Broadwind, Inc. Files 8-K on Shareholder Vote Matters
Ticker: BWEN · Form: 8-K · Filed: Oct 24, 2024 · CIK: 1120370
| Field | Detail |
|---|---|
| Company | Broadwind, Inc. (BWEN) |
| Form Type | 8-K |
| Filed Date | Oct 24, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, shareholder-vote
Related Tickers: BWND
TL;DR
BWND filed an 8-K for a shareholder vote on Oct 23rd. Keep an eye on the outcome.
AI Summary
Broadwind, Inc. filed an 8-K on October 24, 2024, reporting on a submission of matters to a vote of security holders that occurred on October 23, 2024. The filing details the company's corporate structure and history, including previous name changes from Tower Tech Holdings Inc. and Blackfoot Enterprises Inc. The report is filed under the 1934 Securities Exchange Act.
Why It Matters
This filing indicates that Broadwind, Inc. is engaging in corporate actions requiring shareholder approval, which could impact the company's future direction and shareholder rights.
Risk Assessment
Risk Level: low — The filing is a routine corporate disclosure regarding a shareholder vote and does not appear to contain immediate financial risks or significant operational changes.
Key Players & Entities
- BROADWIND, INC. (company) — Registrant
- October 23, 2024 (date) — Date of earliest event reported
- October 24, 2024 (date) — Date of report
- Delaware (jurisdiction) — State of Incorporation
- TOWER TECH HOLDINGS INC. (company) — Former Company Name
- BLACKFOOT ENTERPRISES INC (company) — Former Company Name
FAQ
What specific matters were submitted for a vote of security holders on October 23, 2024?
The filing states that matters were submitted to a vote of security holders, but the specific details of these matters are not provided in the excerpt.
When was the earliest event reported in this 8-K filing?
The earliest event reported in this 8-K filing occurred on October 23, 2024.
What is Broadwind, Inc.'s state of incorporation?
Broadwind, Inc. is incorporated in Delaware.
What were some of Broadwind, Inc.'s former company names?
Broadwind, Inc. was formerly known as Tower Tech Holdings Inc. and Blackfoot Enterprises Inc.
Under which act is this Form 8-K filed?
This Form 8-K is filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.
Filing Stats: 590 words · 2 min read · ~2 pages · Grade level 11.7 · Accepted 2024-10-24 13:12:35
Key Financial Figures
- $0.001 — nge on which registered Common Stock , $0.001 par value BWEN The NASDAQ Capital Ma
Filing Documents
- bwen20241023_8k.htm (8-K) — 25KB
- bwen20241023_8kimg001.jpg (GRAPHIC) — 5KB
- 0001437749-24-031995.txt ( ) — 166KB
- bwen-20241023.xsd (EX-101.SCH) — 3KB
- bwen-20241023_def.xml (EX-101.DEF) — 11KB
- bwen-20241023_lab.xml (EX-101.LAB) — 15KB
- bwen-20241023_pre.xml (EX-101.PRE) — 11KB
- bwen20241023_8k_htm.xml (XML) — 3KB
07. Submission of Matters to a Vote of Security Holders
Item 5.07. Submission of Matters to a Vote of Security Holders. On October 23, 2024, Broadwind, Inc. (the "Company") held a Special Meeting of Stockholders (the "Special Meeting") to vote on the proposals listed below, which are described in detail in the Company's proxy statement for the Special Meeting filed with the U.S. Securities and Exchange Commission on August 30, 2024 (the "Proxy Statement"). The results of the stockholders' votes are reported below. There were no recorded broker non-votes. Proposal No. 1 Ratification To approve the ratification of the approval by the Company's stockholders, filing and effectiveness of the certificate of amendment to the Company's Certificate of Incorporation filed with the Secretary of State of the State of Delaware on May 16, 2024 and the increase in the number of authorized shares of our common stock, par value $0.001 per share from 30,000,000 to 45,000,000, effected thereby (the "Ratification"). With respect to the Ratification, the following votes were cast at the Special Meeting (in person or by proxy) and the proposal was approved: FOR AGAINST ABSTAIN 13,667,995 1,379,067 56,810 Proposal No. 2 Adjournment The proposal to approve adjournments of the Special Meeting from time to time, if necessary or appropriate (as determined by the Company), to solicit additional votes in favor of the Ratification or to establish a quorum, was not voted upon at the Special Meeting since there were sufficient votes to establish quorum and approve the Ratification. No other business properly came before the Special Meeting. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. BROADWIND, INC. October 24, 2024 By: /s/ Eric B. Blashford Eric B. Blashford President and Chief Executive Officer (Principal Executive Officer)