Blum Holdings Inc. Reports Director and Officer Changes

Ticker: BLMH · Form: 8-K · Filed: Dec 4, 2024 · CIK: 1996210

Blum Holdings, INC. 8-K Filing Summary
FieldDetail
CompanyBlum Holdings, INC. (BLMH)
Form Type8-K
Filed DateDec 4, 2024
Risk Levelmedium
Pages1
Reading Time2 min
Sentimentneutral

Sentiment: neutral

Topics: management-change, board-of-directors, executive-compensation

TL;DR

BLUM HOLDINGS just changed its board and execs. Big shakeup?

AI Summary

On December 2, 2024, BLUM HOLDINGS, INC. filed an 8-K report detailing changes in its board of directors and executive officers. The filing includes the election of new directors and the appointment of certain officers, along with information on compensatory arrangements for these individuals. The company is incorporated in Delaware and its principal executive offices are located in Downey, California.

Why It Matters

Changes in a company's board and executive team can signal shifts in strategy, governance, or operational focus, potentially impacting investor confidence and future performance.

Risk Assessment

Risk Level: medium — Changes in leadership and executive compensation can introduce uncertainty and potential shifts in company strategy.

Key Numbers

Key Players & Entities

FAQ

What specific changes were made to the board of directors?

The filing indicates the election of new directors, but does not specify their names or the exact number of new members in this summary.

Who are the newly appointed officers and what are their roles?

The filing mentions the appointment of certain officers but does not provide their names or specific positions in this summary.

What is the nature of the compensatory arrangements for the new officers?

The filing states that information on compensatory arrangements is included, but the specific details of these arrangements are not provided in this summary.

When was the earliest event reported in this 8-K filing?

The earliest event reported was on December 2, 2024.

What is the principal executive office address for BLUM HOLDINGS, INC.?

The principal executive offices are located at 11516 Downey Ave., Downey, California 90241.

Filing Stats: 425 words · 2 min read · ~1 pages · Grade level 11.1 · Accepted 2024-12-04 16:38:12

Filing Documents

02. Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers

Item 5.02. Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers. Effective December 2, 2024, James Miller retired from his position as Chief Operating Officer of Blum Holdings, Inc. (the "Company"). Mr. Miller will continue to serve as a director on the Company's Board of Directors. As of the date of this Current Report, the Company has not appointed a new Chief Operating Officer. The Company has transitioned his duties internally to other members of management.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit Description 104 Cover Page Interactive Data File (embedded within the Inline XBRL Document). 2

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. BLUM HOLDINGS, INC. Date: December 4, 2024 By: /s/ Sabas Carrillo Sabas Carrillo Chief Executive Officer 3

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