Carlyle Group Confirms Nasdaq Listing for Common Stock & Subordinated Notes

Ticker: CGABL · Form: 8-K · Filed: Feb 7, 2024 · CIK: 1527166

Carlyle Group Inc. 8-K Filing Summary
FieldDetail
CompanyCarlyle Group Inc. (CGABL)
Form Type8-K
Filed DateFeb 7, 2024
Risk Levellow
Pages2
Reading Time2 min
Sentimentneutral

Complexity: simple

Sentiment: neutral

Topics: compliance, exchange-listing, corporate-governance

TL;DR

**Carlyle Group's stock and notes are officially listed on Nasdaq, confirming market access.**

AI Summary

The Carlyle Group Inc. filed an 8-K on February 7, 2024, to report the registration of its Common Stock (CG) and 4.625% Subordinated Notes due 2061 (CGABL) on The Nasdaq Global Select Market. This filing confirms the company's compliance with exchange listing requirements and provides transparency regarding its publicly traded securities. For investors, this matters because it reaffirms the liquidity and accessibility of Carlyle Group's shares and notes on a major exchange, which can impact investor confidence and trading activity.

Why It Matters

This filing confirms that Carlyle Group's main securities are properly listed and traded on a major exchange, ensuring continued market access and transparency for investors.

Risk Assessment

Risk Level: low — This filing is a routine disclosure confirming existing listings and does not introduce new financial risks or operational changes.

Analyst Insight

An investor should view this as a routine compliance filing, confirming the continued public trading of Carlyle Group's securities. No immediate action is required based solely on this information, but it reinforces the company's market presence.

Key Numbers

  • 4.625% — interest rate (rate for Subordinated Notes due 2061)
  • 2061 — maturity year (due date for Subordinated Notes)

Key Players & Entities

  • The Carlyle Group Inc. (company) — registrant
  • Carlyle Finance L.L.C. (company) — issuer of subordinated notes
  • The Nasdaq Global Select Market (company) — exchange where securities are registered

Forward-Looking Statements

  • The Carlyle Group Inc. will continue to maintain its listing on The Nasdaq Global Select Market. (The Carlyle Group Inc.) — high confidence, target: 2025-02-07

FAQ

What is the purpose of this 8-K filing by The Carlyle Group Inc.?

The purpose of this 8-K filing, dated February 7, 2024, is to report the registration of its securities, specifically Common Stock and 4.625% Subordinated Notes due 2061, pursuant to Section 12(b) of the Securities Exchange Act of 1934.

Which specific securities of The Carlyle Group Inc. are mentioned as registered in this filing?

The filing mentions two specific securities: Common Stock, with trading symbol CG, and 4.625% Subordinated Notes due 2061 of Carlyle Finance L.L.C., with trading symbol CGABL.

On which exchange are these securities registered, according to the filing?

Both the Common Stock (CG) and the 4.625% Subordinated Notes due 2061 (CGABL) are registered on The Nasdaq Global Select Market.

What is the date of the earliest event reported in this 8-K filing?

The Date of Report (Date of earliest event reported) is February 7, 2024.

What is the IRS Employer Identification Number for The Carlyle Group Inc. as stated in the filing?

The IRS Employer Identification Number for The Carlyle Group Inc. is 45-2832612.

Filing Stats: 560 words · 2 min read · ~2 pages · Grade level 10.1 · Accepted 2024-02-06 19:57:54

Filing Documents

02

Item 2.02 Results of Operations and Financial Condition. On February 7, 2024 , The Carlyle Group Inc. issued a summary press release and a detailed earnings presentation announcing financial results for its fourth quarter and full year ended December 31, 2023 . The summary press release and the earnings presentation are furnished as Exhibit 99.1 and Exhibit 99.2, respectively, to this Current Report on Form 8-K (this " Report " ). The information in this Report, including the exhibits hereto, shall not be deemed " filed " for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 99.1 Summary earnings press release of The Carlyle Group Inc., dated February 7, 2024. 99.2 Earnings presentation of The Carlyle Group Inc., dated February 7, 2024. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document).

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. The Carlyle Group Inc. Date: February 6, 2024 By: /s/ John C. Redett Name: John C. Redett Title: Chief Financial Officer

View Full Filing

View this 8-K filing on SEC EDGAR

View on ReadTheFiling | About | Contact | Privacy | Terms

Data from SEC EDGAR. Not affiliated with the SEC. Not investment advice. © 2026 OpenDataHQ.