SC 13G/A: CareDx, Inc.

AI Summary

SC 13G/A filing by CareDx, Inc..

Risk Assessment

Risk Level: low

Key Financial Figures

• $0.001 — me of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securiti

Filing Documents

• caredx_13ga2.htm (SC 13G/A) — 128KB
• 0001019056-24-000250.txt ( ) — 129KB

From the Filing

SC 13G/A 1 caredx_13ga2.htm UNITED SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* CareDx, Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 14167L103 (CUSIP Number) August 20, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: o Rule 13d-1(b) x Rule 13d-1(c) o Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 14167L103 13G Page 2 of 8 1. Names Of Reporting Persons Gagnon Securities LLC 2. check the appropriate box if a group (a) o ( b) x 3. sec use only 4. citizenship or place of organization Delaware Limited Liability Company number of shares beneficially owned by each reporting person with: 5. sole voting power 0 6. shared voting power 1,542,114 7. sole dispositive power 0 8. shared dispositive power 1,847,226 9. aggregate amount beneficially owned by each reporting person 1,847,226 10. check box if the aggregate amount in row (9) excludes certain shares (See Instructions) o 11. percent of class represented by amount in row (9) 3.5% 12. type of reporting person (See Instructions) IA, BD CUSIP No. 14167L103 13G Page 3 of 8 1. Names Of Reporting Persons Gagnon Advisors, LLC 2. check the appropriate box if a group (a) o ( b) x 3. sec use only 4. citizenship or place of organization Delaware Limited Liability Company number of shares beneficially owned by each reporting person with: 5. sole voting power 0 6. shared voting power 430,819 7. sole dispositive power 0 8. shared dispositive power 430,819 9. aggregate amount beneficially owned by each reporting person 430,819 10. check box if the aggregate amount in row (9) excludes certain shares (See Instructions) o 11. percent of class represented by amount in row (9) 0.8% 12. type of reporting person (See Instructions) IA CUSIP No. 14167L103 13G Page 4 of 8 1. Names Of Reporting Persons Neil Gagnon 2. check the appropriate box if a group (a) o ( b) x 3. sec use only 4. citizenship or place of organization USA number of shares beneficially owned by each reporting person with: 5. sole voting power 154,071 6. shared voting power 2,081,995 7. sole dispositive power 154,071 8. shared dispositive power 2,395,507 9. aggregate amount beneficially owned by each reporting person 2,549,578 10. check box if the aggregate amount in row (9) excludes certain shares (See Instructions) o 11. percent of class represented by amount in row (9) 4.8% 12. type of reporting person (See Instructions) IN CUSIP No. 14167L103 13G Page 5 of 8 Item 1. (a) Name of Issuer: CareDx, Inc. (b) Address of Issuer’s Principal 8000 Marina Blvd, 4 th Floor Executive Offices: Brisbane, California 94005 Item 2. (a) Name of Person Filing: Neil Gagnon has sole voting and dispositive power over 154,071 shares of the Issuer’s Common Stock, par value $0.001 per share (the “Common Stock”). In addition, Mr. Gagnon has shared voting power over 2,081,995 shares of Common Stock and shared dispositive power over 2,395,507 shares of Common Stock. Mr. Gagnon is the managing member and principal owner of Gagnon Securities LLC (“GS”), an investment adviser registered with the U.S. Securities and Exchange Commission (“SEC”) under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and a registered broker-dealer, in its role as investment manager to several customer accounts, foundations, partnerships and trusts (collectively, the “Accounts”) to which it furnishes investment advice. GS and Mr. Gagnon may be deemed to share voting power with respect to 1,542,114 shares of Common Stock held in the Accounts and dispositive power with respect to 1,847,226 shares of Common Stock held in the Accounts. GS and Mr. Gagnon expressly disclaim beneficial ownership of all securities held in the Accounts. Mr. Gagnon is also the Chief Executive Officer of Gagnon Advisors, LLC (“Gagnon Advisors”), an investment adviser registered with the SEC under the Adviser

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