Broadwind, Inc. Files 8-K for Material Definitive Agreement

Ticker: BWEN · Form: 8-K · Filed: Dec 23, 2024 · CIK: 1120370

Broadwind, Inc. 8-K Filing Summary
FieldDetail
CompanyBroadwind, Inc. (BWEN)
Form Type8-K
Filed DateDec 23, 2024
Risk Levelmedium
Pages2
Reading Time3 min
Key Dollar Amounts$0.001, $7.578 million
Sentimentneutral

Sentiment: neutral

Topics: material-agreement, financial-obligation

TL;DR

Broadwind just signed a big deal, expect financial moves.

AI Summary

Broadwind, Inc. announced on December 19, 2024, that it entered into a material definitive agreement. This filing also indicates the creation of a direct financial obligation or an obligation under an off-balance sheet arrangement for the registrant. The filing includes financial statements and exhibits related to these events.

Why It Matters

This 8-K filing signifies a significant new financial commitment or obligation for Broadwind, Inc., which could impact its financial health and future operations.

Risk Assessment

Risk Level: medium — Entering into material definitive agreements and creating financial obligations can introduce financial risks and operational complexities for the company.

Key Players & Entities

  • Broadwind, Inc. (company) — Registrant
  • December 19, 2024 (date) — Date of earliest event reported

FAQ

What is the nature of the material definitive agreement entered into by Broadwind, Inc.?

The filing does not specify the exact nature of the material definitive agreement, only that one was entered into on or before December 19, 2024.

What type of financial obligation has Broadwind, Inc. created?

The filing indicates the creation of a 'Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement' but does not provide specific details within the provided text.

When was the earliest event reported in this 8-K filing?

The earliest event reported in this 8-K filing occurred on December 19, 2024.

What is Broadwind, Inc.'s IRS number?

Broadwind, Inc.'s IRS number is 88-0409160.

What is Broadwind, Inc.'s state of incorporation?

Broadwind, Inc. is incorporated in Delaware.

Filing Stats: 668 words · 3 min read · ~2 pages · Grade level 10.3 · Accepted 2024-12-23 14:03:09

Key Financial Figures

  • $0.001 — nge on which registered Common Stock , $0.001 par value BWEN The NASDAQ Capital Ma
  • $7.578 million — (as defined in the Credit Agreement) to $7.578 million and restarted the 84-month amortization

Filing Documents

01. Entry into a Material Definitive Agreement

Item 1.01. Entry into a Material Definitive Agreement. Amendment to Credit Agreement On December 19, 2024, Broadwind, Inc. and its subsidiaries (the "Company") entered into Amendment No. 2 to Credit Agreement (the "Second Amendment") to the Credit Agreement dated as of August 4, 2022, by and among the Company and Wells Fargo Bank, National Association (as amended by that certain Amendment No. 1 to Credit Agreement and Limited Waiver dated February 8, 2023, the "Credit Agreement"). Among other changes, the Second Amendment (1) increased the outstanding principal amount of the Term Loan (as defined in the Credit Agreement) to $7.578 million and restarted the 84-month amortization period, and (2) amended the Fixed Charge Coverage Ratio (as defined in the Credit Agreement) from 1.1:1.0 to 1.0:1.0 for each twelve-month period ending January 31, 2024 through and including December 31, 2025. Proceeds from the increased amount of the Term Loan were used to repay the Company's indebtedness under its existing revolving line of credit with Wells Fargo Bank, National Association and related fees and expenses, thereby allowing for increased availability under the existing revolving line of credit. The foregoing description of the Second Amendment does not purport to be complete and is qualified in its entirety by reference to the full text of the document, which is attached hereto as Exhibit 10.1 and is incorporated herein by reference. Item 2.03. Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant. The information provided under Item 1.01 of this Current Report on Form 8-K is incorporated herein by reference into this Item 2.03.

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits EXHIBIT NUMBER DESCRIPTION 10.1 Amendment No. 2 to Credit Agreement, dated as of December 19, 2024, by and among Broadwind, Inc., Brad Foote Gear Works, Inc., Broadwind Industrial Solutions, LLC, Broadwind Heavy Fabrications, Inc., 5100 Neville Road, LLC and Wells Fargo Bank, National Association. 104 Cover page (formatted in Inline XBRL) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. BROADWIND, INC. December 23, 2024 By: /s/ Eric B. Blashford Eric B. Blashford President and Chief Executive Officer (Principal Executive Officer)

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