CBAT Sets Dec 29 Annual Meeting to Elect Directors, Ratify Auditor

TL;DR

**CBAT's upcoming annual meeting is a routine governance check, but keep an eye on the director elections for any shifts in strategic direction in the competitive battery market.**

AI Summary

CBAK Energy Technology, Inc. (CBAT) is holding its Annual Meeting of Stockholders on December 29, 2025, in Dalian City, China. The primary purposes of the meeting are to elect five directors to the Board and to ratify the appointment of ARK Pro CPA & Co as the independent registered public accounting firm for the fiscal year ending December 31, 2025. As of the Record Date, November 10, 2025, there are 88,645,836 shares of common stock outstanding and eligible to vote. CEO Zhiguang Hu holds 56,138 shares, while Director Xiangyu Pei holds 392,983 shares, including 105,000 outstanding options. Notably, Yunfei Li is a principal stockholder, beneficially owning 11,135,871 shares, representing 12.56% of the outstanding common stock. The Board of Directors unanimously recommends voting 'For' all proposals. The filing does not contain specific revenue or net income figures, nor does it detail key business changes or strategic outlook beyond the standard annual meeting agenda.

Why It Matters

This DEF 14A filing outlines the standard governance procedures for CBAK Energy Technology, Inc., ensuring accountability to shareholders through director elections and auditor ratification. For investors, understanding the composition of the Board and the chosen auditor provides insight into corporate oversight and financial integrity, crucial for evaluating long-term investment viability in the competitive battery technology sector. Employees and customers are indirectly impacted by stable governance, which can foster consistent strategic direction and operational reliability. The competitive context for CBAT, operating in the dynamic energy technology market, means strong governance is essential to navigate rapid technological advancements and market shifts.

Risk Assessment

Risk Level: low — The filing is a routine DEF 14A proxy statement for an annual meeting, primarily focused on director elections and auditor ratification. There are no indications of contentious proposals, significant corporate actions, or financial distress. The proposals are standard governance items, presenting a low immediate risk to investors.

Analyst Insight

Investors should review the biographies of the nominated directors to understand their qualifications and potential impact on company strategy. Ensure your vote is cast by December 29, 2025, particularly on the director elections, to influence the company's governance. This filing is a procedural update, not a catalyst for immediate trading decisions.

Key Numbers

• 88,645,836 — Shares of Common Stock outstanding (Eligible to vote as of Record Date November 10, 2025)
• 11,135,871 — Shares beneficially owned by Yunfei Li (Represents 12.56% of outstanding common stock)
• 56,138 — Shares beneficially owned by Zhiguang Hu (CEO's ownership, including options)
• 392,983 — Shares beneficially owned by Xiangyu Pei (Director's ownership, including 105,000 outstanding options)
• 5 — Number of directors to be elected (Proposal 1 at the Annual Meeting)
• 10:00 a.m. — Annual Meeting start time (Local time on December 29, 2025)
• 33-1/3% — Quorum requirement (Percentage of outstanding shares needed for the Annual Meeting)
• 2025-11-10 — Record Date (Date for determining stockholders entitled to vote)
• 2025-12-29 — Annual Meeting Date (Date of the 2025 Annual Meeting of Stockholders)
• $0.001 — Par value per share (Par value of Common Stock)

Key Players & Entities

• CBAK Energy Technology, Inc. (company) — Registrant
• Zhiguang Hu (person) — Chief Executive Officer
• ARK Pro CPA & Co (company) — Independent registered public accounting firm
• Yunfei Li (person) — Principal Stockholder
• Xiangyu Pei (person) — Director
• J. Simon Xue (person) — Director
• Martha C. Agee (person) — Director
• Jianjun He (person) — Director
• SEC (regulator) — Securities and Exchange Commission
• Dalian City, China (location) — Annual Meeting location

FAQ

Industry Context

CBAK Energy Technology, Inc. operates within the energy technology sector, likely focusing on battery technologies given its name and the context of energy storage. This industry is characterized by rapid innovation, significant capital investment, and increasing global demand driven by electric vehicles and renewable energy storage solutions. Competition is intense, with established players and emerging companies vying for market share and technological advancements.

Regulatory Implications

As a publicly traded company, CBAK Energy Technology, Inc. is subject to SEC regulations, including timely and accurate disclosure of financial information and corporate governance matters. The ratification of its independent auditor is a standard regulatory requirement. Changes in energy policies or environmental regulations could also impact the company's operations and strategic direction.

