Caterpillar Inc. Reports Board and Executive Changes

Ticker: CAT · Form: 8-K · Filed: Apr 3, 2024 · CIK: 18230

Caterpillar Inc 8-K Filing Summary
FieldDetail
CompanyCaterpillar Inc (CAT)
Form Type8-K
Filed DateApr 3, 2024
Risk Levellow
Pages2
Reading Time2 min
Key Dollar Amounts$1.00
Sentimentneutral

Sentiment: neutral

Topics: governance, executive-compensation, board-of-directors

Related Tickers: CAT

TL;DR

CAT filed an 8-K: new directors elected, exec comp details released.

AI Summary

On April 1, 2024, Caterpillar Inc. filed an 8-K report detailing changes in its board of directors and executive compensation. The filing includes information regarding the election of new directors and the appointment of certain officers, along with details on compensatory arrangements for key executives.

Why It Matters

Changes in a company's board of directors and executive compensation can signal shifts in strategy, governance, or management focus, potentially impacting investor confidence and future performance.

Risk Assessment

Risk Level: low — This filing primarily concerns routine corporate governance and executive compensation matters, with no immediate financial or operational risks indicated.

Key Players & Entities

  • CATERPILLAR INC. (company) — Registrant
  • April 1, 2024 (date) — Date of earliest event reported
  • Delaware (jurisdiction) — State of incorporation
  • 37-0602744 (identifier) — I.R.S Employer Identification No.
  • 5205 N. O'Connor Blvd. Suite 100, Irving, Texas 75039 (address) — Principal executive offices
  • (972) 891-7700 (phone_number) — Registrant's telephone number

FAQ

What specific items are covered in Caterpillar Inc.'s April 1, 2024, 8-K filing?

The filing covers the departure of directors or certain officers, election of directors, appointment of certain officers, and compensatory arrangements of certain officers.

When was the earliest event reported in this 8-K filing?

The earliest event reported was on April 1, 2024.

In which state is Caterpillar Inc. incorporated?

Caterpillar Inc. is incorporated in Delaware.

What is Caterpillar Inc.'s principal executive office address?

The principal executive offices are located at 5205 N. O'Connor Blvd. Suite 100, Irving, Texas 75039.

What is the filing date for this Current Report (8-K)?

The filing date is April 3, 2024.

Filing Stats: 486 words · 2 min read · ~2 pages · Grade level 10.1 · Accepted 2024-04-03 06:29:33

Key Financial Figures

  • $1.00 — xchange which registered Common Stock ($1.00 par value) CAT The New York Stock Excha

Filing Documents

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits: The following is furnished as an exhibit to this report: 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CATERPILLAR INC. April 3, 2024 By: /s/ Derek Owens Derek Owens Chief Legal Officer and General Counsel

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