Cingulate Inc. Files 8-K Report

TL;DR

Cingulate Inc. filed an 8-K on 10/15/24. Check for updates.

AI Summary

On October 15, 2024, Cingulate Inc. filed an 8-K report. The filing primarily concerns "Other Events" and "Financial Statements and Exhibits," indicating updates or disclosures related to the company's financial status and significant occurrences. Specific details regarding the nature of these events or financial statements are not provided in the excerpt.

Why It Matters

This filing signals that Cingulate Inc. has made a significant disclosure to the SEC, which could contain important information for investors regarding the company's operations or financial health.

Risk Assessment

Risk Level: medium — An 8-K filing indicates material events, which can introduce volatility or provide crucial information impacting stock price.

Key Players & Entities

• Cingulate Inc. (company) — Registrant
• October 15, 2024 (date) — Date of earliest event reported
• Delaware (jurisdiction) — State of incorporation
• 001-40874 (identifier) — SEC File Number
• 86-3825535 (identifier) — IRS Employer Identification No.
• 1901 W. 47th Place Kansas City , KS 66205 (address) — Principal executive offices
• (913) 942-2300 (phone_number) — Registrant's telephone number

FAQ

Key Financial Figures

• $0.0001 — ch registered Common Stock, par value $0.0001 per share CING The Nasdaq Stock Mar
• $15,196,658 — & Co., LLC, dated January 3, 2023, from $15,196,658 to $23,536,658 and filed a prospectus s
• $23,536,658 — ed January 3, 2023, from $15,196,658 to $23,536,658 and filed a prospectus supplement (the
• $8,340,000 — the Sales Agreement for an aggregate of $8,340,000. Prior to the date hereof, the Company
• $11,323,947.19 — tock having an aggregate sales price of $11,323,947.19 under the Sales Agreement. A copy of th

Filing Documents

• form8-k.htm (8-K) — 43KB
• ex5-1.htm (EX-5.1) — 12KB
• ex5-1_001.jpg (GRAPHIC) — 1573KB
• 0001493152-24-041042.txt ( ) — 2442KB
• cing-20241015.xsd (EX-101.SCH) — 4KB
• cing-20241015_def.xml (EX-101.DEF) — 29KB
• cing-20241015_lab.xml (EX-101.LAB) — 36KB
• cing-20241015_pre.xml (EX-101.PRE) — 26KB
• form8-k_htm.xml (XML) — 6KB

From the Filing

UNITED SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2024 CINGULATE INC. (Exact name of registrant as specified in its charter) Delaware 001-40874 86-3825535 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 1901 W. 47th Place Kansas (Address of principal executive offices) (Zip Code) (913) 942-2300 (Registrant's telephone number, including area code) (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of exchange on which registered Common Stock, par value $0.0001 per share CING The Nasdaq Stock Market LLC (Nasdaq Capital Market) Warrants, exercisable for one share of common stock CINGW The Nasdaq Stock Market LLC (Nasdaq Capital Market) Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR 230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR 240.12b-2). Emerging growth company If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item 8.01 Other Events. On October 15, 2024, Cingulate Inc. (the "Company") increased the maximum aggregate offering price of the shares of the Company's common stock, par value $0.0001 per share (the "Common Stock") issuable under the At The Market Offering Agreement (the "Sales Agreement") with H.C. Wainwright & Co., LLC, dated January 3, 2023, from $15,196,658 to $23,536,658 and filed a prospectus supplement (the "Current Prospectus Supplement") under the Sales Agreement for an aggregate of $8,340,000. Prior to the date hereof, the Company sold shares of common stock having an aggregate sales price of $11,323,947.19 under the Sales Agreement. A copy of the legal opinion as to the legality of the $8,340,000 of shares of Common Stock issuable under the Sales Agreement and covered by the Current Prospectus Supplement is filed as Exhibit 5.1 attached hereto. Item 9.01. Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 5.1 Opinion of Lowenstein Sandler LLP 23.1 Consent of Lowenstein Sandler LLP (included in Exhibit 5.1) 104 Cover Page Interactive Data File (embedded within the Inline XBRL document) SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CINGULATE INC. Dated: October 15, 2024 By: /s/ Shane J. Schaffer Name: Shane J. Schaffer Title: Chief Executive Officer

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View this 8-K filing on SEC EDGAR