Nuburu, Inc. Files 8-K on Shareholder Vote Matters
Ticker: BURUW · Form: 8-K · Filed: Dec 31, 2024 · CIK: 1814215
Sentiment: neutral
Topics: corporate-governance, shareholder-meeting
TL;DR
Nuburu held a shareholder vote on Dec 27th, details to follow.
AI Summary
Nuburu, Inc. filed an 8-K on December 31, 2024, reporting on matters submitted to a vote of its security holders as of December 27, 2024. The filing does not contain specific details about the vote outcomes or the proposals presented.
Why It Matters
This filing indicates that Nuburu, Inc. held a shareholder vote, which could impact corporate governance and future strategic decisions.
Risk Assessment
Risk Level: low — The filing is procedural and does not disclose any immediate financial or operational risks.
Key Players & Entities
- Nuburu, Inc. (company) — Registrant
- Tailwind Acquisition Corp. (company) — Former Company Name
- December 27, 2024 (date) — Date of earliest event reported
- December 31, 2024 (date) — Date of Report
FAQ
What specific matters were submitted to a vote of Nuburu, Inc.'s security holders on December 27, 2024?
The filing does not specify the exact proposals voted on, only that matters were submitted to a vote.
What were the results of the shareholder vote?
The filing does not disclose the outcome or results of the shareholder vote.
When was this 8-K form filed with the SEC?
The 8-K form was filed on December 31, 2024.
What is Nuburu, Inc.'s principal executive office address?
Nuburu, Inc.'s principal executive offices are located at 7442 S Tucson Way, Suite 130, Centennial, Colorado, 80112.
Has Nuburu, Inc. undergone any name changes?
Yes, the company was formerly known as Tailwind Acquisition Corp. and changed its name on June 4, 2020.
Filing Stats: 999 words · 4 min read · ~3 pages · Grade level 16.6 · Accepted 2024-12-31 17:01:11
Key Financial Figures
- $0.0001 — ch registered Common Stock, par value $0.0001 per share BURU NYSE American LLC
- $15 million — ), which includes the issuance of up to $15 million of securities, issuance of securities u
- $50 million — n connection with the issuance of up to $50 million of equity securities pursuant to an equ
- $35.0 million — No. 5: To approve the issuance of up to $35.0 million of securities in one or more non-public
Filing Documents
- buru-20241227.htm (8-K) — 76KB
- 0000950170-24-141649.txt ( ) — 192KB
- buru-20241227.xsd (EX-101.SCH) — 25KB
- buru-20241227_htm.xml (XML) — 5KB
07 Submission of Matters to a Vote of Security Holders
Item 5.07 Submission of Matters to a Vote of Security Holders. On December 27, 2024, Nuburu, Inc. (the "Company") held a Meeting of the Stockholders (the "Stockholder Meeting"). At the Stockholder Meeting, the Company's stockholders elected two directors nominated for election and voted on the proposals set forth below. A more detailed description of each proposal is set forth in the Company's Proxy Statement filed with the Securities Exchange Commission on November 22, 2024. Proposal No. 1: To elect Class II directors, to hold office until the annual meeting of the stockholders to be held in 2027 and until their successors are duly elected and qualified (the "Class II Directors Proposal"). The stockholders elected two directors pursuant to the Class II Directors Proposal by the following votes: Director Nominee Votes For Votes Against Votes Withheld Broker Non-Votes Ron Nicol 4,083,862 335,035 44,264 4,919,837 Elizabeth Mora 4,089,069 329,992 44,100 4,919,837 Proposal No. 2: To approve, for purpose of complying with NYSE American listing rules, the issuance of shares of common stock in excess of 19.9% of the Company's outstanding common stock (the "Share Cap") on conversion of certain convertible notes issued to Esousa Group Holdings LLC ("Esousa"), and any future adjustments of the conversion price of such notes (the "Esousa Share Cap Proposal"). The stockholders approved the Esousa Share Cap Proposal by the following votes: Votes For Votes Against Abstained Broker Non-Votes The Esousa Share Cap Proposal 3,662,043 730,382 70,736 4,919,837 Proposal No. 3: To approve and ratify, for purposes of complying with NYSE American listing rules, the issuance of shares of common stock in excess of the Share Cap in connection with the Master Agreement with Liqueous LP ("Liqueous"), which includes the issuance of up to $15 million of securities, issuance of securities upon future adjustments pursuant to the terms of s
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: December 31, 2024 By: /s/ Brian Knaley Brian Knaley Chief Executive Officer