Capital One Files 8-K on Officer Changes & Financial Disclosures
Ticker: COF-PN · Form: 8-K · Filed: Feb 29, 2024 · CIK: 927628
| Field | Detail |
|---|---|
| Company | Capital One Financial Corp (COF-PN) |
| Form Type | 8-K |
| Filed Date | Feb 29, 2024 |
| Risk Level | low |
| Pages | 3 |
| Reading Time | 4 min |
| Sentiment | neutral |
Sentiment: neutral
Topics: corporate-governance, officer-changes, debt, preferred-stock
TL;DR
**Capital One just dropped an 8-K about executive changes and some financial notes, keep an eye on those preferred stocks and senior debt.**
AI Summary
This 8-K filing from Capital One Financial Corp. on February 29, 2024, reports on events occurring on February 28, 2024, related to the departure or election of directors or officers and their compensatory arrangements. It also includes Regulation FD Disclosure and Financial Statements and Exhibits. The filing details various preferred stock series (I, J, K, L, N) and senior notes due in 2024 and 2029, indicating ongoing financial activities and corporate governance updates.
Why It Matters
This filing provides transparency into Capital One's corporate governance and financial structure, which can influence investor confidence and strategic direction.
Risk Assessment
Risk Level: low — The filing is a routine disclosure of corporate governance and financial information, not indicating any immediate negative events.
Key Players & Entities
- CAPITAL ONE FINANCIAL CORP (company) — Filer of the 8-K
- 0000927628 (company) — Central Index Key (CIK) for Capital One
- February 28, 2024 (date) — Conformed Period of Report
- February 29, 2024 (date) — Filed as of date
- Series I Preferred Stock (dollar_amount) — Financial instrument mentioned
FAQ
What is the purpose of this 8-K filing by Capital One Financial Corp.?
The 8-K filing by Capital One Financial Corp. serves to report on the 'Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers,' 'Regulation FD Disclosure,' and 'Financial Statements and Exhibits' as of February 28, 2024.
When was this 8-K filed and what is the period of report?
This 8-K was filed on February 29, 2024, and the conformed period of report is February 28, 2024.
What specific financial instruments are mentioned in the filing?
The filing mentions 'Common Stock', 'Series I Preferred Stock', 'Series J Preferred Stock', 'Series K Preferred Stock', 'Series L Preferred Stock', 'Series N Preferred Stock', 'Senior Notes Due 2024', and 'Senior Notes Due 2029'.
What is Capital One Financial Corp.'s Central Index Key (CIK)?
Capital One Financial Corp.'s Central Index Key (CIK) is 0000927628.
What items are included in the 'ITEM INFORMATION' section of this 8-K?
The 'ITEM INFORMATION' section includes 'Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers', 'Regulation FD Disclosure', and 'Financial Statements and Exhibits'.
Filing Stats: 875 words · 4 min read · ~3 pages · Grade level 12.1 · Accepted 2024-02-29 16:07:05
Filing Documents
- cof-20240228.htm (8-K) — 40KB
- exhibit991-pressreleasedat.htm (EX-99.1) — 9KB
- coflogoa.jpg (GRAPHIC) — 123KB
- sharfordheadshota.jpg (GRAPHIC) — 11KB
- 0000927628-24-000103.txt ( ) — 451KB
- cof-20240228.xsd (EX-101.SCH) — 5KB
- cof-20240228_def.xml (EX-101.DEF) — 19KB
- cof-20240228_lab.xml (EX-101.LAB) — 42KB
- cof-20240228_pre.xml (EX-101.PRE) — 20KB
- cof-20240228_htm.xml (XML) — 9KB
01 Regulation FD Disclosure
Item 7.01 Regulation FD Disclosure. On February 29, 2024, the Company issued a press release announcing the appointment of Ms. Harford to the Board. A copy of the press release is attached hereto as Exhibit 99.1 and incorporated herein by reference. Note: Information in this report furnished pursuant to Item 7.01 shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly stated by specific reference in such filing. This report will not be deemed an admission as to the materiality of any information in the report that is required to be disclosed solely by Regulation FD.
01 Financial Statements and Exhibits
Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 99.1 Press Release, dated February 2 9 , 2024 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. CAPITAL ONE FINANCIAL CORPORATION Date: February 29, 2024 By: /s/ Matthew W. Cooper Matthew W. Cooper General Counsel and Corporate Secretary 2