SC 13G/A: CAPRICOR THERAPEUTICS, INC.

Ticker: CAPR · Form: SC 13G/A · Filed: Aug 23, 2024 · CIK: 1133869

Capricor Therapeutics, Inc. SC 13G/A Filing Summary
FieldDetail
CompanyCapricor Therapeutics, Inc. (CAPR)
Form TypeSC 13G/A
Filed DateAug 23, 2024
Risk Levellow
Pages3
Reading Time4 min
Key Dollar Amounts$0.001
Sentimentneutral

Sentiment: neutral

Topics: sc-13g-a

AI Summary

SC 13G/A filing by CAPRICOR THERAPEUTICS, INC..

Risk Assessment

Risk Level: low

FAQ

What type of filing is this?

This is a SC 13G/A filing submitted by Capricor Therapeutics, Inc. (ticker: CAPR) to the SEC on Aug 23, 2024.

What is the risk level of this SC 13G/A filing?

This filing has been assessed as low risk.

What are the key financial figures in this filing?

Key dollar amounts include: $0.001 (8,930 shares of common stock, par value $0.001 per share (the "Common Stock") issued a).

How long is this filing?

Capricor Therapeutics, Inc.'s SC 13G/A filing is 3 pages with approximately 1,023 words. Estimated reading time is 4 minutes.

Where can I view the full SC 13G/A filing?

The complete filing is available on SEC EDGAR. You can also read the AI-decoded analysis with risk assessment and key highlights on ReadTheFiling.

Filing Stats: 1,023 words · 4 min read · ~3 pages · Grade level 7.6 · Accepted 2024-08-23 16:01:31

Key Financial Figures

  • $0.001 — 8,930 shares of common stock, par value $0.001 per share (the "Common Stock") issued a

Filing Documents

Ownership

Item 4. Ownership. (a) Amount beneficially owned: 4,291,844 (b) Percent of class: 13.2% (c) Number of shares as to which the person has: 4,291,844 (i) Sole power to vote or to direct the vote 4,291,844. (ii) Shared power to vote or to direct the vote 0. (iii) Sole power to dispose or to direct the disposition of 4,291,844. (iv) Shared power to dispose or to direct the disposition of 0.

Ownership of Five Percent or Less of a Class

Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following .

Ownership of More than Five Percent on Behalf of Another Person

Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable.

Identification and Classification of Members of the Group

Item 8. Identification and Classification of Members of the Group. Not applicable.

Notice of Dissolution of Group

Item 9. Notice of Dissolution of Group. Not applicable.

Certification

Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under 240.14a-11. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 23, 2024 Date /s/ Takanori Edamitsu Signature Takanori Edamitsu, Director, Business Management & Sustainability Name/Title

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