Capital One Files 8-K with Financial Exhibits

Ticker: COF-PN · Form: 8-K · Filed: Mar 15, 2024 · CIK: 927628

Capital One Financial Corp 8-K Filing Summary
FieldDetail
CompanyCapital One Financial Corp (COF-PN)
Form Type8-K
Filed DateMar 15, 2024
Risk Levellow
Pages2
Reading Time3 min
Sentimentneutral

Sentiment: neutral

Topics: financial-reporting, debt, equity

Related Tickers: COF

TL;DR

COF dropped an 8-K with financial exhibits for common and preferred stock, plus senior notes.

AI Summary

On March 14, 2024, Capital One Financial Corp. filed an 8-K report detailing its financial statements and exhibits. The filing includes information related to its common stock, various series of preferred stock (Series I, J, K, L, N), and senior notes due in 2024 and 2029.

Why It Matters

This filing provides investors with updated financial information and details about the company's capital structure, including various debt and equity instruments.

Risk Assessment

Risk Level: low — This is a routine financial filing and does not indicate any immediate or significant risks.

Key Players & Entities

  • Capital One Financial Corp. (company) — Filer of the 8-K report
  • March 14, 2024 (date) — Date of the earliest event reported
  • 20240314 (date) — Conformed period of report
  • Senior Notes Due 2024 (dollar_amount) — Financial instrument mentioned in the filing
  • Senior Notes Due 2029 (dollar_amount) — Financial instrument mentioned in the filing

FAQ

What specific financial statements are included in this 8-K filing?

The filing indicates that financial statements and exhibits are included, but the specific details of these statements are not provided in the provided text.

What is the significance of the 'Regulation FD Disclosure' item?

Regulation FD (Fair Disclosure) ensures that material non-public information is disclosed to all investors simultaneously, suggesting this filing may contain such information.

What are the different series of preferred stock mentioned?

The filing mentions Series I, Series J, Series K, Series L, and Series N preferred stock.

What is the fiscal year end for Capital One Financial Corp.?

The fiscal year end for Capital One Financial Corp. is December 31.

What is the Standard Industrial Classification (SIC) code for Capital One Financial Corp.?

The SIC code for Capital One Financial Corp. is 6021, which corresponds to National Commercial Banks.

Filing Stats: 695 words · 3 min read · ~2 pages · Grade level 12.6 · Accepted 2024-03-14 17:33:39

Filing Documents

01 Regulation FD Disclosure

Item 7.01 Regulation FD Disclosure. Capital One Financial Corporation (the "Company") hereby furnishes the information in Exhibit 99.1 hereto, Monthly Charge-Off and Delinquency Metrics - As of and for the month ended February 29, 2024. Note: Information in this report (including the exhibit) furnished pursuant to Item 7.01 shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that Section. This report will not be deemed an admission as to the materiality of any information in the report that is required to be disclosed solely by Regulation FD. Furthermore, the information provided in Exhibit 99.1 shall not be deemed incorporated by reference into any filing under the Securities Act of 1933 or the Securities Exchange Act of 1934.

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 99.1 Monthly Charge-Off and Delinquency Metrics - As of and for the month ended F ebruary 29 , 2024 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL 1 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. CAPITAL ONE FINANCIAL CORPORATION Date: March 14, 2024 By: /s/ TIMOTHY P. GOLDEN Timothy P. Golden SVP, Controller and Principal Accounting Officer 2

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