CION Investment Corp. Files 8-K on Definitive Agreement

TL;DR

CION filed an 8-K on a new deal, check the details.

AI Summary

CION Investment Corp. entered into a material definitive agreement on December 16, 2025, related to its financial obligations. The company also filed financial statements and exhibits as part of this 8-K filing on December 18, 2025. Specific details regarding the nature of the agreement and the financial obligations are not fully elaborated in the provided text.

Why It Matters

This filing indicates a significant contractual development for CION Investment Corp., potentially impacting its financial structure and future operations.

Risk Assessment

Risk Level: medium — The filing reports a material definitive agreement and financial obligations, which could carry inherent risks depending on the specifics not fully detailed here.

Key Players & Entities

• CION Investment Corp. (company) — Registrant
• December 16, 2025 (date) — Date of earliest event reported
• December 18, 2025 (date) — Date of report

FAQ

Key Financial Figures

• $0.001 — ch registered Common stock, par value $0.001 per share CION The New York Stock E
• $172.5 million — ) in connection with CION's issuance of $172.5 million aggregate principal amount of its senio
• $125 million — nior unsecured notes, consisting of (i) $125 million in aggregate principal amount of its se
• $47.5 million — s due 2029 (the "2029 Notes"), and (ii) $47.5 million in aggregate principal amount of its se
• $493.1 m — , (iii) minimum shareholders' equity of $493.1 million, (iv) a minimum asset coverage ra
• $25 million — new unsecured indebtedness in excess of $25 million incurred by CION, which indebtedness co
• $25 m — aggregate principal amount of at least $25 million, certain judgments and orders, an

Filing Documents

• tm2533724d1_8k.htm (8-K) — 38KB
• tm2533724d1_ex10-1.htm (EX-10.1) — 549KB
• tm2533724d1_ex99-1.htm (EX-99.1) — 12KB
• image_001.jpg (GRAPHIC) — 4KB
• 0001104659-25-122331.txt ( ) — 925KB
• cion-20251216.xsd (EX-101.SCH) — 3KB
• cion-20251216_def.xml (EX-101.DEF) — 26KB
• cion-20251216_lab.xml (EX-101.LAB) — 36KB
• cion-20251216_pre.xml (EX-101.PRE) — 25KB
• tm2533724d1_8k_htm.xml (XML) — 5KB

01. Entry Into a Material Definitive Agreement

Item 1.01. Entry Into a Material Definitive Agreement. On December 16, 2025, CON Investment Corporation ("CION") e ntered into a Note Purchase Agreement with certain institutional investors (the "Note Purchase Agreement") in connection with CION's issuance of $172.5 million aggregate principal amount of its senior unsecured notes, consisting of (i) $125 million in aggregate principal amount of its senior unsecured notes due 2029 (the "2029 Notes"), and (ii) $47.5 million in aggregate principal amount of its senior unsecured notes due 2027 (the "2027 Notes" and, together with the 2029 Notes, the "Notes"). The 2029 Notes were issued at a purchase price equal to 99.75% of the principal amount of the 2029 Notes and the 2027 Notes were issued at par. CION intends to use the net proceeds to primarily repay debt under its $125 million senior unsecured notes due February 2026, make investments in portfolio companies in accordance with its investment objectives, and for working capital and general corporate purposes . The Notes are rated investment grade by DBRS, Inc. The 2029 Notes and the 2027 Notes will bear interest at a fixed rate equal to 7.70% and 7.41% per year, respectively, which will be paid semiannually commencing on June 15, 2026. The 2029 Notes and the 2027 Notes will mature on December 15, 2029 and December 15, 2027, respectively. CION has the right to, at its option, redeem all or a part that is not less than 10% of the 2029 Notes and the 2027 Notes (i) on or before September 14, 2029 and September 14, 2027, respectively, at a redemption price equal to 100% of the principal amount of such Notes to be redeemed plus an applicable "make-whole" amount equal to (x) the discounted value of the remaining scheduled payments with respect to the principal of such Note that is to be prepaid or becomes due and payable pursuant to the Note Purchase Agreement over (y) the amount of such called principal, plus accrued and unpaid interest, if any, and (ii) after September

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CON Investment Corporation Date: December 18, 2025 By: /s/ Michael A. Reisner Co-Chief Executive Officer

View Full Filing

View this 8-K filing on SEC EDGAR