CION Investment Corp Files Definitive Proxy Statement

TL;DR

CION Proxy Statement filed. Vote on July 29th.

AI Summary

CION Investment Corp filed a Definitive Proxy Statement (DEF 14A) on May 31, 2024, for its annual meeting scheduled for July 29, 2024. The filing details the company's governance and executive compensation, with no fee required for this filing.

Why It Matters

This filing provides shareholders with crucial information regarding company governance and executive compensation, enabling informed voting decisions at the upcoming annual meeting.

Risk Assessment

Risk Level: low — This is a routine DEF 14A filing, which is standard for public companies and does not inherently indicate new risks.

Key Numbers

• 20240531 — Filing Date (Date the DEF 14A was submitted to the SEC.)
• 20240729 — Meeting Date (Date of the shareholder meeting for which the proxy statement is issued.)

Key Players & Entities

• CION Investment Corp (company) — Registrant
• 0001140361-24-028404 (filing_id) — Accession Number
• 20240531 (date) — Filing Date
• 20240729 (date) — Meeting Date

FAQ

Key Financial Figures

• $0.001 — rs of shares of common stock, par value $0.001 per share (the “Shares”),
• $50,000 — s for an estimated fee of approximately $50,000, plus out-of-pocket expenses, which wil

Filing Documents

• ny20027094x2_def14a.htm (DEF 14A) — 793KB
• logo_cion.jpg (GRAPHIC) — 28KB
• ny20027094x2_pc01.jpg (GRAPHIC) — 665KB
• ny20027094x2_pc02.jpg (GRAPHIC) — 521KB
• sig_markgatto2.jpg (GRAPHIC) — 13KB
• sig_michaelreisner.jpg (GRAPHIC) — 8KB
• sig_stephenroman.jpg (GRAPHIC) — 16KB
• 0001140361-24-028404.txt ( ) — 2516KB

SECURITY OWNERSHIP OF MANAGEMENT AND CERTAIN BENEFICIAL OWNERS

SECURITY OWNERSHIP OF MANAGEMENT AND CERTAIN BENEFICIAL OWNERS The following table sets forth, as of the Record Date, the beneficial ownership of the nominees for director, the Company’s executive officers and directors, each person known to the Company to beneficially own 5% or more of the outstanding Shares, and all of the Company’s executive officers and directors as a group. Beneficial ownership is determined in accordance with the rules of the SEC and includes voting or investment power with respect to the securities. Ownership information for those persons who beneficially own 5% or more of the Company’s Shares is based upon filings by such persons with the SEC, information furnished by the Company’s transfer agent and other information obtained from such persons, if available. Unless otherwise indicated, the Company believes that each beneficial owner set forth in the table has sole voting and investment power and has the same address as the Company. The Company’s address is 100 Park Avenue, 25 th Floor, New York, NY 10017. Name and Address of Beneficial Owner ​ ​ Number of Shares Owned Beneficially (1) ​ ​ Percentage of Class (2) Interested Directors: ​ ​   ​ ​   Mark Gatto (3) ​ ​ 43,354.38 ​ ​ * Michael A. Reisner (4) ​ ​ 44,160 .38 ​ ​ * Independent Directors: ​ ​   ​ ​   Robert A. Breakstone (5) ​ ​ 10,523.86 ​ ​ * Peter I. Finlay (6) ​ ​ 2,300.00 ​ ​ * Aron I. Schwartz (7) ​ ​ 2,000.00 ​ ​ * Earl V. Hedin (8) ​ ​ 6,153.42 ​ ​ * Catherine K. Choi ​ ​ 2,000.00 ​ ​ * Edward J. Estrada ​ ​ 3,695.00 ​ ​ * Executive Officers: ​ ​  

View Full Filing

View this DEF 14A filing on SEC EDGAR