form Type8-K
Filed DateApr 18, 2024
Risk Levellow
Pages2
Reading Time3 min
Sentimentneutral

Sentiment: neutral

Topics: 8-k, financial-reporting

TL;DR

BLUM HOLDINGS, INC. dropped an 8-K on 4/18 with financial updates.

AI Summary

On April 18, 2024, BLUM HOLDINGS, INC. filed an 8-K report detailing its financial results and other relevant disclosures. The filing includes information on the company's operations, financial condition, and exhibits, as required by the SEC.

Why It Matters

This 8-K filing provides crucial updates on BLUM HOLDINGS, INC.'s financial performance and operational status, offering insights for investors and stakeholders.

Risk Assessment

Risk Level: low — This filing is a standard 8-K report providing routine financial and operational disclosures, not indicating any immediate or significant risks.

Key Players & Entities

FAQ

What is the primary purpose of this 8-K filing by BLUM HOLDINGS, INC.?

The primary purpose of this 8-K filing is to report on the Results of Operations and Financial Condition, Regulation FD Disclosure, and Financial Statements and Exhibits of BLUM HOLDINGS, INC.

When was the earliest event reported in this 8-K filing?

The earliest event reported in this 8-K filing was on April 18, 2024.

What is the principal executive office address for BLUM HOLDINGS, INC.?

The principal executive office address for BLUM HOLDINGS, INC. is 3242 S. Halladay St., Suite 202, Santa Ana, California 92705.

What is the telephone number provided for BLUM HOLDINGS, INC.?

The telephone number provided for BLUM HOLDINGS, INC. is (888) 909-5564.

Under which section of the Securities Exchange Act is this 8-K report filed?

This 8-K report is filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.

Filing Stats: 642 words · 3 min read · ~2 pages · Grade level 10.1 · Accepted 2024-04-18 17:15:50

Filing Documents

02. Results of Operations and Financial Condition

Item 2.02. Results of Operations and Financial Condition. On April 18, 2024, Blum Holdings, Inc. (the "Company") issued a press release to announce the release of its "2023 Annual Report: Executive Summary." A copy of the press release is attached hereto as Exhibit 99.1, and the "2023 Annual Report: Executive Summary" is attached hereto as Exhibit 99.2, and each of Exhibit 99.1 and Exhibit 99.2 are incorporated herein by reference. The information provided under this Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1 and Exhibit 99.2 attached hereto, is being furnished and shall not be deemed " filed " for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act except as shall be expressly set forth by specific reference in such filing.

01. Regulation FD Disclosure

Item 7.01. Regulation FD Disclosure. The information under Item 2.02, above, is incorporated herein by reference. The information provided under this Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, is being furnished and shall not be deemed " filed " for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act except as shall be expressly set forth by specific reference in such filing.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit Description 99.1 Press Release, dated April 18, 2024 99.2 2023 Annual Report: Executive Summary, dated April 18, 2024 104 Cover Page Interactive Data File (embedded within the Inline XBRL Document). 2

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. BLUM HOLDINGS, INC. Date: April 18, 2024 By: /s/ Sabas Carrillo Sabas Carrillo Chief Executive Officer 3

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