SC 13G/A: CHAIN BRIDGE BANCORP INC
Ticker: CBNA · Form: SC 13G/A · Filed: Dec 6, 2024 · CIK: 1392272
Sentiment: neutral
Topics: sc-13g-a
AI Summary
SC 13G/A filing by CHAIN BRIDGE BANCORP INC.
Risk Assessment
Risk Level: low
Filing Stats: 1,220 words · 5 min read · ~4 pages · Grade level 8.6 · Accepted 2024-12-06 09:10:26
Filing Documents
- c110632_sch13g.htm (SC 13G/A) — 47KB
- 0000930413-24-003273.txt ( ) — 49KB
(a). NAME OF ISSUER
Item 1(a). NAME OF ISSUER: Chain Bridge Bancorp, Inc.
(b). ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES
Item 1(b). ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES: 1445-A Laughlin Avenue Mclean, VA, 22101-5737 United States Items 2(a)-2(c). NAME, ADDRESS OF PRINCIPAL BUSINESS OFFICE, AND CITIZENSHIP OF PERSONS FILING: Nuveen Asset Management, LLC (“NAM”) 333 W. Wacker Drive Chicago, IL 60606 Citizenship: Delaware Nuveen Small Cap Value Opportunities Fund (“NSCRX”) 333 W. Wacker Drive Chicago, IL 60606 Citizenship: Delaware CUSIP No. 15746L100 13G Page 5 of 8
(d). TITLE OF CLASS OF SECURITIES
Item 2(d). TITLE OF CLASS OF SECURITIES: Common Stock
(e). CUSIP NUMBER
Item 2(e). CUSIP NUMBER: 15746L100
IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) or (c), CHECK WHETHER THE PERSON
Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A: NAM (a) o Broker or dealer registered under Section 15 of the Exchange Act. (b) o Bank as defined in Section 3(a)(6) of the Exchange Act. (c) o Insurance Company as defined in Section 3(a)(19) of the Exchange Act. (d) o Investment Company registered under Section 8 of the Investment Company Act of 1940. (e) x An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). (f) o An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). (g) o A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). (h) o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) o A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940. (j) o Group, in accordance with Rule 13d-1(b)(1)(ii)(J). NSCRX (a) o Broker or dealer registered under Section 15 of the Exchange Act. (b) o Bank as defined in Section 3(a)(6) of the Exchange Act. (c) o Insurance Company as defined in Section 3(a)(19) of the Exchange Act. (d) x Investment Company registered under Section 8 of the Investment Company Act of 1940. (e) o An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). (f) o An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). (g) o A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). (h) o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) o A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940. (j) o Group, in accordance with Rule 13d-1(b)(1)(ii)(J). CUSIP No. 15746L100 13G Page 6 of 8
OWNERSHIP
Item 4. OWNERSHIP (a) Aggregate amount beneficially owned: 162,115 (b) Percent of class: 5.88% (c) Number of shares as to which person has: NAM NSCRX Sole Voting Power: 162,115 0 Shared Voting Power: 0 121,189 Sole Dispositive Power: 162,115 0 Shared Dispositive Power: 0 121,189
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o .
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. See Exhibit A attached
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY
Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. Not Applicable
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. Not Applicable
NOTICE OF DISSOLUTION OF GROUP
Item 9. NOTICE OF DISSOLUTION OF GROUP. Not Applicable
CERTIFICATIONS
Item 10. CERTIFICATIONS. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not CUSIP No. 15746L100 13G Page 7 of 8 held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with nomination under §240.14a-11 SIGNATURE. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: December 06, 2024 NUVEEN ASSET MANAGEMENT, LLC By: /s/ Erik Mogavero Erik Mogavero Managing Director Head of Affiliate Compliance NUVEEN SMALL CAP VALUE OPORTUNITIES FUND By: /s/ Erik Mogavero Erik Mogavero Managing Director Head of Affiliate Compliance CUSIP No. 15746L100 13G Page 8 of 8 EXHIBIT A
OWNERSHIP
ITEM 6. OWNERSHIP. Nuveen Asset Management, LLC (“NAM”), is a registered investment adviser. NAM may be deemed to be a beneficial owner of 162,115 shares of Issuer’s common stock. These shares were acquired in the ordinary course of business, and not with the purpose or effect of changing or influencing control of the Issuer.