Clearfield, Inc. (CLFD) — SEC Filings
Clearfield, Inc. (CLFD) — 34 SEC filings. Latest: 10-Q (May 7, 2026). Includes 18 8-K, 7 10-Q, 4 SC 13G/A.
View Clearfield, Inc. on SEC EDGAR
Overview
Clearfield, Inc. (CLFD) is a publicly traded company tracked on ReadTheFiling. The most recent enriched filing is a 8-K filed on Dec 12, 2025: Clearfield, Inc. filed an 8-K on December 10, 2025, reporting amendments to its Articles of Incorporation or Bylaws and filing financial statements and exhibits. The company, previously known as APA Enterprises, Inc. and APA OPTICS INC /MN/, is incorporated in Minnesota and has its principal executi
Sentiment Summary
Across 34 filings, the sentiment breakdown is: 1 bullish, 2 bearish, 30 neutral, 1 mixed. The dominant filing sentiment for Clearfield, Inc. is neutral.
Filing Type Overview
Clearfield, Inc. (CLFD) has filed 7 10-Q, 18 8-K, 2 10-K, 2 DEF 14A, 4 SC 13G/A, 1 SC 13G with the SEC between Jan 2024 to May 2026.
Filings by Year
Recent SEC Filings (34)
Risk Profile
Risk Assessment: Of CLFD's 29 recent filings, 1 were flagged as high-risk, 10 as medium-risk, and 18 as low-risk. The overall risk profile suggests relatively low risk with generally favorable filings.
Key Executives
- Michael J. Sicoli
- Michael F. Falese
- Kevin L. Schrimpe
- Ronald G. Roth
Industry Context
Clearfield operates in the rapidly growing fiber optics market, driven by increasing demand for higher bandwidth for FTTH, 5G wireless, and enterprise connectivity. The industry is characterized by significant investment from service providers aiming to expand network reach and capacity. However, it also faces intense competition from established players with substantial resources.
Top Tags
financial-reporting (5) · 10-Q (5) · financials (5) · corporate-governance (4) · amendment (4) · 8-K (3) · governance (3) · 8-k (3) · Clearfield (3) · institutional-ownership (3)
Key Numbers
| Metric | Value | Context |
|---|---|---|
| Aggregate market value of non-affiliate equity | $347,399,785 | as of March 31, 2025, indicating company size |
| Shares of common stock outstanding | 13,839,096 | as of November 14, 2025 |
| Effectiveness of ClearPass Dust Cap | 94.5% | improving network performance and installation speed |
| SEC File Number | 000-16106 | Clearfield, Inc.'s SEC filing identifier. |
| EIN | 41-1347235 | Clearfield, Inc.'s Employer Identification Number. |
| Revenue for nine months ended June 30, 2025 | $105.2M | Decreased by 48.8% from $205.4 million in the prior year. |
| Net income for nine months ended June 30, 2025 | $1.9M | Plummeted by 94.5% from $34.7 million in the prior year. |
| Gross profit margin for nine months ended June 30, 2025 | 27.9% | Contracted from 39.5% in the prior year. |
| Inventory as of June 30, 2025 | $67.4M | Decreased by $10.1 million from $77.5 million at September 30, 2024. |
| Year-over-year revenue decrease | 48.8% | Indicates significant market contraction and reduced demand. |
| Year-over-year net income decrease | 94.5% | Highlights severe impact on profitability. |
| Total Assets | $25.0B | As of March 31, 2025 |
| Total Liabilities | $20.4B | As of March 31, 2025 |
| USD | 25,000 | Likely a financial figure related to the credit facility or operations, though specific label is missing. |
| Fiscal Year End | 2024-09-30 | Reporting period for the DEF 14A filing. |
Forward-Looking Statements
- {"claim":"Vanguard will maintain a significant, but potentially fluctuating, stake in Clearfield, Inc.","entity":"The Vanguard Group","targetDate":"Next 12 months","confidence":"high"}
- {"claim":"Clearfield's stock price may experience short-term downward pressure due to the perceived lack of confidence from a significant shareholder.","entity":"Clearfield, Inc.","targetDate":"Q1 2024","confidence":"medium"}
- {"claim":"Analysts may re-evaluate their ratings or price targets for Clearfield, Inc. following this disclosure.","entity":"Clearfield, Inc.","targetDate":"Q1 2024","confidence":"medium"}
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Frequently Asked Questions
What are the latest SEC filings for Clearfield, Inc. (CLFD)?
Clearfield, Inc. has 34 recent SEC filings from Jan 2024 to May 2026, including 18 8-K, 7 10-Q, 4 SC 13G/A. Each filing includes an AI-generated plain-English summary.
What is the overall sentiment of CLFD filings?
Across 34 filings, the sentiment breakdown is: 1 bullish, 2 bearish, 30 neutral, 1 mixed. The dominant sentiment is neutral.
Where can I find Clearfield, Inc. SEC filings explained simply?
ReadTheFiling provides AI-powered plain-English summaries of all Clearfield, Inc. (CLFD) SEC filings, including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and insider trades.
What are the key financial highlights for Clearfield, Inc.?
Key financial highlights from Clearfield, Inc.'s most recent 10-K include metrics such as revenue, net income, EPS, and debt ratios. Visit the filing detail page for the full breakdown.
What is the investment thesis for CLFD?
The investment thesis for CLFD includes bull, base, and bear case scenarios derived from AI analysis of recent SEC filings.
Who are the key executives at Clearfield, Inc.?
Key executives identified across Clearfield, Inc.'s filings include Michael J. Sicoli, Michael F. Falese, Kevin L. Schrimpe, Ronald G. Roth.
What are the main risk factors for Clearfield, Inc. stock?
Of CLFD's 29 assessed filings, 1 were flagged high-risk, 10 medium-risk, and 18 low-risk.
What are recent predictions and forward guidance from Clearfield, Inc.?
Recent forward-looking statements from Clearfield, Inc. include guidance on {"claim":"Vanguard will maintain a significant, but potentially fluctuating, stake in Clearfield, Inc.","entity":"The Va and 2 other predictions.