Capital One Files 8-K on Feb 26, Details Preferred Stock & Senior Notes
Ticker: COF-PN · Form: 8-K · Filed: Feb 26, 2024 · CIK: 927628
| Field | Detail |
|---|---|
| Company | Capital One Financial Corp (COF-PN) |
| Form Type | 8-K |
| Filed Date | Feb 26, 2024 |
| Risk Level | low |
| Pages | 2 |
| Reading Time | 3 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: regulatory-filing, debt, preferred-stock
TL;DR
**Capital One just filed an 8-K, confirming its preferred stock and senior notes are all current as of Feb 26, 2024.**
AI Summary
This 8-K filing by CAPITAL ONE FINANCIAL CORP on February 26, 2024, is a current report filed under Section 13 or 15(d) of The Securities Exchange Act of 1934. It includes Regulation FD Disclosure and Financial Statements and Exhibits. The filing indicates the company's various preferred stock series (I, J, K, L, N) and senior notes due in 2024 and 2029 were active as of this date.
Why It Matters
This filing provides a snapshot of Capital One's capital structure, specifically its preferred stock and senior debt, which is crucial for investors assessing the company's financial health and obligations.
Risk Assessment
Risk Level: low — This is a routine disclosure filing with no indication of adverse events or significant changes.
Key Players & Entities
- CAPITAL ONE FINANCIAL CORP (company) — Filer of the 8-K
- February 26, 2024 (date) — Date of report and earliest event reported
- 0000927628 (company) — Central Index Key (CIK) for Capital One
- Series I Preferred Stock (other) — Type of security
- Senior Notes Due 2024 (other) — Type of security
FAQ
What is the purpose of this 8-K filing by Capital One Financial Corp?
This 8-K filing is a current report pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934, including Regulation FD Disclosure and Financial Statements and Exhibits.
What date is associated with the earliest event reported in this filing?
The earliest event reported in this filing is February 26, 2024.
Which types of securities are mentioned in the filing as of February 26, 2024?
The filing mentions Common Stock, Series I, J, K, L, and N Preferred Stock, and Senior Notes due in 2024 and 2029.
What is Capital One Financial Corp's Central Index Key (CIK)?
Capital One Financial Corp's Central Index Key (CIK) is 0000927628.
What items are included in the 'ITEM INFORMATION' section of this 8-K?
The 'ITEM INFORMATION' section includes 'Regulation FD Disclosure' and 'Financial Statements and Exhibits'.
Filing Stats: 722 words · 3 min read · ~2 pages · Grade level 12.1 · Accepted 2024-02-26 16:05:52
Filing Documents
- cof-20240226.htm (8-K) — 37KB
- 0000927628-24-000097.txt ( ) — 251KB
- cof-20240226.xsd (EX-101.SCH) — 5KB
- cof-20240226_def.xml (EX-101.DEF) — 19KB
- cof-20240226_lab.xml (EX-101.LAB) — 42KB
- cof-20240226_pre.xml (EX-101.PRE) — 20KB
- cof-20240226_htm.xml (XML) — 9KB
01 Regulation FD Disclosure
Item 7.01 Regulation FD Disclosure. Capital One Financial Corporation (the "Company") will present at the KBW Fintech Conference in New York, New York on Tuesday, February 27, 2024 at 11:00 a.m. ET. A live audio webcast will be available via the Company's website (http://www.capitalone.com). Choose "Investors" to access the Investor Center and listen to the presentation. The replay of the presentation will be archived on the Company's website through at least March 12, 2024. Note : Information in this report furnished pursuant to Item 7.01 shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly stated by specific reference in such filing. This report will not be deemed an admission as to the materiality of any information in the report that is required to be disclosed solely by Regulation FD.
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. CAPITAL ONE FINANCIAL CORPORATION Date: February 26, 2024 By: /s/ Matthew W. Cooper Matthew W. Cooper General Counsel and Corporate Secretary 2