What Investors Should Do

1. Review the Proxy Statement and vote your shares.
2. Vote 'For' Proposal 1: Election of Directors.
3. Vote 'For' Proposal 2: Ratification of Independent Auditors.
4. Consider the ownership stakes of key individuals.

Key Dates

• 2025-11-10: Record Date — Determines which stockholders are entitled to vote at the Annual Meeting.
• 2025-11-14: Proxy Statement Distribution — The approximate date the Proxy Statement and related materials were made available to stockholders.
• 2025-12-29: Annual Meeting of Stockholders — The date for the election of directors and ratification of auditors.
• 2025-12-31: Fiscal Year End — The fiscal year for which ARK Pro CPA & Co is being appointed as the independent auditor.

Glossary

DEF 14A

A filing with the SEC that provides detailed information about a company's annual meeting of stockholders, including proposals to be voted on and information about directors and executive officers. (This document is the Proxy Statement for CBAK Energy Technology, Inc.'s annual meeting.)

Proxy Statement

A document that a company must provide to shareholders before a shareholder meeting, containing information about the matters to be voted on. (This is the primary document detailing the agenda and voting matters for the CBAK Energy Technology, Inc. annual meeting.)

Record Date

A specific date set by a company to determine which shareholders are eligible to receive notice of and vote at a shareholder meeting. (Establishes eligibility to vote for the December 29, 2025 Annual Meeting.)

Common Stock

A class of stock that represents ownership in a corporation and typically carries voting rights. (The type of stock held by shareholders of CBAK Energy Technology, Inc. that entitles them to vote.)

Independent Registered Public Accounting Firm

An external audit firm hired by a company to provide an independent opinion on the accuracy of its financial statements. (ARK Pro CPA & Co is proposed to be ratified for this role for the fiscal year ending December 31, 2025.)

Beneficial Owner

A person who owns shares indirectly through a broker, bank, or other nominee. (Distinguishes shareholders who hold stock in 'street name' from those who hold it directly.)

Street Name

When shares are held in an account at a brokerage firm or bank on behalf of the beneficial owner. (Describes how many shareholders hold their CBAK Energy Technology, Inc. stock.)

Par Value

A nominal value assigned to a share of stock by the company's charter, often a very small amount. (The par value for CBAK Energy Technology, Inc.'s Common Stock is $0.001 per share.)

Year-Over-Year Comparison

This filing is a proxy statement for the 2025 Annual Meeting and does not contain comparative financial data from a previous year's annual report or proxy statement. Therefore, a comparison of key metrics like revenue growth or margin changes cannot be made based solely on this document. New risks or strategic shifts are not detailed beyond the standard agenda items for an annual meeting.

Key Financial Figures

• $0.001 — ares of Company common stock, par value $0.001 per share (the "Common Stock") at the c
• $10 million — new shares of our common stock totaling $10 million. The issue price would be determined wi
• $2.1 million — 17, the stockholders paid us a total of $2.1 million as refundable deposits, among which, Mr
• $1.12 million — agreed to subscribe new shares totaling $1.12 million and pay a refundable deposit of $0.2 mi
• $0.2 million — million and pay a refundable deposit of $0.2 million. In April and May 2017, we received cas
• $9.6 million — April and May 2017, we received cash of $9.6 million from these stockholders. On May 31, 201
• $1.50 — these investors, at a purchase price of $1.50 per share, for an aggregate price of $9
• $9.6 m — 50 per share, for an aggregate price of $9.6 million, including 746,018 shares for Mr.
• $5.2 million — ho loaned an aggregate of approximately $5.2 million (the "First Debt") to the Company's sub
• $1.02 — of the Company at an exchange price of $1.02 per share. According to the amount of l
• $4.3 million — ho loaned an aggregate of approximately $4.3 million to CBAK Power (the "Sixth Debt"). Pursu

Filing Documents

• ea0265043-def14a_cbakenergy.htm (DEF 14A) — 383KB
• image_001.jpg (GRAPHIC) — 3KB
• 0001213900-25-110333.txt ( ) — 1007KB
• cbat-20251114.xsd (EX-101.SCH) — 11KB
• cbat-20251114_def.xml (EX-101.DEF) — 5KB
• cbat-20251114_lab.xml (EX-101.LAB) — 38KB
• cbat-20251114_pre.xml (EX-101.PRE) — 4KB
• ea0265043-def14a_cbakenergy_htm.xml (XML) — 128KB

