Cellectis S.A. Re-files Exhibit 4.1.3 to Form 6-K

Ticker: CLLS · Form: 6-K · Filed: Dec 5, 2025 · CIK: 1627281

Sentiment: neutral

Topics: filing-correction, exhibit-refile, procedural

TL;DR

Cellectis re-filed a document, likely correcting previous info. Check Exhibit 4.1.3.

AI Summary

Cellectis S.A. is re-filing Exhibit 4.1.3 to its Form 6-K, originally submitted on December 5, 2025. The purpose of this re-filing is to correct or update information previously provided in the exhibit. The company is a foreign private issuer based in Paris, France, and operates in the biological products sector.

Why It Matters

Re-filing exhibits can indicate corrections or updates to previously disclosed information, which may be material for investors assessing the company's current status and disclosures.

Risk Assessment

Risk Level: low — This filing is a procedural re-submission of an exhibit and does not appear to contain new material financial or operational information.

Key Players & Entities

FAQ

What is the specific reason for re-filing Exhibit 4.1.3?

The filing states the purpose is to re-file Exhibit 4.1.3, but does not specify the exact reason for the re-filing beyond it being an update or correction.

When was the original Exhibit 4.1.3 filed?

The filing indicates the exhibit was previously filed, and this is a re-filing as of December 5, 2025.

What is Cellectis S.A.'s primary business?

Cellectis S.A. is in the business of Biological Products (NO DIAGNOSTIC SUBSTANCES), SIC code 2836.

Where is Cellectis S.A. headquartered?

Cellectis S.A. is headquartered at 8, rue de la Croix Jarry, 75013 Paris, France.

Is Cellectis S.A. required to file annual reports on Form 20-F?

Yes, the filing indicates Cellectis S.A. files annual reports under cover of Form 20-F.

Filing Stats: 697 words · 3 min read · ~2 pages · Grade level 9.1 · Accepted 2025-12-05 16:05:17

Filing Documents

From the Filing

6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 under the Securities Exchange Act of 1934 Date of Report: December 5, 2025 Commission File Number: 001-36891 Cellectis S.A. (Exact Name of registrant as specified in its charter) 8, rue de la Croix Jarry 75013 Paris, France +33 1 81 69 16 00 (Address of principal executive office) Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F. Form 20-FForm 40-F Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): Explanatory Note The purpose of this Report on Form 6-K is to re-file Exhibit 4.1.3 hereto, which was previously filed as Exhibit 4.6.3 to Form 20-F on March 13, 2018 (and incorporated by reference into subsequent Form 20-F filings), to transition to the requirements set forth in Item 601(b) of Regulation S-K permitting registrants to omit confidential information from material contracts filed pursuant to Item 601(b)(10) without the need to submit a confidential treatment request to the Securities and Exchange Commission. The confidential information is omitted from Exhibit 4.1.3 because it is both not material and would likely cause competitive harm to Cellectis S.A. if publicly disclosed. For ease of reference, Cellectis S.A. is also including with this Form 6-K Exhibits 4.1, 4.1.1 and 4.1.2, each of which was previously re-filed with a Form 6-K on December 29, 2020 pursuant to Item 601(b)(10) of Regulation S-K. The following exhibits hereto are incorporated by reference herein. This report on Form 6-K shall be deemed to be incorporated by reference in the registration statements of Cellectis S.A. on Form F-3 (Nos. 333-284302 and 333-288491) and Form S-8 (Nos. 333-204205, 333-214884, 333-222482, 333-227717, 333-258514, 333-267760, 333-273777, 333-284301 and 333-290218), to the extent not superseded by documents or reports subsequently filed. Exhibit Title 4.1#* Exclusive Patent License Agreement between Regents of the University of Minnesota and Cellectis S.A., dated January 10, 2011 4.1.1#* First Amendment to the Exclusive Patent License Agreement between Regents of the University of Minnesota and Cellectis S.A., dated May 24, 2012 4.1.2#* Second Amendment to the Exclusive Patent License Agreement between Regents of the University of Minnesota and Cellectis S.A., dated April 1, 2014 4.1.3* Third Amendment to the Exclusive Patent License Agreement between Regents of the University of Minnesota and Cellectis S.A., dated December 16, 2015 # Indicates a document previously filed with the Commission. * In accordance with Item 601(b)(10)(iv) of Regulation S-K, certain information (indicated by "[***]") has been excluded from this exhibit because it is both not material and would likely cause competitive harm to the Company if publicly disclosed. In accordance with Item 601(a)(6) of Regulation S-K, certain information has been excluded from this exhibit. SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. CELLECTIS S.A. December 5, 2025 By: /s/ André Choulika André Choulika Chief Executive Officer EXHIBIT INDEX Exhibit Title 4.1#* Exclusive Patent License Agreement between Regents of the University of Minnesota and Cellectis S.A., dated January 10, 2011 4.1.1#* First Amendment to the Exclusive Patent License Agreement between Regents of the University of Minnesota and Cellectis S.A., dated May 24, 2012 4.1.2#* Second Amendment to the Exclusive Patent License Agreement between Regents of the University of Minnesota and Cellectis S.A., dated April 1, 2014 4.1.3* Third Amendment to the Exclusive Patent License Agreement between Regents of the University of Minnesota and Cellectis S.A., dated December 16, 2015 # Indicates a document previously filed with the Commission. * In accordance with Item 601(b)(10)(iv) of Regulation S-K, certain information (indicated by "[***]") has been excluded from this exhibit because it is both not material and would likely cause competitive harm to the Company if publicly disclosed. In accordance with Item 601(a)(6) of Regulation S-K, certain information has been excluded from this exhibit.

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