Capital One Files 8-K on Securities Status

Ticker: COF-PN · Form: 8-K · Filed: Feb 20, 2024 · CIK: 927628

Capital One Financial Corp 8-K Filing Summary
FieldDetail
CompanyCapital One Financial Corp (COF-PN)
Form Type8-K
Filed DateFeb 20, 2024
Risk Levellow
Pages7
Reading Time8 min
Sentimentneutral

Sentiment: neutral

Topics: debt, preferred-stock, corporate-governance

TL;DR

**Capital One just filed an 8-K, likely a routine update on their outstanding stock and debt, nothing major to trade on.**

AI Summary

Capital One Financial Corp. filed an 8-K on February 20, 2024, reporting an event that occurred on February 19, 2024. The filing indicates the company's various outstanding securities, including common stock, Series I, J, K, L, and N Preferred Stock, and Senior Notes due in 2024 and 2029. This filing is a standard current report under the Securities Exchange Act of 1934.

Why It Matters

This filing provides a snapshot of Capital One's outstanding securities, which is crucial for investors to understand the company's capital structure and potential obligations.

Risk Assessment

Risk Level: low — This 8-K appears to be a routine informational filing about existing securities, not indicating any new material events or risks.

Key Players & Entities

  • CAPITAL ONE FINANCIAL CORP (company) — filer of the 8-K
  • February 19, 2024 (date) — date of earliest event reported
  • February 20, 2024 (date) — date of report filing
  • 0000927628 (company) — Central Index Key (CIK) for Capital One
  • Series I Preferred Stock (company) — type of outstanding security
  • Series J Preferred Stock (company) — type of outstanding security
  • Series K Preferred Stock (company) — type of outstanding security
  • Series L Preferred Stock (company) — type of outstanding security
  • Series N Preferred Stock (company) — type of outstanding security
  • M0.800 Senior Notes Due 2024 (dollar_amount) — type of outstanding debt

FAQ

What is the purpose of this 8-K filing by Capital One Financial Corp.?

This 8-K filing is a current report pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934, reporting on 'Other Events' and 'Financial Statements and Exhibits' related to the company's outstanding securities as of February 19, 2024.

When was the earliest event reported in this 8-K filing?

The earliest event reported in this 8-K filing occurred on February 19, 2024.

What types of securities are mentioned in this 8-K filing for Capital One?

The filing mentions Common Stock, Series I, J, K, L, and N Preferred Stock, and Senior Notes due in 2024 and 2029.

What is the Central Index Key (CIK) for Capital One Financial Corp.?

The Central Index Key (CIK) for Capital One Financial Corp. is 0000927628.

What is the filing date of this 8-K report?

The filing date of this 8-K report is February 20, 2024.

Filing Stats: 1,991 words · 8 min read · ~7 pages · Grade level 19.6 · Accepted 2024-02-20 06:12:03

Filing Documents

Financial Statements and Exhibits

Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 99.1 Joint press release of Capital One Financial Corporation and Discover Financial Services, dated February 19, 2024 99.2 Investor presentation of Capital One Financial Corporation, dated February 20, 2024 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL

Forward Looking Statements

Forward Looking Statements Information in this communication, other than statements of historical facts, may constitute forward-looking statements, within the meaning of the Private Securities Litigation Reform Act of 1995. These statements include, but are not limited to, statements about the benefits of the proposed transaction between Capital One Financial Corporation ("Capital One") and Discover Financial Services ("Discover"), including future financial and operating results (including the anticipated impact of the transaction on Capital One's and Discover's respective earnings and tangible book value), statements related to the expected timing of the completion of the transaction, the combined company's plans, objectives, expectations and intentions, and other statements that are not historical facts. Forward-looking statements may be identified by terminology such as "may," "will," "should," "targets," "scheduled," "plans," "intends," "goal," "anticipates," "expects," "believes," "forecasts," "outlook," "estimates," "potential," or "continue" or negatives of such terms or other comparable terminology. All forward-looking statements are subject to risks, uncertainties and other factors that may cause the actual results, performance or achievements of Capital One or Discover to differ materially from any results expressed or implied by such forward-looking statements. Such factors include, among others, (1) the risk that the cost savings and any revenue synergies from the transaction may not be fully realized or may take longer than anticipated to be realized, (2) disruption to the parties' businesses as a result of the announcement and pendency of the transaction, (3) the risk that the integration of Discover's business and operations into Capital One, including the integration into Capital One's compliance management program, will be materially delayed or will be more costly or difficult than expected, or that Capital One is otherwise unable to successful

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