Caterpillar Files 8-K on Financial Condition, Operations
Ticker: CAT · Form: 8-K · Filed: Feb 5, 2024 · CIK: 18230
| Field | Detail |
|---|---|
| Company | Caterpillar Inc (CAT) |
| Form Type | 8-K |
| Filed Date | Feb 5, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 2 min |
| Key Dollar Amounts | $1.00 |
| Sentiment | neutral |
Complexity: simple
Sentiment: neutral
Topics: financial-condition, results-of-operations, regulation-fd, debt
TL;DR
**CAT just dropped an 8-K with fresh financial deets, time to check their numbers!**
AI Summary
Caterpillar Inc. filed an 8-K on February 5, 2024, to report its financial condition and results of operations, specifically noting its Common Stock ($1.00 par value) and 5.3% Debentures due September 15, 2035, are registered on The New York Stock Exchange. This filing indicates the company is providing updated financial information, which is crucial for investors to assess its current performance and future prospects. For shareholders, this means new data is available to evaluate the company's health and make informed decisions about holding or buying more stock.
Why It Matters
This filing provides investors with the latest financial information, enabling them to assess Caterpillar's current performance and make informed investment decisions.
Risk Assessment
Risk Level: low — This 8-K is a routine disclosure of financial information and does not indicate any immediate new risks.
Analyst Insight
Investors should review the full financial statements and results of operations that this 8-K refers to, once they become available, to understand Caterpillar's current financial health and performance trends.
Key Numbers
- $1.00 — Common Stock par value (standard par value for Caterpillar's common stock)
- 5.3% — Debenture interest rate (interest rate for Caterpillar's debentures due 2035)
Key Players & Entities
- CATERPILLAR INC. (company) — the registrant filing the 8-K
- The New York Stock Exchange (company) — where Caterpillar's securities are registered
- $1.00 (dollar_amount) — par value of Common Stock
- February 5, 2024 (date) — date of earliest event reported
- September 15, 2035 (date) — maturity date of 5.3% Debentures
Forward-Looking Statements
- Caterpillar will continue to provide routine financial updates through 8-K filings. (CATERPILLAR INC.) — high confidence, target: 2025-02-05
- The 5.3% Debentures due September 15, 2035, will remain listed on the NYSE until maturity. (CATERPILLAR INC.) — high confidence, target: 2035-09-15
FAQ
What is the exact name of the registrant as specified in its charter?
The exact name of the registrant as specified in its charter is CATERPILLAR INC.
On what date was the earliest event reported in this 8-K filing?
The earliest event reported in this 8-K filing occurred on February 5, 2024.
What is the par value of Caterpillar Inc.'s Common Stock?
The par value of Caterpillar Inc.'s Common Stock is $1.00.
What is the maturity date and interest rate of the Debentures mentioned in the filing?
The Debentures mentioned in the filing are 5.3% Debentures due September 15, 2035.
Where are Caterpillar Inc.'s Common Stock and 5.3% Debentures due September 15, 2035, registered?
Both Caterpillar Inc.'s Common Stock and 5.3% Debentures due September 15, 2035, are registered on The New York Stock Exchange.
Filing Stats: 541 words · 2 min read · ~2 pages · Grade level 9.5 · Accepted 2024-02-05 06:31:52
Key Financial Figures
- $1.00 — xchange which registered Common Stock ($1.00 par value) CAT The New York Stock Excha
Filing Documents
- cat-20240205.htm (8-K) — 35KB
- cat_exx991x4qx2023xearning.htm (EX-99.1) — 1133KB
- ex992toformxretailstatisti.htm (EX-99.2) — 75KB
- cat-20240205_g1.jpg (GRAPHIC) — 7KB
- profit_4q2023qtrchart.jpg (GRAPHIC) — 126KB
- sr_4q2023qtrchart.jpg (GRAPHIC) — 93KB
- 0000018230-24-000005.txt ( ) — 1802KB
- cat-20240205.xsd (EX-101.SCH) — 3KB
- cat-20240205_def.xml (EX-101.DEF) — 16KB
- cat-20240205_lab.xml (EX-101.LAB) — 31KB
- cat-20240205_pre.xml (EX-101.PRE) — 16KB
- cat-20240205_htm.xml (XML) — 4KB
02. Results of Operations and Financial Condition
Item 2.02. Results of Operations and Financial Condition. On February 5, 2024, Caterpillar Inc. issued a press release reporting its financial results for the quarter ended December 31, 2023. A copy of the press release is attached hereto as Exhibit 99.1 and incorporated into this Item 2.02 by reference.
01. Regulation FD Disclosure
Item 7.01. Regulation FD Disclosure . Caterpillar Inc. is furnishing supplemental information concerning (i) retail sales of machines to end users and (ii) retail sales of power systems (including reciprocating and turbine engines and locomotives) to end users and Original Equipment Manufacturers ("OEMs"). This supplemental information is attached hereto as Exhibit 99.2 and incorporated into this Item 7.01 by reference. The information in this Current Report on Form 8-K, including Exhibit 99.1, is being furnished in accordance with the provisions of General Instruction B.2 of Form 8-K.
01. Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits. (d) Exhibits: The following is furnished as an exhibit to this report: 99.1 Caterpillar Inc. press release dated February 5, 2024 99.2 Retail Statistics 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CATERPILLAR INC. February 5, 2024 By: /s/ Derek Owens Derek Owens Chief Legal Officer and General Counsel