ConnectOne Bancorp Files 8-K on Shareholder Votes

TL;DR

CNOB filed an 8-K on shareholder votes from May 21st.

AI Summary

ConnectOne Bancorp, Inc. filed an 8-K on May 22, 2024, reporting on matters submitted to a vote of its security holders on May 21, 2024. The filing details the company's corporate structure and its principal executive offices located at 301 Sylvan Avenue, Englewood Cliffs, New Jersey.

Why It Matters

This filing informs investors about key decisions made during shareholder meetings, which can impact the company's governance and future direction.

Risk Assessment

Risk Level: low — The filing is a routine disclosure of shareholder meeting outcomes and does not indicate any immediate financial distress or significant operational changes.

Key Players & Entities

• ConnectOne Bancorp, Inc. (company) — Filer of the 8-K report
• May 21, 2024 (date) — Date of the earliest event reported
• May 22, 2024 (date) — Date the 8-K report was filed
• 301 Sylvan Avenue, Englewood Cliffs, New Jersey 07632 (location) — Principal executive offices of ConnectOne Bancorp, Inc.

FAQ

Filing Documents

• cnob20231120_8k.htm (8-K) — 63KB
• newlogo01.jpg (GRAPHIC) — 16KB
• 0001437749-24-017995.txt ( ) — 255KB
• cnob-20240521.xsd (EX-101.SCH) — 4KB
• cnob-20240521_def.xml (EX-101.DEF) — 13KB
• cnob-20240521_lab.xml (EX-101.LAB) — 18KB
• cnob-20240521_pre.xml (EX-101.PRE) — 13KB
• cnob20231120_8k_htm.xml (XML) — 5KB

07 Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders On May 21, 2024, ConnectOne Bancorp, Inc. (the "Company") held its Annual Meeting of Shareholders (the "Annual Meeting"), for which the Board of Directors solicited proxies. At the Annual Meeting, the shareholders voted on the proposals set forth below, as described in the Company's definitive proxy materials filed with the SEC on April 11, 2024. On April 1, 2024, the record date for the Annual Meeting, there were a total of 38,333,053shares of common stock outstanding and entitled to vote at the Annual Meeting. A total of 34,533,184shares of common stock were represented in person or by proxy at the Annual Meeting. The proposals voted on and approved by the shareholders at the Annual Meeting, and the final voting results with respect to such proposals, were as follows: Proposal 1. The election of twelve persons to serve as directors for one-year terms. The following is a list of the directors elected at the Annual Meeting with the number of votes For and Withheld, as well as the number of Broker Non-Votes: FOR WITHHELD BROKER NON-VOTES Frank Sorrentino III 27,730,969 540,170 6,262,045 Stephen T. Boswell 28,023,486 247,653 6,262,045 Frank W. Baier 27,946,699 324,440 6,262,045 Frank Huttle III 27,109,321 1,161,818 6,262,045 Michael Kempner 28,112,112 159,027 6,262,045 Elizabeth Magennis 27,951,373 319,766 6,262,045 Nicholas Minoia 27,352,815 918,324 6,262,045 Anson M. Moise 28,112,381 158,758 6,262,045 Katherin Nukk-Freeman 27,693,283 577,856 6,262,045 Susan O'Donnell 28,232,870 38,269 6,262,045 Daniel Rifkin 28,118,937 152,202 6,262,045 Mark Sokolich 28,114,521 156,618 6,262,045 Proposal 2: The non-binding resolution with respect to the compensation of the Company's executive officers was adopted. The votes For and Withheld, as well as the number of Abstentions and Broker Non-Votes are as follows: FOR AGAINST ABSTENTIONS BROKER NON-V

SIGNATURES

SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized. CONNECTONE BANCORP, INC. (Registrant) Dated: May 22, 2024 By: /s/ William S. Burns WILLIAM S. BURNS Senior Executive Vice President and Chief Financial Officer

View Full Filing

View this 8-K filing on SEC EDGAR