SC 13G/A: CADIZ INC

AI Summary

SC 13G/A filing by CADIZ INC.

Risk Assessment

Risk Level: low

Key Financial Figures

• $0.01 — ame of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securiti

Filing Documents

• cadiz13ga1-12062024.htm (SC 13G/A) — 73KB
• 0001013594-24-001006.txt ( ) — 75KB

(a)

Item 1(a). Name of Issuer: Cadiz Inc. ("Issuer")

(b)

Item 1(b). Address of Issuer's Principal Executive Offices: 550 S. Hope Street, Suite 2850 Los Angeles, California 90071

(a)

Item 2(a). Name of Persons Filing: The names of the persons filing this statement on Schedule 13G are (collectively, the "Reporting Persons"): Whitefort Capital Management, LP, a Delaware limited partnership ("Whitefort Management"); David Salanic, a French citizen ("Mr. Salanic"); and Joseph Kaplan, a United States citizen ("Mr. Kaplan"). Whitefort Management acts as the investment manager of certain client accounts. Each of Mr. Salanic and Mr. Kaplan is a Co-Managing Partner of Whitefort Management. By virtue of these relationships, each of Whitefort Management, Mr. Salanic and Mr. Kaplan may be deemed to have voting and dispositive power with respect to shares of the Issuer's common stock held in client accounts managed by Whitefort Management.

(b)

Item 2(b). Address of Principal Business Office or, if None, Residence: The principal business address of each of the Reporting Persons is 12 East 49 th Street, 40 th Floor, New York, New York 10017.

(c)

Item 2(c). Citizenship: Mr. Salanic is a citizen of France. Mr. Kaplan is a citizen of the United States. Whitefort Management is a limited partnership formed under the laws of the State of Delaware.

(d)

Item 2(d). Title of Class of Securities: Common Stock, par value $0.01 per share (the "Shares")

(e)

Item 2(e). CUSIP Number: 127537207 Item 3. If This Statement is Filed Pursuant to Rule 13d 1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) [ ] Broker or dealer registered under Section 15 of the Exchange Act. (b) [ ] Bank as defined in Section 3(a)(6) of the Exchange Act. (c) [ ] Insurance company defined in Section 3(a)(19) of the Exchange Act. (d) [ ] Investment company registered under Section 8 of the Investment Company Act. (e) [ ] Investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E). (f) [ ] Employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F). (g) [ ] Parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G). (h) [ ] Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act. (i) [ ] Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) [ ] Non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J). (k) [ ] Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____ Item 4. (a) Amount beneficially owned: As of the close of business on December 6, 2024, (i) Whitefort Management, as the investment manager of certain client accounts, may be deemed to beneficially own the 3,755,192 Shares held in such accounts, consisting of 3,684,956 Shares held outright and unsecured convertible loans of the Issuer (the "Unsecured Convertible Loans") that, in accordance with the Beneficial Ownership Limitation (as described below), are currently convertible into 70,236 Shares. (ii) Mr. Salanic, as a Co-Managing Partner of Whitefort Management, may be deemed to beneficially own the 3,755,192 Shares held in the client accounts managed by Whitefort Management, consisting of 3,684,956 Shares held outright an

SIGNATURES

SIGNATURES After reasonable inquiry and to the best of his or its knowledge and belief, each of the undersigned certifies that the information with respect to him or it set forth in this statement is true, complete, and correct. Dated: December 6, 2024 WHITEFORT CAPITAL MANAGEMENT, LP By: /s/ David Salanic David Salanic, Co-Managing Partner By: /s/ Joseph Kaplan Joseph Kaplan, Co-Managing Partner / s/ David Salanic DAVID SALANIC /s/ Joseph Kaplan JOSEPH KAPLAN

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