Cardiff Lexington Corp Files 8-K on Security Holder Rights
Ticker: CDIX · Form: 8-K · Filed: Dec 4, 2024 · CIK: 811222
Sentiment: neutral
Topics: corporate-governance, filing-update
TL;DR
Cardiff Lexington Corp filed an 8-K on Nov 27th, expect changes to security holder rights & bylaws.
AI Summary
Cardiff Lexington Corporation filed an 8-K on December 4, 2024, reporting on events that occurred on November 27, 2024. The filing indicates material modifications to the rights of security holders and amendments to its articles of incorporation or bylaws. It also includes financial statements and exhibits.
Why It Matters
This filing signals potential changes in the rights and structure of Cardiff Lexington Corporation's securities, which could impact investors' holdings and the company's governance.
Risk Assessment
Risk Level: medium — Filings related to modifications of security holder rights and amendments to corporate bylaws can indicate significant internal changes that may affect the company's future performance and stock value.
Key Players & Entities
- Cardiff Lexington Corporation (company) — Registrant
- November 27, 2024 (date) — Earliest event reported
- December 4, 2024 (date) — Date of report
FAQ
What specific material modifications were made to the rights of security holders?
The filing indicates material modifications to the rights of security holders, but the specific details of these modifications are not provided in the summary information.
What amendments were made to the Articles of Incorporation or Bylaws?
The filing states that there were amendments to the Articles of Incorporation or Bylaws, but the specific changes are not detailed in the provided text.
What is the significance of filing financial statements and exhibits with this 8-K?
The inclusion of financial statements and exhibits suggests that these documents provide further details or support for the reported changes in security holder rights or corporate structure.
When was the earliest event reported in this 8-K filing?
The earliest event reported in this 8-K filing occurred on November 27, 2024.
What is Cardiff Lexington Corporation's state of incorporation?
Cardiff Lexington Corporation is incorporated in Nevada.
Filing Stats: 688 words · 3 min read · ~2 pages · Grade level 14.6 · Accepted 2024-12-04 13:57:35
Filing Documents
- cardiff_8k.htm (8-K) — 29KB
- cardiff_ex0301.htm (EX-3.1) — 6KB
- cardiff_ex0302.htm (EX-3.2) — 4KB
- cardiff_ex0303.htm (EX-3.3) — 4KB
- cardiff_ex0304.htm (EX-3.4) — 4KB
- cardiff_ex0305.htm (EX-3.5) — 1KB
- image_001.jpg (GRAPHIC) — 192KB
- image_002.jpg (GRAPHIC) — 189KB
- image_003.jpg (GRAPHIC) — 191KB
- image_004.jpg (GRAPHIC) — 191KB
- image_005.jpg (GRAPHIC) — 193KB
- 0001683168-24-008511.txt ( ) — 1541KB
- cdif-20241127.xsd (EX-101.SCH) — 3KB
- cdif-20241127_lab.xml (EX-101.LAB) — 33KB
- cdif-20241127_pre.xml (EX-101.PRE) — 24KB
- cardiff_8k_htm.xml (XML) — 3KB
03 Material Modification to Rights of Security Holders
Item 3.03 Material Modification to Rights of Security Holders. On November 27, 2024, Cardiff Lexington Corporation (the " Company ") filed Certificates of Amendment to the Certificates of Designation for the Company's Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock, Series I Preferred Stock and Series Y Senior Convertible Preferred Stock (the " Amendments ") with the Nevada Secretary of State's Office, pursuant to which (i) the Certificates of Designation for the Company's Series B Preferred Stock, Series C Preferred Stock, Series E Preferred Stock and Series I Preferred Stock were amended to provide that the conversion prices for such series of Preferred Stock shall be subject to adjustment for reverse stock splits or other stock combinations with respect to the Company's Common Stock and (ii) the Certificate of Designation for the Company's Series Y Senior Convertible Preferred Stock was amended to increase the number of authorized shares of Series Y Senior Convertible Preferred Stock from 1,000,000 shares to 1,250,000 shares. The Amendments were approved by the requisite holders of each series of Preferred Stock. The foregoing summary of the Amendments is qualified in its entirety by reference to the full text of the Amendments, copies of which are filed as exhibits to this report and are incorporated by reference herein.
03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. The information set forth in Item 3.03 above is incorporated herein in its entirety.
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description of Exhibit 3.1 Certificate of Amendment to Certificate of Designation of Series B Preferred Stock of Cardiff Lexington Corporation 3.2 Certificate of Amendment to Certificate of Designation of Series C Preferred Stock of Cardiff Lexington Corporation 3.3 Certificate of Amendment to Certificate of Designation of Series E Preferred Stock of Cardiff Lexington Corporation 3.4 Certificate of Amendment to Certificate of Designation of Series I Preferred Stock of Cardiff Lexington Corporation 3.5 Certificate of Amendment to Certificate of Designation of Series Y Senior Convertible Preferred Stock of Cardiff Lexington Corporation 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) 2
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Date: December 4, 2024 CARDIFF LEXINGTON CORPORATION /s/ Alex Cunningham Name: Alex Cunningham Title: Chief Executive Officer 3