SC 13G/A: Clene Inc.

AI Summary

SC 13G/A filing by Clene Inc..

Risk Assessment

Risk Level: low

FAQ

Key Financial Figures

• $0.0001 — 0,945 shares of common stock, par value $0.0001 per share (the " Common Stock ") of Cle

Filing Documents

• ci-sc13ga_amend1.htm (SC 13G/A) — 68KB
• 0001014108-24-000048.txt ( ) — 69KB

(a)

Item 1(a). Name of Issuer: Clene Inc. (the " Issuer ")

(b)

Item 1(b). Address of Issuer's Principal Executive Offices: 6550 South Millrock Drive, Suite G50, Salt Lake City, Utah

(a)

Item 2(a). Name of Person Filing: (a) - (c) Name of Persons Filing; Address; Citizenship: This statement is being filed by Chidozie Ugwumba (the " Reporting Person "). The Reporting Person's principal business address is c/o SymBiosis Capital Management, LLC 609 SW 8 th St., Suite 510, Bentonville, AR 72712. The citizenship of the Reporting Person's is the United States of America.

(b)

Item 2(b). Address of Principal Business Office or, if none, Residence:

(c)

Item 2(c). Citizenship:

(d)

Item 2(d). Title of Class of Securities: Common Stock, par value $0.0001 per share (" Common Stock ")

(e)

Item 2(e). CUSIP Number: G8959N130 CUSIP No. G8959N130 Page 4 of 6 Item 3. If This Statement Is Filed Pursuant to Rules 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing Is a(n): (a) Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o); (b) Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); (c) Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); (d) Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); (e) Investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E); (f) Employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g) Parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); (h) Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) A non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J); (k) Group, in accordance with Section 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____________________________ . Item 4. (a) Amount beneficially owned: (b) Percent of class: The information set forth in rows 5 through 11 of the cover pages is incorporated by reference into this Item 4. The shares reporting in this Schedule 13G include (i) 650,945 shares of Common Stock of the Issuer, (ii) 375,000 shares of Common Stock issuable upon exercise of Tranche A Warrants that are immediately exercisable, (iii) 375,000 shares of Common Stock issuable upon exercise of Tranche B Warrants that are immediately exercisable, (iv) 424,358 shares of Common Stock issuable upon exercise of the Prefunded Com

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