From the Filing

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant Filed by a party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Definitive Proxy Statement Definitive Additional Materials Soliciting Material under 240.14a-12 CBAK ENERGY TECHNOLOGY, INC. (Name of Registrant as Specified in Its Charter) (Name of Person(s) Filing Proxy Statement, if other than the Registrant) Payment of Filing Fee (Check all boxes that apply): No fee required Fee paid previously with preliminary materials. Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a- 6(i)(1) and 0-11 NOTICE OF ANNUAL MEETING OF STOCKHOLDERS To Be Held on December 29, 2025 To the Stockholders of CBAK Energy Technology, Inc.: You are cordially invited to attend the 2025 Annual Meeting of Stockholders (the "Annual Meeting") of CBAK Energy Technology, Inc., a Nevada corporation (the "Company") that will be held on Monday, December 29, 2025, at 10:00 a.m., local time, at BAK Industrial Park, Meigui Street, Huayuankou Economic Zone, Dalian City, China 116450. We are now filing this proxy to provide the disclosures required by the rules and regulations of the SEC in connection with the Annual Meeting, which will be held for the following purposes: 1. To elect five (5) persons to the Board of Directors of the Company, each to serve until the next annual meeting of stockholders of the Company or until such person shall resign, be removed or otherwise leave office; 2. To ratify the appointment of ARK Pro CPA & Co as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2025; 3. To transact such other business as may properly come before the Annual Meeting and any adjournment or postponement thereof. The foregoing items of business are more fully described in the proxy statement accompanying this Notice or made available over the Internet. We are not aware of any other business to come before the Annual Meeting. Only stockholders of record at the close of business on November 10, 2025 (the "Record Date") are entitled to notice and to vote at the Annual Meeting and any adjournment or postponement thereof. It is important that your shares are represented at the Annual Meeting. We urge you to review the attached Proxy Statement and, whether or not you plan to attend the Annual Meeting in person, please vote your shares promptly by casting your vote via the Internet or, if you receive a full set of proxy materials by mail or request one be mailed to you, and prefer to mail your proxy or voter instructions, please complete, sign, date, and return your proxy or vote instruction form in the pre-addressed envelope provided, which requires no additional postage if mailed in the United States. You may revoke your vote by submitting a subsequent vote over the Internet or by mail before the Annual Meeting, or by voting in person at the Annual Meeting. If you plan to attend the Annual Meeting, please notify us of your intentions. This will assist us with meeting preparations. If your shares are not registered in your own name and you would like to attend the Annual Meeting, please follow the instructions contained in the Notice of Internet Availability of Proxy Materials that is being mailed to you and any other information forwarded to you by your broker, trust, bank, or other holder of record to obtain a valid proxy from it. This will enable you to gain admission to the Annual Meeting and vote in person. By Order of the Board of Directors, /s/ Zhiguang Hu Chief Executive Officer November 14, 2025 YOUR VOTE IS IMPORTANT! WHETHER OR NOT YOU EXPECT TO ATTEND THE ANNUAL MEETING, WE URGE YOU TO SUBMIT YOUR PROXY AS PROMPTLY AS POSSIBLE VIA THE INTERNET, OR BY COMPLETING, SIGNING AND DATING THE ENCLOSED PROXY CARD AND RETURNING IT IN THE POSTAGE-PAID ENVELOPE PROVIDED. IF YOU ATTEND THE ANNUAL MEETING AND WISH TO VOTE YOUR SHARES AT THE ANNUAL MEETING, YOU MAY DO SO AT ANY TIME PRIOR TO THE CLOSING OF THE POLLS AT THE ANNUAL MEETING . Important Notice Regarding the Availability of Proxy Materials for the Annual Meeting to Be Held on December 29, 2025: The Notice of Annual Meeting of Stockholders and Proxy Statement are available at https://onlineproxyvote.com/CBAT/2025 TABLE OF CONTENTS Page PROXY STATEMENT 1 QUESTIONS AND ANSWERS ABOUT THE PROXY MATERIALS AND THE ANNUAL MEETING 1 SECURITIES OWNERSHIP OF CERTAIN BENEFICIAL OWNERS AND MANAGEMENT AND RELATED STOCKHOLDER MATTERS 6 PROPOSAL 1. – ELECTION OF DIRECTORS 9 PROPOSAL 2. – RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS 28 OTHER MATTERS 29 STOCKHOLDER COMMUNICATIONS 29 STOCKHOLDER PROPOSALS

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View this DEF 14A filing on SEC EDGAR