Broadwind, Inc. Files Proxy Statement for Oct. 23 Annual Meeting

TL;DR

BWND proxy filed - vote on directors & auditors for Oct 23 meeting.

AI Summary

Broadwind, Inc. filed a definitive proxy statement (DEF 14A) on August 30, 2024, for its annual meeting of stockholders scheduled for October 23, 2024. The filing outlines the agenda for the meeting, which includes the election of directors and the ratification of the appointment of its independent registered public accounting firm. The company is seeking shareholder approval for routine corporate matters.

Why It Matters

This filing is crucial for shareholders as it details the proposals they will vote on, including director elections and auditor ratification, directly impacting the company's governance and oversight.

Risk Assessment

Risk Level: low — This is a routine DEF 14A filing for an annual meeting, containing standard corporate governance proposals.

Key Numbers

• 20241023 — Annual Meeting Date (Shareholders will vote on proposals at this date.)
• 20240830 — Filing Date (Date the proxy statement was filed with the SEC.)

Key Players & Entities

• BROADWIND, INC. (company) — Registrant
• 0001120370 (company) — Central Index Key
• 20241023 (date) — Annual Meeting Date
• 20240830 (date) — Filing Date

FAQ

Key Financial Figures

• $0.001 — d shares of our common stock, par value $0.001 per share (the " Common Stock "), from

Filing Documents

• bwen20240829_def14a.htm (DEF 14A) — 239KB
• beneficialownershiptable8292.jpg (GRAPHIC) — 61KB
• bwen20240814_pre14aimg001.jpg (GRAPHIC) — 5KB
• bwen20240814_pre14aimg002.jpg (GRAPHIC) — 2KB
• bwen20240814_pre14aimg003.jpg (GRAPHIC) — 2KB
• sodali.jpg (GRAPHIC) — 3KB
• votingcard1.jpg (GRAPHIC) — 65KB
• votingcard2.jpg (GRAPHIC) — 117KB
• votingcard3.jpg (GRAPHIC) — 135KB
• 0001437749-24-028110.txt ( ) — 777KB

Security Ownership of Certain Beneficial Holders and Management

Security Ownership of Certain Beneficial Holders and Management 7 Proposals to be Voted Upon 9 Proposal No. 1 Ratifications 9 Proposal No. 2 Adjournment 12 Other Matters 13 Appendix A-Board Resolutions A-1 Appendix B-Delaware General Corporation Law Sections 204 and 205 B-1 Table of Contents BROADWIND, INC. PROXY STATEMENT SPECIAL MEETING OF STOCKHOLDERS TO BE HELD ON OCTOBER 23, 2024 INTRODUCTION Your proxy is solicited by the Board of Directors (the " Board ") of Broadwind, Inc., a Delaware corporation (the " Company " or " Broadwind "), for a Special Meeting of Stockholders (the " Special Meeting ") to be held virtually at 8:00 a.m. local time on October 23, 2024, at www.virtualshareholdermeeting.com/BWEN2024SM for the purposes set forth on the Notice of Special Meeting of Stockholders (the " Notice "), and at any adjournments or postponements thereof. The mailing address of our principal executive office is 3240 South Central Avenue, Cicero, Illinois 60804. This Proxy Statement and the accompanying proxy card are first being mailed to stockholders on or about August 30, 2024. As used in this Proxy Statement, the terms "the Company," "Broadwind," "we," "us" and "our" refer to Broadwind, Inc. You may vote by telephone, over the Internet, or if you received a paper copy of the proxy card by mail, you may also vote by signing, dating, and mailing the proxy card in the envelope provided. Instructions regarding these methods of voting are contained in this Proxy Statement and on the proxy card. Please vote by whichever method is most convenient for you to ensure that your shares are represented at the Special Meeting. Internet voting facilities will close at 11:59 p.m., Eastern Daylight Time, on October 22, 2024. If your shares are held in "street name," we recommend you instruct the record holder of your shares to vote on the proxy card. INTERNET AVAILABILITY OF PROXY MATERIALS Beginning on or about August 30, 2024, we will

FORWARD-LOOKING STATEMENTS

FORWARD-LOOKING STATEMENTS This Proxy Statement contains "forward-looking statements"—that is, statements related to future, not past, events—as defined in Section 21E of the Securities Exchange Act of 1934, as amended, that reflect our current expectations regarding our future growth, results of operations, financial condition, cash flows, performance, business prospects and opportunities, as well as assumptions made by, and information currently available to, our management. Forward-looking statements include any statement that does not directly relate to a current or historical fact. We have tried to identify forward-looking statements by using words such as "anticipate," "believe," "expect," "intend," "will," "should," "may," "plan" and similar expressions, but these words are not the exclusive means of identifying forward looking statements. These statements are based on information currently available to us and are subject to various risks, uncertainties and other factors that could cause our actual growth, results of operations, financial condition, cash flows, performance, business prospects and opportunities to differ materially from those expressed in, or implied by, these statements including, but not limited to, those set forth under the caption "Risk Factors" in Part I, Item 1A of our most recently filed Form 10-K and our other filings with the SEC. We are under no duty to update any of these statements. You should not consider any list of such factors to be an exhaustive statement of all of the risks, uncertainties or other factors that could cause our current beliefs, expectations, plans and/or assumptions to change. Accordingly, forward-looking statements should not be relied upon as a predictor of actual results. 1 Table of Contents QUESTIONS AND ANSWERS ABOUT THE SPECIAL MEETING What is the purpose of the Special Meeting? The purpose of the Special Meeting is to confirm certain matters that were previously approved by our stockholders. Sp

View Full Filing

View this DEF 14A filing on SEC EDGAR