Doug Fallon Files SC 13D for Bragg Gaming Group
Ticker: BRAG · Form: SC 13D · Filed: Jul 10, 2024 · CIK: 1867834
| Field | Detail |
|---|---|
| Company | Bragg Gaming Group Inc. (BRAG) |
| Form Type | SC 13D |
| Filed Date | Jul 10, 2024 |
| Risk Level | medium |
| Pages | 5 |
| Reading Time | 6 min |
| Key Dollar Amounts | $6.50, $7,000,000 |
| Sentiment | neutral |
Sentiment: neutral
Topics: ownership-change, sec-filing, schedule-13d
Related Tickers: BRAG
TL;DR
**Fallon filed 13D on BRAG. Big ownership change incoming?**
AI Summary
Doug Fallon filed a Schedule 13D on July 10, 2024, reporting beneficial ownership of Bragg Gaming Group Inc. common shares. The filing indicates a change in his holdings, though specific share counts and dollar amounts are not detailed in this excerpt. Fallon's address is listed as 7160 Rafael Rivera Way, Suite 330, Las Vegas, NV 89113.
Why It Matters
This filing signals a potential shift in significant ownership for Bragg Gaming Group, which could influence the company's stock performance and strategic direction.
Risk Assessment
Risk Level: medium — SC 13D filings often indicate significant stake changes by major investors, which can lead to increased volatility and potential strategic shifts for the company.
Key Players & Entities
- Doug Fallon (person) — Filer of the SC 13D
- Bragg Gaming Group Inc. (company) — Subject company of the filing
- 7160 Rafael Rivera Way, Suite 330, Las Vegas, NV 89113 (address) — Doug Fallon's address
- 130 King Street West, Suite 1955, Toronto, A6, M5X 1C9 (address) — Bragg Gaming Group Inc.'s business and mail address
FAQ
What is the exact number of Bragg Gaming Group shares Doug Fallon beneficially owns?
The provided excerpt does not specify the exact number of shares owned by Doug Fallon.
When did the reported change in beneficial ownership occur?
The filing indicates the 'DATE AS OF CHANGE' is 20240710.
What is Doug Fallon's primary role or relationship with Bragg Gaming Group?
The filing does not explicitly state his role, but he is filing as a beneficial owner of the company's common shares.
What is the CUSIP number for Bragg Gaming Group Inc. common shares?
The CUSIP number listed for Bragg Gaming Group Inc. common shares is 104833306.
What is the filing date of this SC 13D?
The filing date is 20240710.
Filing Stats: 1,393 words · 6 min read · ~5 pages · Grade level 13.7 · Accepted 2024-07-10 09:14:53
Key Financial Figures
- $6.50 — shares of the Issuer's common stock at C$6.50 per share, 15,610 of which are currentl
- $7,000,000 — secured promissory note in the amount US$7,000,000 to DR ZAP and to the T & J Fallon Famil
Filing Documents
- sc13d.htm (SC 13D) — 58KB
- ex10.htm (EX-10.1) — 161KB
- ex99.htm (EX-99.1) — 2KB
- image0.jpg (GRAPHIC) — 3KB
- image3.jpg (GRAPHIC) — 903KB
- 0000912282-24-000533.txt ( ) — 1469KB
From the Filing
SC 13D 1 sc13d.htm SCHEDULE 13D Co UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 BRAGG GAMING GROUP INC. (Name of Issuer) Common Shares, No Par Value (Title of Class of Securities) 104833306 (CUSIP Number) Doug Fallon Bragg Gaming Group Inc. 7160 Rafael Rivera Way, Suite 330 Las Vegas, NV 89113 (702) 481-4307 Copy to: Richard Raymer Dorsey & Whitney LLP 161 Bay Street, Suite 5310 Toronto, Ontario M5J 2S1 (416) 367-7370 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) June 8, 2024 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See 240.13d-7 for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 104833306 1 NAMES OF REPORTING PERSONS Doug Fallon 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) 3 SEC USE ONLY 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) PF and OO 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2 Not Applicable 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 7 SOLE VOTING POWER 31,764 8 SHARED VOTING POWER 1,443,179 9 SOLE DISPOSITIVE POWER 31,764 10 SHARED DISPOSITIVE POWER 1,443,179 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,474,943 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) NOT APPLICABLE 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 6.15% 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN 1 NAMES OF REPORTING PERSONS Crazy Roll, Inc. 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) 3 SEC USE ONLY 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) OO 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2 Not Applicable 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 7 SOLE VOTING POWER 0 8 SHARED VOTING POWER 1,393,179 9 SOLE DISPOSITIVE POWER 0 10 SHARED DISPOSITIVE POWER 1,393,179 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,393,379 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) NOT APPLICABLE 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.82% 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO 1 NAMES OF REPORTING PERSONS DR ZAP Holdings, LLC 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) X (b) 3 SEC USE ONLY 4 SOURCE OF FUNDS (SEE INSTRUCTIONS) PF 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2 Not Applicable 6 CITIZENSHIP OR PLACE OF ORGANIZATION Nevada NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 7 SOLE VOTING POWER 0 8 SHARED VOTING POWER 50,000 9 SOLE DISPOSITIVE POWER 0 10 SHARED DISPOSITIVE POWER 50,000 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 50,000 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) NOT APPLICABLE 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) <5% 14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) CO Item 1. Security and Issuer (a) Title of Class of Securities: Common Shares, no par value (the "Shares") (b) Name of Issuer: Bragg Gaming Group Inc. (the "Issuer") (c) Address of Issuer's Principal Executive Offices: 130 King Street West, Suite 1955 Toronto, Ontario M5X 1E3 Canada Item 2. Identity and Background (a) Name of Reporting Person: Doug Fallon ("Reporting Person") (b) Principal Business Address: c/o Bragg Gaming Group Inc. 7160 Rafael Rivera Way, Suite 330 Las Vegas, NV 89113 (c) Occupation, Employment and Other Information: The Reporting Person is engaged in the business of technology development. (d) Criminal convictions: The Reporting Person has not, during the last five years, been convicted in a crimina