CN Energy Group, Inc. Files Amendment to Annual Report

TL;DR

<b>CN Energy Group, Inc. has filed an amendment to its annual report for the fiscal year ended September 30, 2023, detailing its share structure and reporting obligations.</b>

AI Summary

CN ENERGY GROUP. INC. (CNEY) filed a Amended Foreign Annual Report (20-F/A) with the SEC on February 16, 2024. CN Energy Group, Inc. filed an amendment (20-F/A) to its annual report for the fiscal year ended September 30, 2023. The company's Class A ordinary shares trade on The Nasdaq Stock Market LLC under the symbol CNEY. As of September 30, 2023, CN Energy Group had an aggregate of 2,285,826 Class A ordinary shares and 100,698 Class B ordinary shares outstanding. The filing is an annual report, not a registration statement, and the company is required to file reports under Section 13 or 15(d) of the Securities Exchange Act of 1934. The company's principal executive offices are located in Lishui City, Zhejiang Province, PRC.

Why It Matters

For investors and stakeholders tracking CN ENERGY GROUP. INC., this filing contains several important signals. This amendment provides updated information regarding the company's share structure and confirms its ongoing reporting requirements with the SEC. The filing clarifies the company's status as a reporting entity and the exchange where its shares are traded, which is important for investors monitoring its compliance and market activity.

Risk Assessment

Risk Level: low — CN ENERGY GROUP. INC. shows low risk based on this filing. The filing is an amendment to an annual report and does not contain new financial performance data or significant operational changes, indicating a low level of immediate risk.

Analyst Insight

Investors should review the amendment for any updated disclosures or changes in reporting status that may affect their assessment of CN Energy Group.

Key Numbers

• 2,285,826 — Class A ordinary shares outstanding (As of September 30, 2023)
• 100,698 — Class B ordinary shares outstanding (As of September 30, 2023)
• 001-39978 — SEC File Number (For CN Energy Group, Inc.)

Key Players & Entities

• CN ENERGY GROUP. INC. (company) — Registrant
• CNEY (company) — Trading Symbol
• The Nasdaq Stock Market LLC (company) — Exchange
• 2024-02-16 (date) — Filing Date
• 2023-09-30 (date) — Fiscal Year End
• Jinwu Huang (person) — Chief Financial Officer

FAQ

Industry Context

CN Energy Group, Inc. operates within the industrial organic chemicals sector, as indicated by its SIC code.

Regulatory Implications

The company is subject to the reporting requirements of the Securities Exchange Act of 1934, as evidenced by its Form 20-F filing.

What Investors Should Do

1. Review the full 20-F/A filing for any specific disclosures or updates.
2. Monitor future filings for any changes in the company's financial or operational status.
3. Verify the trading status and any related news for CNEY on The Nasdaq Stock Market LLC.

Key Dates

• 2024-02-16: Filing Date — Amendment No. 1 to Form 20-F filed
• 2023-09-30: Fiscal Year End — Period covered by the annual report

Year-Over-Year Comparison

This filing is an amendment to the previous annual report, providing updated information rather than a new period's financial results.

Filing Documents

• cney_20fa.htm (20-F/A) — 36KB
• cney_ex121.htm (EX-12.1) — 8KB
• cney_ex122.htm (EX-12.2) — 8KB
• cney_ex131.htm (EX-13.1) — 3KB
• cney_ex132.htm (EX-13.2) — 4KB
• cney_ex152.htm (EX-15.2) — 3KB
• 0001477932-24-000774.txt (&nbsp;) — 63KB

EXHIBITS

Item 19. EXHIBITS EXHIBIT INDEX Exhibit No. Description 12.1* Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 12.2* Certification of Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 13.1** Certification of Chief Executive Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 13.2** Certification of Chief Financial Officer pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 15.2* Consent of Enrome LLP ___________________________ * Filed with this amendment No. 1 to annual report on Form 20F ** Furnished with this amendment No. 1 to annual report on Form 20F 3

SIGNATURES

SIGNATURES The registrant hereby certifies that it meets all of the requirements for filing on this Amendment No. 1 to Form 20F and that it has duly caused and authorized the undersigned to sign this annual report on its behalf. CN ENERGY GROUP. INC. Date: February 15, 2024 By: /s/ Xinyang Wang Xinyang Wang Chief Executive Officer, Director, and Chairwoman of the Board of Directors 4

View Full Filing

View this 20-F/A filing on SEC EDGAR