Chimera Investment Corp. Files 8-K on Asset Deal & Equity Sales

TL;DR

Chimera Investment Corp. filed an 8-K on 10/1/25 covering asset deals, equity sales, and financial statements.

AI Summary

On October 1, 2025, Chimera Investment Corp. filed an 8-K detailing several events. These include the completion of an acquisition or disposition of assets, unregistered sales of equity securities, and other events, alongside financial statements and exhibits. The filing also references various series of preferred stock and senior notes due in 2029 and 2030.

Why It Matters

This filing indicates significant corporate activity for Chimera Investment Corp., including potential asset changes and equity transactions that could impact its financial structure and operations.

Risk Assessment

Risk Level: medium — The filing involves completion of acquisitions/dispositions and unregistered sales of equity, which can introduce financial and operational risks.

Key Numbers

• 6798 — SIC Code (Indicates the company operates in Real Estate Investment Trusts.)

Key Players & Entities

• CHIMERA INVESTMENT CORP (company) — Filer
• 0001409493 (company) — Central Index Key
• 2025-10-01 (date) — Report Date
• 2025-10-03 (date) — Filing Date

FAQ

Key Financial Figures

• $0.01 — ich registered Common Stock, par value $0.01 per share CIM New York Stock Exchan
• $119.5 m — on for the Acquisition consisted of (i) $119.5 million, representing the estimated Adjus
• $120 m — ase Agreement, (ii) the cash premium of $120 million, and (iii) the issuance of 2,077,

Filing Documents

• d941384d8k.htm (8-K) — 62KB
• d941384dex231.htm (EX-23.1) — 2KB
• d941384dex991.htm (EX-99.1) — 415KB
• d941384dex992.htm (EX-99.2) — 335KB
• d941384dex993.htm (EX-99.3) — 272KB
• d941384dex994.htm (EX-99.4) — 24KB
• d941384dex995.htm (EX-99.5) — 12KB
• d941384dex996.htm (EX-99.6) — 11KB
• g941384dsp10.jpg (GRAPHIC) — 4KB
• g941384dsp8.jpg (GRAPHIC) — 4KB
• g941384g1001033638183.jpg (GRAPHIC) — 6KB
• g941384g36f86.jpg (GRAPHIC) — 7KB
• 0001193125-25-229189.txt ( ) — 1500KB
• cim-20251001.xsd (EX-101.SCH) — 4KB
• cim-20251001_def.xml (EX-101.DEF) — 16KB
• cim-20251001_lab.xml (EX-101.LAB) — 28KB
• cim-20251001_pre.xml (EX-101.PRE) — 17KB
• d941384d8k_htm.xml (XML) — 13KB

Financial Statements and Exhibits

Financial Statements and Exhibits. (a) Financial Statements of Businesses Acquired. (i) The historical audited consolidated financial statements of HomeXpress, as of and for the year ended December 31, 2024, together with the notes thereto and the independent auditors' report thereon, are filed as Exhibit 99.1 to this Current Report on Form 8-K and incorporated by reference herein. (ii) The historical interim unaudited consolidated financial statements of HomeXpress, as of and for the six months ended June 30, 2025, together with the notes thereto, are filed as Exhibit 99.2 to this Current Report on Form 8-K and incorporated by reference herein. (b) Pro Forma Financial Information. The following unaudited pro forma consolidated financial information related to the Acquisition is attached as Exhibit 99.3 and incorporated by reference herein: (i) Unaudited Pro Forma Consolidated Statement of Financial Condition as of June 30, 2025, and Unaudited Pro Forma Consolidated Statements of Operations for the six-month period ended June 30, 2025, and the fiscal year ended December 31, 2024. Cautionary Statement Concerning Forward-Looking Statements This Current Report on Form 8-K includes "forward-looking statements" within the meaning of the safe harbor provisions of the United States Private Securities Litigation Reform Act of 1995, including as related to the expected impact (including as related to Chimera's future earnings) of Chimera's acquisition of HomeXpress. Actual results may differ from expectations, estimates and projections and, consequently, readers should not rely on these forward-looking statements as predictions of future events. Words such as "goal," "expect," "target," "assume," "estimate," "project," "budget," "forecast," "anticipate," "intend," "plan," "may," "would," "will," "could," "should," "believe," "predict," "potential," "continue," or similar expressions are intended to identify such forward-looking statements. These forward-

Financial Statements and Exhibits

Financial Statements and Exhibits (d) Exhibits Exhibit No. Description 2.1 Stock Purchase Agreement, dated June 11, 2025, by and among Chimera Investment Corporation and, and the Sellers and their Representatives, each as defined therein (filed as Exhibit 2.1 to Chimera's Current Report on Form 8-K/A filed with the SEC on June 13, 2025 and incorporated herein by reference). 2.2 First Amendment to Stock Purchase Agreement, dated August 5, 2025, by and among Chimera Investment Corporation and the Sellers and their Representatives, each as defined therein (filed as Exhibit 2.2 to Chimera's Quarterly Report on Form 10-Q filed with the SEC on August 6, 2025 and incorporated herein by reference). 10.1 Chimera Investment Corporation Inducement Award Plan (filed as Exhibit 99.1 to Chimera's Registration Statement on Form S-8 filed with the SEC on October 1, 2025 and incorporated herein by reference). 10.2 Form of Restricted Stock Unit pursuant to the Chimera Investment Corporation Inducement Award Plan (filed as Exhibit 99.2 to Chimera's Registration Statement on Form S-8 filed with the SEC on October 1, 2025 and incorporated herein by reference). 23.1 Consent of Baker Tilly US, LLP. 99.1 Historical audited consolidated financial statements of HomeXpress, as of and for the year ended December 31, 2024 and the report of Baker Tilly US, LLP, independent auditors. 99.2 Historical interim unaudited financial statements of HomeXpress, as of and for the six months ended June 30, 2025. 99.3 Unaudited Pro Forma Consolidated Statement of Financial Condition as of June 30, 2025, and Unaudited Pro Forma Consolidated Statements of Operations for the six-month period ended June 30, 2025, and the fiscal year ended December 31, 2024. 99.4 Additional Risk Factors. 99.5 Press Release, dated October 1, 2025. 99.6 Press Release, dated October 1, 2025. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CHIMERA INVESTMENT CORPORATION Date: October 3, 2025 By: /s/ Subramaniam Viswanathan Name: Subramaniam Viswanathan Title: Chief Financial Officer

View Full Filing

View this 8-K filing on SEC EDGAR