CION Investment Corp. Files 8-K on Security Holder Vote
Ticker: CICB · Form: 8-K · Filed: Jul 30, 2024 · CIK: 1534254
| Field | Detail |
|---|---|
| Company | Cion Investment Corp (CICB) |
| Form Type | 8-K |
| Filed Date | Jul 30, 2024 |
| Risk Level | low |
| Pages | 3 |
| Reading Time | 3 min |
| Key Dollar Amounts | $0.001 |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, shareholder-vote, sec-filing
TL;DR
CION held a security holder vote on 7/29, filing details released 7/30.
AI Summary
CION Investment Corp. filed an 8-K on July 30, 2024, reporting on matters submitted to a vote of its security holders on July 29, 2024. The filing details the company's corporate information, including its principal executive offices in New York, NY, and its telephone number.
Why It Matters
This filing indicates that CION Investment Corp. held a vote of its security holders, which could lead to changes in corporate governance or strategic direction.
Risk Assessment
Risk Level: low — The filing is a routine disclosure of a security holder vote and does not appear to contain any immediate financial or operational risks.
Key Players & Entities
- CION Investment Corp. (company) — Registrant
- July 30, 2024 (date) — Date of Report
- July 29, 2024 (date) — Date of earliest event reported
- 100 Park Avenue, 25th Floor New York, New York 10017 (location) — Principal Executive Offices
- 212-418-4700 (phone_number) — Registrant's telephone number
FAQ
What specific matters were submitted to a vote of CION Investment Corp.'s security holders on July 29, 2024?
The filing states that matters were submitted to a vote of security holders on July 29, 2024, but does not specify the exact nature of these matters in the provided text.
When was the 8-K report filed by CION Investment Corp.?
The 8-K report was filed on July 30, 2024.
What is the principal executive office address for CION Investment Corp.?
The principal executive offices are located at 100 Park Avenue, 25th Floor, New York, New York 10017.
What is the telephone number for CION Investment Corp.?
The registrant's telephone number is (212) 418-4700.
Under which section of the Securities Exchange Act of 1934 is this Form 8-K filed?
This Form 8-K is filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.
Filing Stats: 765 words · 3 min read · ~3 pages · Grade level 11.5 · Accepted 2024-07-30 16:30:32
Key Financial Figures
- $0.001 — ch registered Common stock, par value $0.001 per share CION The New York Stock E
Filing Documents
- tm2420365d1_8k.htm (8-K) — 33KB
- 0001104659-24-083989.txt ( ) — 203KB
- cion-20240729.xsd (EX-101.SCH) — 3KB
- cion-20240729_lab.xml (EX-101.LAB) — 33KB
- cion-20240729_pre.xml (EX-101.PRE) — 22KB
- tm2420365d1_8k_htm.xml (XML) — 4KB
07. Submission of Matters to a Vote of Security Holders
Item 5.07. Submission of Matters to a Vote of Security Holders. CON Investment Corporation ("CION") convened its Annual Meeting of Shareholders (the "Annual Meeting") on July 29, 2024. As of May 31, 2024, the record date for the determination of shareholders entitled to notice of, and to vote at, the Annual Meeting, 53,565,154 shares of common stock were eligible to be voted, and 26,248,055 of those shares were voted in person or by proxy at the Annual Meeting. Shareholders were asked to consider and act upon the following proposals, each of which is described in detail in CION's definitive proxy statement for the Annual Meeting filed with the Securities and Exchange Commission on May 31, 2024: Proposal No. 1 – the election of two members of the board of directors of CION to serve until the 2027 annual meeting of shareholders or until their successors are duly elected and qualified; and Proposal No. 2 – to authorize flexibility for CION, with the approval of CION's board of directors, to offer and sell shares of common stock, up to 25% of CION's outstanding shares, at a price below net asset value during the 12 months following shareholder approval, The director nominees listed in CION's 2024 proxy statement were elected by CION's shareholders at the Annual Meeting. The votes for, votes withheld and broker non-votes for the director nominees are set forth below: Director Nominee Votes For Votes Withheld Broker Non-Votes Mark Gatto 21,578,110 4,669,945 0 Michael A. Reisner 21,575,188 4,672,867 0 On July 29, 2024, CION adjourned the Annual Meeting with respect to the Share Issuance Proposal to permit additional time to solicit shareholder votes in order to achieve the votes necessary to pass such Proposal. The reconvened meeting (the "Reconvened Annual Meeting") will be held on Tuesday, August 27, 2024 at 5:00 p.m., Eastern Time, and will be held vi
Financial Statements and Exhibits
Financial Statements and Exhibits. (d) Exhibits. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document).
SIGNATURES
SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CON Investment Corporation Date: July 30, 2024 By: /s/ Michael A. Reisner Co-Chief Executive Officer EXHIBIT LIST EXHIBIT NUMBER DESCRIPTION 104 Cover Page Interactive Data File (embedded within the Inline XBRL document).