Caterpillar Inc. Files 8-K Report

TL;DR

CAT filed a routine 8-K, no major news.

AI Summary

On August 28, 2025, Caterpillar Inc. filed an 8-K report. The filing primarily concerns "Other Events" and "Financial Statements and Exhibits," with no specific new financial transactions or material events detailed in the provided text. The report confirms Caterpillar Inc.'s status as a Delaware corporation with its principal executive offices in Irving, Texas.

Why It Matters

This 8-K filing serves as a routine update and confirmation of corporate information, indicating no immediate material changes or events requiring immediate disclosure beyond standard reporting procedures.

Risk Assessment

Risk Level: low — The filing is a standard 8-K report with no indication of new material events, risks, or financial changes.

Key Players & Entities

• CATERPILLAR INC. (company) — Registrant
• August 28, 2025 (date) — Date of earliest event reported
• Delaware (jurisdiction) — State of incorporation
• Irving, Texas (location) — Address of principal executive offices

FAQ

Key Financial Figures

• $1.00 — change which registered Common Stock ($1.00 par value) CAT The New York Stock Exc
• $500 million — d in 2025 will be between approximately $500 million to $600 million for the third quarter a
• $600 million — e between approximately $500 million to $600 million for the third quarter and approximately
• $1.5 — for the third quarter and approximately $1.5 to $1.8 billion for 2025. Including the
• $1.8 billion — third quarter and approximately $1.5 to $1.8 billion for 2025. Including the net impact from

Filing Documents

• tm2524597d1_8k.htm (8-K) — 34KB
• 0001104659-25-084800.txt ( ) — 242KB
• cat-20250828.xsd (EX-101.SCH) — 3KB
• cat-20250828_def.xml (EX-101.DEF) — 26KB
• cat-20250828_lab.xml (EX-101.LAB) — 36KB
• cat-20250828_pre.xml (EX-101.PRE) — 25KB
• tm2524597d1_8k_htm.xml (XML) — 5KB

01. Other Events

Item 8.01. Other Events. Caterpillar Inc. (the "Company") is providing an update relating to the estimated impact of tariffs on its financial results. Since the Company released its second quarter earnings on August 5, 2025, several additional clarifications and additional tariffs have been announced. These clarifications and additional tariffs will impact the Company's financial results for the third quarter and the remainder of 2025. While the Company continues to take initial mitigating actions to reduce this impact, trade and tariff negotiations continue to be fluid. Based on the changes and clarifications announced since August 5, 2025 and expected to be in place as of August 31, 2025, the Company now expects the net impact from incremental tariffs introduced in 2025 will be between approximately $500 million to $600 million for the third quarter and approximately $1.5 to $1.8 billion for 2025. Including the net impact from incremental tariffs, the Company now expects its full year adjusted operating profit margin to be near the bottom of the target margin range. The revised estimated net impact from tariffs is not expected to affect the Company's sales and revenue outlook provided during the second quarter earnings call on August 5, 2025. Further updates will be provided in the Company's third-quarter earnings announcement and conference call on October 29, 2025.

FORWARD-LOOKING STATEMENTS

FORWARD-LOOKING STATEMENTS Certain statements in this report relate to future events and expectations and are forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. Words such as "believe," "estimate," "will be," "will," "would," "expect," "anticipate," "plan," "forecast," "target," "guide," "project," "intend," "could," "should" or other similar words or expressions often identify forward-looking statements. All statements other than statements of historical fact are forward-looking statements, including, without limitation, statements regarding (i) tariffs, (ii) the Company's mitigating actions and cost controls, and (iii) the anticipated impact of the foregoing on the Company's business, results of operations and financial condition. These statements do not guarantee future performance and speak only as of the date they are made, and we do not undertake to update our forward-looking statements. The Company's actual results may differ materially from those described or implied in our forward-looking statements based on a number of factors, including, but not limited to: (i) global and regional economic conditions and economic conditions in the industries we serve; (ii) commodity price changes, material price increases, fluctuations in demand for our products or significant shortages of material; (iii) government monetary or fiscal policies; (iv) political and economic risks, commercial instability and events beyond our control in the countries in which we operate; (v) international trade policies and their impact on demand for our products and our competitive position, including the imposition of new tariffs or changes in existing tariff rates; (vi) our ability to develop, produce and market quality products that meet our customers' needs; (vii) the impact of the highly competitive environment in which we operate on our sales and pricing; (viii) information technology security threats and computer crime; (ix) inve

01. Financial Statements and Exhibits

Item 9.01. Financial Statements and Exhibits. (d) Exhibits: The following is furnished as an exhibit to this report: 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CATERPILLAR INC. August 28, 2025 By: /s/ Derek Owens Derek Owens Chief Legal Officer and General Counsel

View Full Filing

View this 8-K filing on SEC EDGAR