CNO Financial Group Enters Material Agreement

TL;DR

CNO Financial Group just signed a big deal involving preferred stock and new financial obligations.

AI Summary

On May 8, 2024, CNO Financial Group, Inc. entered into a material definitive agreement related to its Series D Preferred Stock. The company also incurred a direct financial obligation or an obligation under an off-balance sheet arrangement. The filing includes financial statements and exhibits.

Why It Matters

This filing indicates a significant financial transaction or obligation for CNO Financial Group, which could impact its financial structure and future operations.

Risk Assessment

Risk Level: medium — Entering into material definitive agreements and incurring financial obligations can introduce financial risks and complexities for the company.

Key Players & Entities

• CNO Financial Group, Inc. (company) — Registrant
• May 8, 2024 (date) — Date of earliest event reported
• Series D Preferred Stock (financial_instrument) — Subject of material definitive agreement

FAQ

Key Financial Figures

• $0.01 — ch registered Common Stock, par value $0.01 per share CNO New York Stock Exchan
• $700.0 million — th the offer and sale by the Company of $700.0 million of 6.450% senior notes due 2034 (the "N
• $500.0 million — epayment at or prior to maturity of its $500.0 million of 5.250% Senior Notes due 2025 and (ii

Filing Documents

• tm2411933d7_8k.htm (8-K) — 43KB
• tm2411933d7_ex1-1.htm (EX-1.1) — 159KB
• tm2411933d7_ex4-2.htm (EX-4.2) — 233KB
• tm2411933d7_ex5-1.htm (EX-5.1) — 12KB
• tm2411933d7_ex5-1img001.jpg (GRAPHIC) — 14KB
• 0001104659-24-060561.txt ( ) — 772KB
• cno-20240508.xsd (EX-101.SCH) — 3KB
• cno-20240508_def.xml (EX-101.DEF) — 27KB
• cno-20240508_lab.xml (EX-101.LAB) — 37KB
• cno-20240508_pre.xml (EX-101.PRE) — 25KB
• tm2411933d7_8k_htm.xml (XML) — 6KB

03

Item 2.03. Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant . The information set forth under Item 1.01 above is incorporated by reference into this Item 2.03. The information included in this Current Report on Form 8-K is neither an offer to sell nor a solicitation of an offer to buy any securities of the Company. - 2 -

01. Financial

Item 9.01. Financial (d) Exhibits Exhibit Number Exhibit 1.1 Underwriting Agreement, dated May 8, 2024, among CNO Financial Group, Inc. and Goldman Sachs & Co. LLC, RBC Capital Markets, LLC and Barclays Capital Inc., as representatives of the several underwriters named therein. 4.1 Indenture, dated as of June 12, 2019, between CNO Financial Group, Inc. and U.S. Bank Trust Company, National Association (as successor in interest to U.S. Bank National Association), as trustee (incorporated by reference to Exhibit 4.1 of the Company's Current Report on Form 8-K filed with the Securities and Exchange Commission on June 12, 2019). 4.2 Third Supplemental Indenture, dated as of May 13, 2024, by and between CNO Financial Group, Inc. and U.S. Bank Trust Company, National Association, as trustee, relating to the 6.450% Senior Notes due 2034. 4.3 Form of Global Notes (included as Exhibit A to Exhibit 4.2). 5.1 Opinion of Willkie Farr & Gallagher LLP regarding the validity of the Notes. 23.1 Consent of Willkie Farr & Gallagher LLP (included in Exhibit 5.1). 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). - 3 -

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. CNO Financial Group, Inc. Date: May 13, 2024 By: /s/ Michellen A. Wildin Michellen A. Wildin Senior Vice President and Chief Accounting Officer - 4 -

View Full Filing

View this 8-K filing on SEC EDGAR