Cardiff Lexington Corp Files S-1/A Amendment
Ticker: CDIX · Form: S-1/A · Filed: Jun 18, 2024 · CIK: 811222
Sentiment: neutral
Topics: sec-filing, amendment, regulatory
TL;DR
Cardiff Lexington Corp filed an S-1/A amendment on 6/18/24, responding to SEC comments. Status update.
AI Summary
Cardiff Lexington Corporation filed an S-1/A amendment on June 18, 2024, responding to SEC comments regarding its registration statement (No. 333-273324). The company, formerly known as Cardiff International Inc., United American Inc., and Cardiff Financial Inc., is incorporated in Nevada and has its principal business address in Las Vegas, NV.
Why It Matters
This filing indicates ongoing regulatory review and potential updates to Cardiff Lexington Corporation's public offering or reporting status, which could impact investor confidence and future stock performance.
Risk Assessment
Risk Level: medium — S-1/A filings often indicate a company is undergoing regulatory scrutiny or preparing for significant corporate actions, which can introduce uncertainty.
Key Numbers
- 333-273324 — Registration Number (Identifies the specific SEC registration for Cardiff Lexington Corporation.)
- 20240618 — Filing Date (Date the amendment was filed with the SEC.)
Key Players & Entities
- Cardiff Lexington Corporation (company) — Registrant
- 333-273324 (dollar_amount) — Registration Number
- 20240618 (date) — Filing Date
- Cardiff International Inc. (company) — Former Company Name
- United American Inc. (company) — Former Company Name
- Cardiff Financial Inc. (company) — Former Company Name
- 8011 (dollar_amount) — SIC Code
- 84-1044583 (dollar_amount) — IRS Employer Identification Number
FAQ
What specific SEC comments is Cardiff Lexington Corporation responding to in this S-1/A amendment?
The filing states it is a 'Response to an SEC comment' but does not detail the specific comments within the provided text.
What is the primary business of Cardiff Lexington Corporation?
The filing lists the Standard Industrial Classification Code as 'SERVICES-OFFICES & CLINICS OF DOCTORS OF MEDICINE [8011]', suggesting a healthcare-related business.
When was Cardiff Lexington Corporation incorporated?
The company is incorporated in Nevada, as indicated by the filing.
What are the previous names of Cardiff Lexington Corporation?
The company was formerly known as Cardiff International Inc., United American Inc., and Cardiff Financial Inc.
Where is Cardiff Lexington Corporation's principal business address?
The principal business address is 3753 Howard Hughes Parkway, Suite 200, Las Vegas, NV 89169.
Filing Stats: 2,675 words · 11 min read · ~9 pages · Grade level 11.2 · Accepted 2024-06-18 06:02:29
Filing Documents
- cardiff_s1a6.htm (S-1/A) — 74KB
- cardiff_ex0501.htm (EX-5) — 18KB
- image_001.jpg (GRAPHIC) — 3KB
- 0001683168-24-004287.txt ( ) — 273KB
- cdif-20240618.xsd (EX-101.SCH) — 3KB
- cdif-20240618_lab.xml (EX-101.LAB) — 35KB
- cdif-20240618_pre.xml (EX-101.PRE) — 22KB
- cardiff_s1a6_htm.xml (XML) — 3KB
Exhibits
Item 16. Exhibits. (a) Exhibits. Exhibit No. Description 1.1 Form of Underwriting Agreement (incorporated by reference to Exhibit 1.1 to Amendment No. 5 to the Registration Statement on Form S-1/A filed on June 12, 2024) 3.1 Amended and Restated Articles of Incorporation Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.1 to Amendment No. 1 to the Registration Statement on Form S-1/A filed on August 3, 2023) 3.2 Certificate of Amendment to Amended and Restated Articles of Incorporation Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.2 to the Quarterly Report on Form 10-Q filed on May 10, 2024) 3.3 Certificate of Designation of Series A Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.2 to Amendment No. 1 to the Registration Statement on Form S-1/A filed on August 3, 2023) 3.4 Certificate of Designation of Series B Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.3 to Amendment No. 1 to the Registration Statement on Form S-1/A filed on August 3, 2023) 3.5 Certificate of Correction of Certificate of Designation of Series B Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.4 to Annual Report on Form 10-K filed on March 27, 2024) 3.6 Certificate of Designation of Series C Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.4 to Amendment No. 1 to the Registration Statement on Form S-1/A filed on August 3, 2023) 3.7 Certificate of Correction of Certificate of Designation of Series C Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.6 to Annual Report on Form 10-K filed on March 27, 2024) 3.8 Certificate of Designation of Series E Preferred Stock of Cardiff Lexington Corporation (incorporated by reference to Exhibit 3.5 to Amendment No. 1 to the Registration Statement on Form S-1/A filed on August 3
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Las Vegas, State of Nevada, on June 18, 2024. CARDIFF LEXINGTON CORPORATION By: /s/ Alex Cunningham Alex Cunningham Chief Executive Officer Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated. SIGNATURE TITLE DATE /s/ Alex Cunningham Chief Executive Officer and Director (principal executive officer) June 18, 2024 Alex Cunningham /s/ Matthew Shafer Chief Financial Officer (principal financial and accounting officer) June 18, 2024 Matthew Shafer * Chairman of the Board June 18, 2024 Daniel Thompson * Director June 18, 2024 Gillard B. Johnson, III * Director June 18, 2024 Cathy Pennington * Director June 18, 2024 L. Jack Staley * By: /s/ Alex Cunningham Alex Cunningham Attorney-In-Fact II-4