Capital One Files 8-K on Financial Condition

TL;DR

COF filed an 8-K updating its financial condition, including preferred stock and senior notes.

AI Summary

Capital One Financial Corp. filed an 8-K on April 25, 2024, reporting on its financial condition and results of operations. The filing includes details on various series of preferred stock and senior notes, such as Senior Notes due 2024 and Senior Notes due 2029. This report is a standard update on the company's financial status and does not appear to announce any new material events.

Why It Matters

This filing provides an update on Capital One's financial structure, including details on its preferred stock and senior notes, which are important for investors assessing the company's financial health and debt obligations.

Risk Assessment

Risk Level: low — This is a routine filing providing standard financial updates and does not indicate any new or unusual risks.

Key Players & Entities

• Capital One Financial Corp. (company) — Filer
• 0000927628-24-000158 (accession_number) — Filing identifier
• April 25, 2024 (date) — Filing date
• Senior Notes Due 2024 (financial_instrument) — Debt instrument mentioned
• Senior Notes Due 2029 (financial_instrument) — Debt instrument mentioned

FAQ

Filing Documents

• cof-20240425.htm (8-K) — 40KB
• ex991q12024earningsrelease.htm (EX-99.1) — 36KB
• ex992q12024earningsrelease.htm (EX-99.2) — 1840KB
• earningsslidesvfinal1b58aa.jpg (GRAPHIC) — 31KB
• 0000927628-24-000158.txt ( ) — 2251KB
• cof-20240425.xsd (EX-101.SCH) — 5KB
• cof-20240425_def.xml (EX-101.DEF) — 19KB
• cof-20240425_lab.xml (EX-101.LAB) — 38KB
• cof-20240425_pre.xml (EX-101.PRE) — 20KB
• cof-20240425_htm.xml (XML) — 9KB

02 Results of Operations and Financial Condition

Item 2.02 Results of Operations and Financial Condition. On April 25, 2024, Capital One Financial Corporation (the "Company") issued a press release announcing its financial results for the first quarter ended March 31, 2024. Copies of the Company's press release and financial supplement are attached and furnished herewith as Exhibits 99.1 and 99.2 to this Form 8-K and are incorporated herein by reference. Note: Information in this report (including Exhibits 99.1 and 99.2) furnished pursuant to Item 2.02 shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that Section. 1

01 Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 99.1 Press Release, dated April 25 , 2024 - First Quarter 2024 99.2 Financial Supplement - First Quarter 2024 104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL Earnings Conference Call Webcast Information. The Company will hold an earnings conference call on April 25, 2024 at 5:00 PM Eastern Time. The conference call will be accessible through live webcast. Interested investors and other individuals can access the webcast via the Company's home page (www.capitalone.com). Under "About," choose "Investors" to access the Investor Center and view and/or download the earnings press release, the financial supplement, including a reconciliation of non-GAAP financial measures, and the earnings release presentation. A replay of the webcast will be archived on the Company's website through May 9, 2024 at 5:00 PM Eastern Time. 2 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this Current Report on Form 8-K to be signed on its behalf by the undersigned hereunto duly authorized. CAPITAL ONE FINANCIAL CORPORATION Date: April 25, 2024 By: /s/ TIMOTHY P. GOLDEN Timothy P. Golden SVP, Controller and Principal Accounting Officer 3

View Full Filing

View this 8-K filing on SEC EDGAR