Carrier Global Corp Files 8-K on Shareholder Votes and Debt

Ticker: CARR · Form: 8-K · Filed: Apr 19, 2024 · CIK: 1783180

Carrier Global CORP 8-K Filing Summary
FieldDetail
CompanyCarrier Global CORP (CARR)
Form Type8-K
Filed DateApr 19, 2024
Risk Levelmedium
Pages2
Reading Time3 min
Key Dollar Amounts$0.01
Sentimentneutral

Sentiment: neutral

Topics: corporate-governance, debt-maturity, financial-statements

TL;DR

Carrier Global's 8-K shows shareholder votes and debt maturing in 2025, 2028, and 2032.

AI Summary

Carrier Global Corporation filed an 8-K on April 18, 2024, reporting on the submission of matters to a vote of security holders and financial statements. The filing also lists various debt instruments, including "A4.375 Notes Due 2025", "A4.125 Notes Due 2028", and "A4.500 Notes Due 2032", all with a maturity date of April 18, 2024, indicating potential refinancing or maturity events.

Why It Matters

This filing indicates potential upcoming shareholder votes and highlights the maturity or refinancing of significant debt instruments, which could impact the company's financial structure and future borrowing costs.

Risk Assessment

Risk Level: medium — The filing pertains to corporate governance and debt maturity, which can carry medium-term financial and operational risks.

Key Numbers

Key Players & Entities

FAQ

What specific matters are being submitted to a vote of security holders?

The filing indicates 'Submission of Matters to a Vote of Security Holders' as an item, but the specific details of these matters are not provided in the excerpt.

What is the significance of the listed debt instruments maturing on April 18, 2024?

The filing lists 'A4.375 Notes Due 2025', 'A4.125 Notes Due 2028', and 'A4.500 Notes Due 2032' with a date of April 18, 2024, suggesting these are the maturity dates for these specific debt issuances.

What is the principal business of Carrier Global Corporation?

Carrier Global Corporation is in the business of 'AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP', as indicated by its Standard Industrial Classification code [3585].

When was Carrier Global Corporation incorporated and where is its principal executive office?

Carrier Global Corporation was incorporated in Delaware and its principal executive offices are located at 13995 Pasteur Boulevard, Palm Beach Gardens, Florida 33418.

What is the SEC file number for Carrier Global Corporation?

The SEC file number for Carrier Global Corporation is 001-39220.

Filing Stats: 734 words · 3 min read · ~2 pages · Grade level 10.6 · Accepted 2024-04-19 16:27:36

Key Financial Figures

Filing Documents

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. Carrier Global Corporation (the "Company") held its 2024 Annual Meeting of Shareowners on April 18, 2024. As of February 27, 2024, the record date for the meeting, 900,102,917 shares of the Company's common stock were issued and outstanding. A quorum of 828,944,881 shares of common stock was present or represented at the meeting. Set forth below are the final voting results for each of the matters submitted to a vote of the shareowners. 1) Election of Directors. The following individuals were elected to serve as directors for a term expiring at the 2024 Annual Meeting of Shareowners or upon the election and qualification of their successors. The voting results for each of the nominees are as follows: Nominee Votes For Votes Against Abstentions Broker Non-Votes Jean-Pierre Garnier 760,252,552 8,949,738 595,986 59,146,605 David Gitlin 738,226,125 28,507,073 3,065,078 59,146,605 John J. Greisch 760,923,531 8,303,822 570,923 59,146,605 Charles M. Holley, Jr. 752,455,002 16,786,026 557,248 59,146,605 Michael M. McNamara 754,778,411 14,470,677 549,188 59,146,605 Susan N. Story 764,287,981 4,993,391 516,904 59,146,605 Michael A. Todman 749,186,117 20,056,734 555,425 59,146,605 Max Viessmann 763,900,235 5,242,896 655,145 59,146,605 Virginia M. Wilson 747,066,084 20,873,089 1,859,103 59,146,605 Beth A. Wozniak 759,299,069 9,903,765 595,442 59,146,605 2) A proposal that shareowners approve, on an advisory basis, the compensation of the Company's named executive officers. The proposal was approved, and the voting results are as follows: Votes For Votes Against Abstentions Broker Non-Votes 450,052,923 318,425,751 1,319,602 59,146,605 3) A proposal to ratify the appointment of PricewaterhouseCoopers LLP, a firm of independent registered public accountants, to serve as the Company's independent auditor for 2024. The proposal was approved, and the voting results are as follows: Votes For Vote

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Exhibit Description 104 Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CARRIER GLOBAL CORPORATION (Registrant) Date: April 19, 2024 By: /s/Francesca Campbell Francesca Campbell Vice President, Corporate Secretary

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