Certara, Inc. Files 2023 Annual Report Amendment

TL;DR

Certara filed an amendment to its 2023 10-K, check for updates.

AI Summary

Certara, Inc. filed an amendment (10-K/A) to its annual report for the fiscal year ended December 31, 2023. The filing, dated December 16, 2024, provides updated information regarding the company's operations and financial status. Certara, Inc., headquartered in Radnor, Pennsylvania, is a software services company.

Why It Matters

This amendment provides updated disclosures for Certara's 2023 fiscal year, which could contain material information for investors regarding the company's financial health and strategic direction.

Risk Assessment

Risk Level: low — This filing is an amendment to a standard annual report, typically for corrections or minor updates, and does not indicate a significant new risk event.

Key Players & Entities

• Certara, Inc. (company) — Registrant
• December 31, 2023 (date) — Fiscal Year End
• 4 Radnor Corporate Center, Suite 350 (address) — Principal Executive Offices
• Radnor, Pennsylvania (location) — Principal Executive Offices Location
• 19087 (postal_code) — Principal Executive Offices Zip Code
• (415) 237-8272 (phone_number) — Registrant's telephone number
• 001-39799 (file_number) — Commission File Number
• 20241216 (date) — Filing Date

FAQ

Key Financial Figures

• $0.01 — ich registered Common stock, par value $0.01 per share CERT The Nasdaq Stock Market

Filing Documents

• cert-20231231.htm (10-K/A) — 128KB
• cert-20231231xexx311.htm (EX-31.1) — 10KB
• cert-20231231xex312.htm (EX-31.2) — 10KB
• cert-20231231xexx321.htm (EX-32.1) — 6KB
• cert-20231231xexx322.htm (EX-32.2) — 5KB
• 0001827090-24-000046.txt ( ) — 362KB
• cert-20231231.xsd (EX-101.SCH) — 2KB
• cert-20231231_lab.xml (EX-101.LAB) — 34KB
• cert-20231231_pre.xml (EX-101.PRE) — 20KB
• cert-20231231_htm.xml (XML) — 5KB

Controls and Procedures

Item 9A. Controls and Procedures. Evaluation of Disclosure Controls and Procedures As of the end of the period covered by this Annual Report on Form 10-K, we performed an evaluation under the supervision and with the participation of management, including our Chief Executive Officer and our Chief Financial Officer, of the design and effectiveness of our disclosure controls and procedures (as defined in Rules 13a-15(e) or 15d-15(e) under the Securities Exchange Act of 1934 as amended (the "Exchange Act")). Based upon that evaluation, our Chief Executive Officer and Chief Financial Officer concluded, as of the end of the period covered by this Annual Report that our disclosure controls and procedures were effective at the reasonable assurance level to ensure that information required to be disclosed was recorded, processed, summarized and reported within the time periods specified in the SEC's rules and forms, and to provide reasonable assurance that information required to be disclosed in such reports is accumulated and communicated to the Company's management, including its Chief Executive Officer and Chief Financial Officer, as appropriate to allow timely decisions regarding required disclosure. Management's Annual Report on Internal Control over Financial Reporting Our management is responsible for establishing and maintaining adequate internal control over financial reporting, as is defined in the Exchange Act. Internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of our financial reporting and the preparation of financial statements for external reporting purposes in accordance with GAAP and includes those policies and procedures that: (1) pertain to the maintenance of records that in reasonable detail accurately and fairly reflect our transactions and the dispositions of our assets (2) provide reasonable assurance that our transactions are recorded as necessary to permit preparation of fi

Exhibits, Financial Statement Schedules

Item 15. Exhibits, Financial Statement Schedules. (a) The following exhibits as required by Item 601 of Regulation S-K are filed as part of this Amendment: Incorporated by Reference Exhibit Number Exhibit Title Form File No. Exhibit Filing Date 2.1 Agreement and Plan of Merger dated as of August 2, 2021, by and among Certara, Inc., Puma Merger Sub, LLC and Shareholder Representative Services LLC, as the Equityholder Representative thereunder 8-K 001-39799 2.1 8/5/2021 3.1 Amended and Restated Certificate of Incorporation of Certara, Inc. S-8 333-251368 4.1 12/15/2020 3.2 Amended and Restated Bylaws of Certara, Inc. S-8 333-251368 4.2 12/15/2020 4.1 Form of Stock Certificate for Common Stock S-1/A 333-250182 4.1 12/03/2020 4.2 Description of Certara, Inc.'s Securities 10-K 001-39799 4.2 3/15/2021 10.1 Credit Agreement, dated as of August 15, 2017, among Certara Holdings, Inc. (f/k/a EQT Avatar Holdings, Inc.), Certara Holdco, Inc., Certara USA, Inc., EQT Avatar Intermediate, Inc., Jefferies Finance LLC, as Administrative Agent and Issuing Bank, Golub Capital LLC as Issuing Bank and each lender from time to time party thereto S-1/A 333-250182 10.3 11/18/2020 10.2 First Amendment, dated as of January 24, 2018, to the Credit Agreement, among Certara Holdings, Inc. (f/k/a EQT Avatar Holdings, Inc.), Certara Holdco, Inc., Certara USA, Inc., EQT Avatar Intermediate, Inc., Jefferies Finance LLC, as Administrative Agent and Issuing Bank, Golub Capital LLC as Issuing Bank and each lender from time to time party thereto S-1/A 333-250182 10.4 11/18/2020 10.3 Second Amendment, dated as of April 3, 2018, to the Credit Agreement, among Certara Holdings, Inc. (f/k/a EQT Avatar Holdings, Inc.), Certara Holdco, Inc., Certara USA, Inc., Certara Intermediate, Inc. (f/k/a EQT Avatar Intermediate, Inc.), Jefferies Finance LLC, as Administrative Agent and Issuing Bank, Golub Capital LLC as Issuing Bank and each lender from time to time party thereto S-1/A 333-25018

Signatures

Signatures Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this Form 10-K/A to be signed on its behalf by the undersigned, thereunto duly authorized. CERTARA, INC. Date: December 16, 2024 By: /s/ WILLIAM F. FEEHERY Name: William F. Feehery Title: Chief Executive Officer (Principal Executive Officer)

View Full Filing

View this 10-K/A filing on SEC EDGAR